ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
22
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Integrity filter Market Integrity
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (17) Apply Fund Management filter
- Post Trading (15) Apply Post Trading filter
- MiFID - Investor Protection (11) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Joint Committee (5) Apply Joint Committee filter
- Market Abuse (4) Apply Market Abuse filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Short Selling (2) Apply Short Selling filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Reference (342) Apply Reference filter
- Letter (209) Apply Letter filter
- Press Release (137) Apply Press Release filter
- Opinion (124) Apply Opinion filter
- Statement (95) Apply Statement filter
- Report (93) Apply Report filter
- Final Report (89) Apply Final Report filter
- Summary of Conclusions (88) Apply Summary of Conclusions filter
- Annual Report (85) Apply Annual Report filter
- Consultation Paper (60) Apply Consultation Paper filter
- Speech (45) Apply Speech filter
- Decision (27) Apply Decision filter
- Guidelines & Recommendations (20) Apply Guidelines & Recommendations filter
- Q&A (12) Apply Q&A filter
- Technical Advice (6) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Board of Supervisors X MiFID II: Transparency Calculations and DVC X Market Integrity X Corporate Governance X Corporate Information X Corporate Disclosure X MiFID - Secondary Markets X Compliance table X Technical Standards X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
||||
19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. |