ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
36
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Management Board filter Management Board
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Prospectus filter Prospectus
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- Corporate Information (78) Apply Corporate Information filter
- MiFID - Secondary Markets (9) Apply MiFID - Secondary Markets filter
- Post Trading (8) Apply Post Trading filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Investor Protection (6) Apply MiFID - Investor Protection filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Market Abuse (3) Apply Market Abuse filter
- Trade Repositories (3) Apply Trade Repositories filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Joint Committee (2) Apply Joint Committee filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Short Selling (2) Apply Short Selling filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- Final Report (338) Apply Final Report filter
- Press Release (318) Apply Press Release filter
- Reference (271) Apply Reference filter
- Consultation Paper (215) Apply Consultation Paper filter
- CESR Document (111) Apply CESR Document filter
- Summary of Conclusions (108) Apply Summary of Conclusions filter
- Letter (99) Apply Letter filter
- Report (52) Apply Report filter
- Statement (49) Apply Statement filter
- Speech (40) Apply Speech filter
- Opinion (34) Apply Opinion filter
- Decision (25) Apply Decision filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Technical Advice (6) Apply Technical Advice filter
- Compliance table (2) Apply Compliance table filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Securitisation X Market Integrity X Corporate Governance X Management Board X CESR Archive X Q&A X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 28/05/2020 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.18 MB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 18/02/2020 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 679.18 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
| 14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
| 26/10/2010 | 10-1027 | CESR 2010 Half-Yearly Report | CESR Archive | Annual Report | PDF 902.07 KB |
||||
| 18/06/2010 | 10-766 | CESR Annual Report for 2009 | CESR Archive | Annual Report | PDF 4.59 MB |
||||
| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
| 18/11/2009 | 09-782 | CESR 2009 Half-Yearly Report | CESR Archive | Annual Report | PDF 925.93 KB |
||||
| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |