ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) , Compliance table PDF
156.28 KB
11/02/2020 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
163.02 KB
04/02/2020 ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Technical Advice PDF
425.6 KB
03/02/2020 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
482.99 KB
03/02/2020 ESMA35-43-2171 ESMA opinion under article 43(2) MiFIR (NO_CFD) Opinion PDF
123.35 KB
03/02/2020 ESMA35-43-2172 ESMA opinion under article 43(2) MiFIR (NO_BO) Opinion PDF
107.2 KB
31/01/2020 ESMA31-59-1451 Letter to EC concerning ESMA's techical advice on general equivalence criteria for prospectuses Letter PDF
117.07 KB
31/01/2020 ESMA35-43-2131 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Consultation Paper PDF
1.23 MB
31/01/2020 ESMA90-368-186 ESMA- Brexit Update 31 January 2020 Statement PDF
109.56 KB
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Reference PDF
144.99 KB
06/01/2020 ESMA74-362-388 LEI statement SFTR Reference PDF
105.88 KB
06/01/2020 ESMA70-151-2838 Guidelines on Reporting Under SFTR Final Report PDF
3.32 MB
06/01/2020 ESMA70-151-2703 Final Report- Guidelines on Reporting Under SFTR Final Report PDF
1.38 MB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Reference PDF
283.48 KB
04/12/2019 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1017.84 KB
04/12/2019 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
561.96 KB
02/12/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
217.26 KB
19/11/2019 ESMA71-319-154 Banking and the MiFID II review , , Speech PDF
135.75 KB
31/10/2019 ESMA31-62-1360 EEA prospectus activity in 2018 Report PDF
394.26 KB
07/10/2019 ESMA70-155-8500 Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) , , Statement PDF
140.47 KB

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