ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
124
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X Joint Committee X Crowdfunding X Short Selling X Q&A X Technical Advice X Guidelines & Recommendations X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , , Guidelines & Recommendations PDF
593.19 KB
04/10/2011 2011/323 Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Technical Advice PDF
797.56 KB
01/03/2012 2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Technical Advice PDF
1.32 MB
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD).  The advice was submitted to the Commission on 29 February 2012.  In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
20/04/2012 2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS , Technical Advice PDF
509.39 KB
09/01/2013 2012/864 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Technical Advice PDF
1.23 MB
30/01/2013 2013/159 Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) Q&A PDF
873.32 KB
20/03/2013 2013/319 The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , Guidelines & Recommendations PDF
540.48 KB

This document contains an update of the CESR recommendations.

02/04/2013 2013/74 Guidelines on Exemption for market making activities and primary market operations under the Short selling regulation , Guidelines & Recommendations PDF
498.85 KB
02/04/2013 2013/74 BG Изключения за дейностите по поддържане на пазара и операциите на първичния пазар съгласно Регламент (ЕС) № 236/2012 на Европейския парламент и на Съвета относно късите продажби и някои аспекти на суапите за кредитно неизпълнение , Guidelines & Recommendations PDF
536.67 KB
02/04/2013 2013/74 CS Výjimka pro činnosti v rámci tvorby trhu a operace na primárním trhu podle nařízení Evropského parlamentu a Rady (EU) č. 236/2012 ze dne 14. března 2012 o prodeji na krátko a některých aspektech swapů úvěrového selhání , Guidelines & Recommendations PDF
516.53 KB
02/04/2013 2013/74 DA Fritagelse for market making-aktiviteter og primære markedsoperationer i henhold til Europa-Parlamentets og Rådets forordning (EU) nr. 236/2012 om short selling og visse aspekter af credit default swaps , Guidelines & Recommendations PDF
491.66 KB
02/04/2013 2013/74 ET Turutegemise ja esmasturuga seotud toimingute suhtes kohaldatavad erandid vastavalt Euroopa Parlamendi ja nõukogu määrusele (EL) nr 236/2012 lühikeseks müügi ja krediidiriski vahetustehingute teatavate aspektide kohta , Guidelines & Recommendations PDF
538.28 KB
02/04/2013 2013/74 FI Lyhyeksimyynnistä ja tietyistä luottoriskinvaihtosopimuksiin liittyvistä kysymyksistä annetun Euroopan parlamentin ja neuvoston asetuksen (EU) N:o 236/2012 mukaisesta markkinatakaustoimintaa ja ensimarkkinoilla suoritettavia operaatioita koskevasta poikke , Guidelines & Recommendations PDF
485.25 KB
02/04/2013 2013/74 FR Exemption pour les activités de tenue de marché et les opérations de marché primaire au titre du Règlement (UE) n° 236/2012 du Parlement européen et du Conseil sur la vente à découvert et certains aspects des contrats d’échange sur risque de crédit , Guidelines & Recommendations PDF
621.2 KB
02/04/2013 2013/74 EL Εξαίρεση για δραστηριότητες ειδικής διαπραγμάτευσης και πρωτογενούς αγοράς βάσει του κανονισμού (ΕΕ) αριθ. 236/2012 του Ευρωπαϊκού Κοινοβουλίου και του Συμβουλίου για τις ανοικτές πωλήσεις και ορισμένες πτυχές των συμβολαίων ανταλλαγής πιστωτικής αθέτησης , Guidelines & Recommendations PDF
561.83 KB
02/04/2013 2013/74 HU A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége , Guidelines & Recommendations PDF
550.5 KB
02/04/2013 2013/74 IT Esenzione per attività di supporto agli scambi (market making) e operazioni di mercato primario ai sensi del regolamento (UE) 236/2012 del Parlamento europeo e del Consiglio del 14 marzo 2012 relativo alle vendite allo scoperto e a taluni aspetti dei cont , Guidelines & Recommendations PDF
496.67 KB
02/04/2013 2013/74 LV Atbrīvojums tirgus uzturētāja darbībām un primārā tirgus operācijām saskaņā ar Eiropas Parlamenta un Padomes Regulu (ES) Nr. 236/2012 par īso pārdošanu un dažiem kredītriska mijmaiņas darījumu aspektiem , Guidelines & Recommendations PDF
771.14 KB
02/04/2013 2013/74 LT Rinkos formavimo veiklai ir operacijoms pirminėje rinkoje taikomos išimtys pagal Europos Parlamento ir Tarybos Reglamentą (ES) 236/2012 dėl skolintų vertybinių popierių pardavimo ir tam tikrų kredito įsipareigojimų neįvykdymo apsikeitimo sandorių aspektų , Guidelines & Recommendations PDF
515.2 KB
02/04/2013 2013/74 MT Eżenzjoni għal attivitajiet ta’ ġenerazzjoni tas-suq u operazzjonijiet fis-suq primarju skont ir-Regolament (UE) Nru 236/2012 tal-Parlament Ewropew u tal-Kunsill Council dwar bejgħ bin-nieqes u ċerti aspetti tas-swaps ta’ inadempjenza tal-kreditu , Guidelines & Recommendations PDF
551.64 KB

Pages