ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
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| 04/04/2016 | 2016/227 | ToR SMSC | MiFID - Secondary Markets | Reference | PDF 143.74 KB |
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| 11/02/2016 | 2016/214 | ToR OWG Prospectus | Prospectus | Reference | PDF 87.64 KB |
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| 04/04/2016 | 2016/221 | ToR MDSC | MiFID - Secondary Markets | Reference | |||||
| 11/02/2016 | 2016/210 | ToR CDTF | MiFID - Secondary Markets | Reference | PDF 134.83 KB |
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| 19/12/2017 | ESMA70-156-185 | Template for reporting circuit breakers parameters to ESMA | MiFID - Secondary Markets | Reference | XLSX 41.46 KB |
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| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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| 19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
| 18/05/2018 | ESMA70-154-555 | SMSC Terms of Reference | MiFID - Secondary Markets | Reference | PDF 209.92 KB |
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| 01/07/2016 | 2016/1064 | RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports | MiFID - Secondary Markets | Reference | PDF 224.16 KB |
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| 19/06/2017 | ESMA70-156-166 | Response template consultation trading obligation MiFIR | MiFID - Secondary Markets | Reference | DOCX 771 KB |
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| 06/07/2017 | ESMA31-62-650 reply form | Response form_Consultation Paper on scrutiny and approval | Prospectus | Reference | DOCX 768.87 KB |
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| 06/07/2017 | ESMA31-62-532 reply form | Response form_Consultation Paper on format and content of the prospectus | Prospectus | Reference | DOCX 776.87 KB |
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| 06/07/2017 | ESMA31-62-649 reply form | Response form_Consultation Paper on EU Growth prospectus | Prospectus | Reference | DOCX 771.83 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 12/07/2019 | ESMA70-156-1471 | Response Form- CP review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Reference | DOCX 757 KB |
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| 28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 12/05/2021 | ESMA70-156-4233 Response form | Response form- Consultation Paper on the RTS 2 Annual Review | MiFID - Secondary Markets | Reference | DOCX 768.94 KB |
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| 11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |