ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
418
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X CESR Archive X Supervisory convergence X MiFID - Investor Protection X Corporate Disclosure X Technical Advice X Compliance table X Statement X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/08/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
232.45 KB
12/08/2022 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
134.08 KB
10/08/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
376.52 KB
09/08/2022 CPD22 Joint ESAs Consumer Protection Day- Programme , Reference PDF
619.11 KB
01/08/2022 ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms , Compliance table PDF
174.28 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
20/07/2022 ESMA50-164-2193 TRV Article_Key Retail Risk Indicators for the EU single market , Reference PDF
419.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
08/07/2022 ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements , Statement PDF
97.86 KB
08/07/2022 ESMA32-384-5422 Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA Statement PDF
241.41 KB
01/07/2022 ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive , , Reference PDF
1 MB
28/06/2022 ESMA02-91-3297 ESMA Final Accounts Financial Year 2021 , , , Reference PDF
803.28 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
18/05/2022 ESMA50-165-2096 Leverage and derivatives – the case of Archegos , Reference PDF
264.1 KB
17/05/2022 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
341.26 KB
13/05/2022 ESMA32-339-208 Public statement on Transparency on implementation of IFRS 17 Insurance Contracts Statement PDF
168.3 KB
13/05/2022 ESMA32-63-1277 Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports Statement PDF
184.38 KB
31/03/2022 ESMA42-111-6889 Follow-up to GLEFI Peer Review Report , Reference PDF
429.7 KB
28/03/2022 ESMA41-387-154 Rules of procedure on mediation Reference PDF
234.94 KB

Pages