ESMA LIBRARY
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Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID II: Transparency Calculations and DVC X Joint Committee X MiFID - Secondary Markets X Guidelines and Technical standards X Short Selling X Corporate Governance X Q&A X Investor Warning X Reference X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/08/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 28.52 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
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| 29/07/2022 | CPD22 | Joint ESAs Consumer Protection Day- Programme | Joint Committee, MiFID - Investor Protection | Reference | PDF 627.01 KB |
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| 28/07/2022 | C 2022 1931 | SFDR Templates | Joint Committee, Sustainable finance | Reference | ZIP 1.44 MB |
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| 20/07/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.65 KB |
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| 20/07/2022 | ESMA50-164-2193 | TRV Article_Key Retail Risk Indicators for the EU single market | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 419.1 KB |
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| 19/07/2022 | JC 2022 30 | Joint Committee's Rules of Procedures | Joint Committee | Reference | PDF 654.7 KB |
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| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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| 15/07/2022 | ESMA70-872942901-38 | Questions and Answers on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 489.31 KB |
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| 13/07/2022 | ESMA65-8-9949 | FIRDS User Guide v5.1 | MiFID - Secondary Markets | Reference | PDF 2.06 MB |
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| 11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |
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| 08/07/2022 | JC 2022 32 | Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience | Innovation and Products, Joint Committee | Reference | PDF 586.3 KB |
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| 08/07/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 41.05 KB |
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| 08/07/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 443.4 KB |
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| 07/07/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.17 KB |
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| 01/07/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 173.59 KB |
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| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
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| 02/06/2022 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Reference | PDF 92.55 KB |
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| 01/06/2022 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 97.14 KB |
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| 01/06/2022 | Joint Committee | Innovation Facilitators in the EU | Joint Committee | Reference | PDF 370.93 KB |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |