ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
23
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Information filter Corporate Information
- CESR Archive (116) Apply CESR Archive filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- Sustainable finance (4) Apply Sustainable finance filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Vacancies (2) Apply Vacancies filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove CESR Document filter CESR Document
- (-) Remove Vacancy filter Vacancy
- Reference (326) Apply Reference filter
- Opinion (104) Apply Opinion filter
- Guidelines & Recommendations (99) Apply Guidelines & Recommendations filter
- Press Release (97) Apply Press Release filter
- Annual Report (87) Apply Annual Report filter
- Final Report (84) Apply Final Report filter
- Consultation Paper (79) Apply Consultation Paper filter
- Letter (60) Apply Letter filter
- Statement (60) Apply Statement filter
- Report (45) Apply Report filter
- Speech (35) Apply Speech filter
- Decision (15) Apply Decision filter
- Compliance table (14) Apply Compliance table filter
- Summary of Conclusions (12) Apply Summary of Conclusions filter
- Technical Standards (11) Apply Technical Standards filter
- Technical Advice (8) Apply Technical Advice filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (3) Apply Investor Warning filter
Your filters
Prospectus X International cooperation X Market Abuse X MiFID - Secondary Markets X Joint Committee X Corporate Information X Q&A X Vacancy X CESR Document X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |
||||
23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
||||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
||||
20/05/2022 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1001.92 KB |
||||
27/03/2019 | ESMA70-872942901-36 | Q&A on MiFID II and MiFIR commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 602.38 KB |
||||
15/07/2022 | ESMA70-872942901-38 | Questions and Answers on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 489.31 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
24/10/2012 | JC/CP/2012/01 Feedback statement | ESA feedback statement on the Joint CP on Financial Conglomerates | Joint Committee | CESR Document | PDF 82.95 KB |
||||
17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |