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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|27/05/2022||ESMA41-140-79||Technical standards||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|20/05/2022||ESMA65-8-6560||Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting||Post Trading||Reference||PDF
|20/05/2022||ESMA65-8-7109||Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting||Post Trading||Reference||PDF
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/05/2022||ESMA50-165-2096||Leverage and derivatives – the case of Archegos||Risk Analysis & Economics - Markets Infrastructure Investors, Trading||Reference||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/05/2022||ESMA WP-2022-02||ESMA working paper on Financial stability risks from cloud outsourcing||Innovation and Products||Reference||PDF
|12/05/2022||ESMA70-151-887||CSDR List of relevant authorities- Article 12||Post Trading||Reference||PDF
|11/05/2022||ESMA ED Calendar||2022 calendar of the Executive Director of ESMA||Corporate Information||Reference||PDF
|11/05/2022||ESMA22-106-3829||Overview of planned consultation papers 2022||Corporate Information||Reference||PDF
|02/05/2022||ESMA70-155-11635||CSD Register||Post Trading||Reference||PDF
|29/04/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|25/04/2022||ESMA70-151-2218||Public Register for the Clearing Obligation under EMIR||Post Trading||Reference||PDF
|11/04/2022||ESMA22-440-241||ESMA Staff Stakeholder contacts in the first quarter 2022||Corporate Information||Reference||PDF
|11/04/2022||ESMA70-447-1897||CSDR Settlement Fails Reporting- List of SSS IDs and SSS Names||Post Trading||Reference||XLSX
|28/03/2022||ESMA41-387-154||Rules of procedure on mediation||Board of Supervisors||Reference||PDF
|28/03/2022||ESMA 50-165-2078||Fund performance during market stress – The Corona experience||Fund Management, Innovation and Products||Reference||PDF
|25/03/2022||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||Post Trading||Reference||PDF
|24/03/2022||ESMA41-356-274||Public notice on REGIS TR, S.A.||Board of Supervisors, Trade Repositories||Reference||PDF