ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
7
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Prospectus filter Prospectus
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Fund Management (13) Apply Fund Management filter
- MiFID - Investor Protection (12) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Market Integrity (2) Apply Market Integrity filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- Reference (320) Apply Reference filter
- Press Release (119) Apply Press Release filter
- Summary of Conclusions (99) Apply Summary of Conclusions filter
- Final Report (94) Apply Final Report filter
- Annual Report (84) Apply Annual Report filter
- Guidelines & Recommendations (84) Apply Guidelines & Recommendations filter
- Report (81) Apply Report filter
- Statement (74) Apply Statement filter
- Consultation Paper (55) Apply Consultation Paper filter
- Letter (47) Apply Letter filter
- Speech (30) Apply Speech filter
- Decision (27) Apply Decision filter
- Opinion (11) Apply Opinion filter
- Q&A (11) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- SMSG Advice (4) Apply SMSG Advice filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (3) Apply Investor Warning filter
- Technical Standards (3) Apply Technical Standards filter
Your filters
Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Corporate Information X Securities Financing Transactions X Corporate Governance X Joint Committee X Benchmarks X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |