ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
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| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
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| 13/10/2021 | ESMA22-106-3638 | SMSG Advice on remuneration guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 118.54 KB |
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| 28/09/2021 | ESMA22-106-3523 | SMSG Advice on ESMA 2022 annual Work Programme | Securities and Markets Stakeholder Group | SMSG Advice | PDF 143.94 KB |
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| 19/08/2021 | ESMA22-106-3504 | SMSG response to EC consultation on the EU strategy for retail investors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 574.91 KB |
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| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 03/08/2021 | ESMA22-106-3473 | SMSG advice to ESMA on Digital Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 192.4 KB |
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| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
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| 30/06/2021 | ESMA22-106-3439 | SMSG response to the ESMA’s Consultation Report on “EU Money Market Fund Regulation – legislative review” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 222.51 KB |
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| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
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| 29/04/2021 | ESMA22-106-3280 | SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 561.81 KB |
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| 04/03/2021 | ESMA32-382-1138 | Guidelines on disclosure requirements under the Prospectus Regulation | Guidelines and Technical standards, Prospectus | Guidelines & Recommendations | PDF 549.46 KB |
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| 01/03/2021 | ESMA22-106-3194 | SMSG own initiative advice to ESMA on Wirecard case | Securities and Markets Stakeholder Group | SMSG Advice | PDF 519.92 KB |
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| 12/01/2021 | ESMA22-106-3087 | SMSG advice ESMA on its Consultation Paper on Guidelines on the MiFID II/ MiFIR Obligations on Market Data | Securities and Markets Stakeholder Group | SMSG Advice | PDF 129.81 KB |
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| 13/11/2020 | ESMA22-106-2993 | SMSG advice on Sustainability Templates | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 184.15 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 05/10/2020 | ESMA22-106-2819 | SMSG advice on 2021 Annual Work Programme | Corporate Information, Securities and Markets Stakeholder Group | SMSG Advice | PDF 117.42 KB |
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| 15/09/2020 | ESMA22-106-2858 | SMSG advice on ESG disclosure | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 251.29 KB |
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| 30/06/2020 | ESMA22-106-2273 | SMSG advice peer review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 225.96 KB |
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| 29/04/2020 | ESMA22-106-2365 | SMSG advice Inv services third country | Securities and Markets Stakeholder Group | SMSG Advice | PDF 163.99 KB |