ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/08/2022 ESMA22-106-4050 Summary of conclusions Board of Supervisors- 12 May 2022 Summary of Conclusions PDF
305.11 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
22/06/2022 ESMA22-106-3954 Summary of conclusions Board of Supervisors- 22-23 March 2022 Summary of Conclusions PDF
181.46 KB
22/06/2022 ESMA22-106-3844 Summary of conclusions Board of Supervisors- 25-26 January 2022 Summary of Conclusions PDF
236.46 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
06/04/2022 ESMA22-106-3912 Summary of conclusions Board of Supervisors- 11 March 2022 Summary of Conclusions PDF
83.59 KB
06/04/2022 ESMA22-106-3911 Summary of conclusions Board of Supervisors- 3 March 2022 Summary of Conclusions PDF
87.45 KB
25/03/2022 ESMA22-106-3877 Summary of conclusions Board of Supervisors- 10 February 2022 Summary of Conclusions PDF
92.94 KB
25/03/2022 ESMA22-106-3884 Summary of conclusions Board of Supervisors- 25 February 2022 Summary of Conclusions PDF
103.69 KB
24/02/2022 ESMA22-106-3735 Summary of Conclusions Joint BoS-SMSG- 18 November 2021 , Summary of Conclusions PDF
95.46 KB
08/02/2022 ESMA22-106-3791 Summary of conclusions Board of Supervisors- 15 December 2021 Summary of Conclusions PDF
147.13 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.56 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.78 KB
27/01/2022 ESMA22-106-3714 Summary of conclusions Board of Supervisors- 17 November 2021 Summary of Conclusions PDF
187.47 KB
14/01/2022 ESMA32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
127.7 KB
17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
11/11/2021 ESMA22-106-3571 Summary of conclusions Board of Supervisors- 21-22 September 2021 Summary of Conclusions PDF
209.27 KB
29/10/2021 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements , Compliance table PDF
145.3 KB
01/10/2021 ESMA35-43-1957 Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) , Compliance table PDF
163.99 KB

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