ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/02/2021 JC 2020 66 Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID Fund Management, Joint Committee Final Report PDF
1.7 MB
18/01/2021 JC 2020 84 Final draft report on draft ITS on IGT and RC reporting templates for conglomerates Joint Committee Final Report PDF
1.82 MB
15/07/2020 ESMA31-62-1426 ESMA Guidelines on disclosure requirements under the Prospectus Regulation Prospectus Final Report PDF
1.41 MB
20/12/2019 JC 2019 20 Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework Joint Committee, Post Trading Final Report PDF
344.98 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Innovation and Products, Joint Committee Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Innovation and Products, Joint Committee Technical Advice PDF
785.49 KB
29/03/2019 ESMA31-62-1207 Final Report on technical advice under prospectus exemption Prospectus Final Report PDF
862.94 KB
29/03/2019 ESMA31-62-1217 Final Report on ESMA Guidelines on Risk Factors under the Prospectus Regulation Prospectus Final Report PDF
415.91 KB
03/04/2018 ESMA31-62-800 Technical advice under the Prospectus Regulation Prospectus Final Report PDF
4.7 MB
30/06/2016 2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report PDF
1.23 MB
07/04/2016 JC/2016/21 Final Draft RTS PRIIPs KID Report Fund Management, Joint Committee Final Report PDF
2.63 MB
09/03/2016 ESAs/2016/24 FeedbackTable CP1 and CP2 RTS OTC 01022016 Joint Committee Final Report PDF
1.14 MB
09/03/2016 ESAs/2016/23 Final Draft RTS on Risk Mitigation Techniques final Joint Committee Final Report PDF
705.82 KB
09/03/2016 ESAs/2016/22 Annexes to RTS on Risk Mitigation LegisWrite Joint Committee Final Report PDF
297.23 KB
09/03/2016 ESAs/2016/21 RTS on Risk Mitigation LegisWrite Joint Committee Final Report PDF
419.38 KB
18/12/2015 2015/1887 Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis Corporate Finance, Corporate Governance Final Report PDF
645.64 KB
14/12/2015 EBA/Op/2015/20 Report on investment firms Joint Committee Final Report PDF
1.2 MB
09/09/2015 JC/2015/053 Joint Committee Report on Risks and Vulnerabilities in the EU's financial markets- August 2015 Joint Committee Final Report PDF
613.31 KB
23/07/2015 2015/1136 EEA prospectus activity in 2014 Prospectus, Corporate Disclosure Final Report PDF
578.07 KB
12/05/2015 JC/2015/022 Joint Committee Report on Securitisation Joint Committee Final Report PDF
1.15 MB		 The Joint Committee of the three European Supervisory Authorities (ESAs) has published a report detailing its findings and recommendations regarding the disclosure requirements and obligations relating to due diligence, supervisory reporting and retention rules in existing EU law on Structured Finance Instruments (SFIs). In this Report, the Joint Committee is making a series of recommendations which should be considered in light of further work on the transparency requirements of SFIs, and the European Commission public consultation on securitisation. The Report states that these recommendations should not be introduced in isolation and should take into account the already existing requirements for disclosure, due diligence and reporting for comparable instruments.

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