ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
34
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Prospectus filter Prospectus
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove International cooperation filter International cooperation
- CESR Archive (195) Apply CESR Archive filter
- Corporate Disclosure (172) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (93) Apply MiFID - Secondary Markets filter
- IAS Regulation (71) Apply IAS Regulation filter
- MiFID - Investor Protection (67) Apply MiFID - Investor Protection filter
- Post Trading (65) Apply Post Trading filter
- Short Selling (34) Apply Short Selling filter
- Fund Management (33) Apply Fund Management filter
- Market Integrity (32) Apply Market Integrity filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Audit (15) Apply Audit filter
- COVID-19 (13) Apply COVID-19 filter
- Credit Rating Agencies (13) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (13) Apply Securities and Markets Stakeholder Group filter
- Market Abuse (10) Apply Market Abuse filter
- Corporate Information (8) Apply Corporate Information filter
- Innovation and Products (8) Apply Innovation and Products filter
- Transparency (7) Apply Transparency filter
- Securitisation (6) Apply Securitisation filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Brexit (4) Apply Brexit filter
- Corporate Finance (4) Apply Corporate Finance filter
- Benchmarks (3) Apply Benchmarks filter
- Sustainable finance (3) Apply Sustainable finance filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- Management Board (1) Apply Management Board filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove CESR Document filter CESR Document
- Reference (94) Apply Reference filter
- Guidelines & Recommendations (74) Apply Guidelines & Recommendations filter
- Final Report (40) Apply Final Report filter
- Consultation Paper (37) Apply Consultation Paper filter
- Press Release (36) Apply Press Release filter
- Statement (16) Apply Statement filter
- Report (14) Apply Report filter
- Decision (8) Apply Decision filter
- Speech (4) Apply Speech filter
- Compliance table (3) Apply Compliance table filter
- Q&A (3) Apply Q&A filter
- Technical Standards (3) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
- Annual Report (1) Apply Annual Report filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Prospectus X Corporate Governance X International cooperation X Careers X Joint Committee X Opinion X Technical Advice X CESR Document X Letter X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |
||||
04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
06/01/2012 | 2012/10 | Interpretation of the Mineral Companies Recommendations for cement companies | Prospectus, Corporate Disclosure | Letter | PDF 41.27 KB |
Open letter regarding Interpretation of the Mineral Companies Recommendations for cement companies | |||
01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
01/03/2012 | 2012/138 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 94.68 KB |
||||
09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
09/01/2013 | 2012/878 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 36.15 KB |
||||
13/11/2013 | 2013/1561 | Review of the European System on Financial Supervision (ESFS) | Joint Committee | Letter | PDF 141.48 KB |
||||
10/01/2014 | 2013/1932 | Deadlines for the submission of draft technical standards | Prospectus, Corporate Disclosure | Letter | PDF 51.91 KB |
||||
18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
06/11/2014 | 2014-41 | ESA’s budget 2015 – ensuring safe financial markets | Joint Committee | Letter | PDF 91.5 KB |
The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs. | |||
21/05/2015 | 2015/857 | ESMA response to the European Commission consultation on the review of the Prospectus Directive | Prospectus, Corporate Disclosure | Letter | PDF 241.24 KB |
||||
08/02/2016 | 2016/268 | Opinion on equivalence of Turkish prospectus regime | Prospectus | Opinion | PDF 98.76 KB |