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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/11/2022 Register of crowdfunding services providers Register of crowdfunding services providers Reference XLSX
41.42 KB
25/11/2022 ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Compliance table PDF
144.34 KB
25/11/2022 ESMA31-62-1409 Compliance table GLs on Risk factors Compliance table PDF
180.41 KB
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

18/11/2022 ESMA70-156-173 MiFID II list of supplementary deferral regimes Reference XLSX
71.08 KB
17/11/2022 JC 2022 62 Q&A on the SFDR Delegated Regulation , Q&A PDF
598.99 KB
14/11/2022 Joint Committee JC 2017 Q&A on the PRIIPs Key Information Document Q&A PDF
925.12 KB
04/11/2022 2016/602 Compliance table- Guidelines on ETFs and other UCITS issues , Compliance table PDF
139.61 KB
04/11/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
140.21 KB
24/10/2022 JC 2022 61 Annex to ESAs Chair Statement- 2022 ECON Annual Hearing, 24 October 2022 Reference PDF
211.93 KB
18/10/2022 ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets , , , , , Reference PDF
203.77 KB
14/10/2022 ESMA70-145-1090 FIRDS CFI validations- October 2022 Reference XLSX
146.13 KB

The updates are applicable to financial instruments with specific CFI codes. The changes are flagged in the file and it is possible to compare it with previous versions. The new validation rules will become applicable starting from 06 February 2023 to ensure that reporting entities will adapt to the new changes. The CFI validation document will be kept up to date on ongoing basis.

More information on MiFID II data reporting is available under a specific website section

13/10/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
149.47 KB
12/10/2022 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
829.14 KB
12/10/2022 ESMA70-145-1090 FIRDS CFI validations Reference XLSX
459.89 KB
05/10/2022 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
100.24 KB
04/10/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
381.05 KB
30/09/2022 JC 2022 28 Joint Committee Work Programme 2023 Reference PDF
198.75 KB
26/09/2022 ESMA70-156-6040 Response form- Consultation Paper- Market Outages Reference DOCX
771.73 KB
23/09/2022 ESMA70-872942901-36 Q&A on MiFID II and MiFIR commodity derivatives topics Q&A PDF
434.19 KB

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