ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Prospectus filter Prospectus
- Corporate Information (76) Apply Corporate Information filter
- Post Trading (17) Apply Post Trading filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Fund Management (6) Apply Fund Management filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- MiFID - Secondary Markets (4) Apply MiFID - Secondary Markets filter
- Joint Committee (3) Apply Joint Committee filter
- Innovation and Products (2) Apply Innovation and Products filter
- Management Board (2) Apply Management Board filter
- Market Abuse (2) Apply Market Abuse filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Benchmarks (1) Apply Benchmarks filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- Final Report (319) Apply Final Report filter
- Press Release (311) Apply Press Release filter
- Letter (254) Apply Letter filter
- Consultation Paper (226) Apply Consultation Paper filter
- Speech (168) Apply Speech filter
- Reference (160) Apply Reference filter
- CESR Document (112) Apply CESR Document filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Opinion (62) Apply Opinion filter
- Statement (55) Apply Statement filter
- Investor Warning (26) Apply Investor Warning filter
- Report (24) Apply Report filter
- Q&A (16) Apply Q&A filter
- Compliance table (11) Apply Compliance table filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Technical Standards (4) Apply Technical Standards filter
- Decision (3) Apply Decision filter
Your filters
Prospectus X Corporate Disclosure X Speeches X CESR Archive X MiFID II: Transparency Calculations and DVC X MiFID - Investor Protection X Technical Advice X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
| 09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
| 26/10/2010 | 10-1027 | CESR 2010 Half-Yearly Report | CESR Archive | Annual Report | PDF 902.07 KB |
||||
| 18/06/2010 | 10-766 | CESR Annual Report for 2009 | CESR Archive | Annual Report | PDF 4.59 MB |
||||
| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
||||
| 18/11/2009 | 09-782 | CESR 2009 Half-Yearly Report | CESR Archive | Annual Report | PDF 925.93 KB |
||||
| 27/07/2009 | 09-744 | CESR Annual Report for 2008 | CESR Archive | Annual Report | PDF 3.8 MB |
||||
| 17/10/2008 | 08-678 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 347.11 KB |
||||
| 25/07/2008 | 08-103 | CESR Annual Report for 2007 | CESR Archive | Annual Report | PDF 4.89 MB |
||||
| 30/01/2008 | 07-671 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 384.66 KB |
||||
| 28/09/2007 | 07-003 | CESR Annual Report for 2006 | CESR Archive | Annual Report | PDF 2.88 MB |
||||
| 08/12/2006 | 06-421 | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 253.44 KB |
||||
| 26/06/2006 | 06-004 | CESR Annual Report for 2005 | CESR Archive | Annual Report | PDF 2.08 MB |
||||
| 07/04/2005 | 05-013 | CESR Annual Report for 2004 | CESR Archive | Annual Report | PDF 2.62 MB |
The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission |