ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
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| 06/04/2022 | ESMA22-106-3912 | Summary of conclusions Board of Supervisors- 11 March 2022 | Board of Supervisors | Summary of Conclusions | PDF 83.59 KB |
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| 06/04/2022 | ESMA22-106-3911 | Summary of conclusions Board of Supervisors- 3 March 2022 | Board of Supervisors | Summary of Conclusions | PDF 87.45 KB |
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| 25/03/2022 | ESMA22-106-3877 | Summary of conclusions Board of Supervisors- 10 February 2022 | Board of Supervisors | Summary of Conclusions | PDF 92.94 KB |
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| 25/03/2022 | ESMA22-106-3884 | Summary of conclusions Board of Supervisors- 25 February 2022 | Board of Supervisors | Summary of Conclusions | PDF 103.69 KB |
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| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
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| 24/02/2022 | ESMA22-106-3735 | Summary of Conclusions Joint BoS-SMSG- 18 November 2021 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.46 KB |
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| 08/02/2022 | ESMA22-106-3791 | Summary of conclusions Board of Supervisors- 15 December 2021 | Board of Supervisors | Summary of Conclusions | PDF 147.13 KB |
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| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
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| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
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| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
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| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
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| 27/01/2022 | ESMA22-106-3714 | Summary of conclusions Board of Supervisors- 17 November 2021 | Board of Supervisors | Summary of Conclusions | PDF 187.47 KB |
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| 26/01/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 142.69 KB |
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| 19/01/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 140.42 KB |
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| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |