ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X CESR Archive X Supervisory convergence X MiFID - Investor Protection X Corporate Disclosure X Technical Advice X Compliance table X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/11/2022 | ESMA50-164-6905 | Opening statement at the ECON hearing on FTX | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Statement | PDF 132.73 KB |
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| 25/11/2022 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 144.34 KB |
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| 25/11/2022 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 180.41 KB |
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| 28/10/2022 | ESMA32-63-1320 | ESMA statement on European Common Enforcement priorities for 2022 annual reports | Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 608.88 KB |
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| 24/10/2022 | ESMA24-436-1425 | Verena Ross Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Statement | PDF 619.63 KB |
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| 13/10/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 149.47 KB |
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| 27/09/2022 | ESMA35-43-3328 | Public statement on the impact of inflation in the context of investment services to retail clients | MiFID - Investor Protection | Statement | PDF 132.05 KB |
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| 17/08/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 232.45 KB |
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| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
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| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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| 08/07/2022 | ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | MiFID - Investor Protection, Supervisory convergence | Statement | PDF 97.86 KB |
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| 08/07/2022 | ESMA32-384-5422 | Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA | Prospectus | Statement | PDF 241.41 KB |
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| 13/05/2022 | ESMA32-339-208 | Public statement on Transparency on implementation of IFRS 17 Insurance Contracts | Corporate Disclosure | Statement | PDF 168.3 KB |
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| 13/05/2022 | ESMA32-63-1277 | Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports | Corporate Disclosure | Statement | PDF 184.38 KB |
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| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
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| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
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| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
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| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |