ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/04/2021 | ESMA50-165-1734 | EU Alternative Investment Funds- 2021 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.77 MB |
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| 13/11/2020 | ESMA34-39-1119 | Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds | Fund Management | Report | PDF 1.12 MB |
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| 12/11/2020 | ESMA34-32-548 | Penalties and measures imposed under the AIFMD Directive in 2018- 2019 | Fund Management | Report | PDF 565.29 KB |
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| 12/11/2020 | ESMA34-45-934 | Penalties and measures imposed under the UCITS Directive in 2019 | Fund Management | Report | PDF 365.02 KB |
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| 24/09/2020 | ESMA32-384-4852 | Prospectus Activity Report 2019 | Prospectus | Report | PDF 406.85 KB |
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| 21/07/2020 | JC 2020 66 draft | Draft Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID (NOT APPROVED) | Fund Management, Joint Committee | Report | PDF 2.77 MB |
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| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
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| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
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| 10/01/2020 | ESMA50-165-1032 | EU Alternative Investment Funds- 2020 Statistical Report | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
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| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
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| 12/12/2019 | ESMA34-45-756 | Penalties and measures imposed under the UCITS Directive in 2018 | Fund Management | Report | PDF 467.36 KB |
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| 31/10/2019 | ESMA31-62-1360 | EEA prospectus activity in 2018 | Prospectus | Report | PDF 394.26 KB |
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| 05/09/2019 | ESMA50-164-2458 | Stress simulation for investment funds | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 868.55 KB |
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| 04/04/2019 | ESMA34-45-651 | UCITS Sanction Report 2016/2017 | Fund Management | Report | PDF 398.96 KB |
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| 11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |
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| 03/07/2017 | ESMA31-62-746 | EEA prospectus activity in 2016 | Corporate Finance, Prospectus | Report | PDF 475.66 KB |
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| 07/04/2017 | ESMA34-43-340 | Notification frameworks and home-host responsibilities under UCITS and AIFMD- ESMA Thematic Study among National Competent Authorities | Fund Management | Report | PDF 895.97 KB |
One of the key objectives of ESMA is to foster and increase supervisory convergence across NCAs. Thematic studies have been identified as a means of achieving this objective. Their aim is to review supervisory practice in the Member States, identifying good or best practices where possible. In 2016, ESMA conducted a thematic study on the operation of home and host responsibilities under AIFMD and UCITS with a view to promoting smooth operation of the EU passports for marketing and management, looking at the notification frameworks contained in the UCITS Directive and AIFMD. The findings of the thematic study form the core of this report. They are supplemented, where possible, by a number of recommendations on good supervisory practices. |
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| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
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| 03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
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| 12/09/2016 | 2016/1140 | Final advice on AIFMD passport | Fund Management | Technical Advice | PDF 621.95 KB |
This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:
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