ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Integrity filter Market Integrity
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- Fund Management (10) Apply Fund Management filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (5) Apply MiFID - Secondary Markets filter
- Joint Committee (3) Apply Joint Committee filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Short Selling (1) Apply Short Selling filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- Reference (227) Apply Reference filter
- Press Release (98) Apply Press Release filter
- Opinion (94) Apply Opinion filter
- Guidelines & Recommendations (84) Apply Guidelines & Recommendations filter
- Annual Report (80) Apply Annual Report filter
- Summary of Conclusions (75) Apply Summary of Conclusions filter
- Final Report (70) Apply Final Report filter
- Report (63) Apply Report filter
- Statement (60) Apply Statement filter
- Consultation Paper (46) Apply Consultation Paper filter
- Speech (32) Apply Speech filter
- Decision (28) Apply Decision filter
- Investor Warning (27) Apply Investor Warning filter
- Letter (24) Apply Letter filter
- Q&A (8) Apply Q&A filter
- Technical Advice (8) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Market Integrity X Corporate Information X MiFID - Investor Protection X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.38 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |