ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Transparency filter Transparency
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (78) Apply Corporate Information filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- CESR Archive (17) Apply CESR Archive filter
- Fund Management (17) Apply Fund Management filter
- MiFID - Secondary Markets (17) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Management Board (4) Apply Management Board filter
- Market Integrity (3) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (2) Apply Short Selling filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Finance (1) Apply Corporate Finance filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Securitisation (1) Apply Securitisation filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Standards filter Technical Standards
- Reference (215) Apply Reference filter
- Letter (208) Apply Letter filter
- Press Release (118) Apply Press Release filter
- Final Report (115) Apply Final Report filter
- Guidelines & Recommendations (91) Apply Guidelines & Recommendations filter
- Statement (86) Apply Statement filter
- Report (84) Apply Report filter
- Consultation Paper (68) Apply Consultation Paper filter
- Speech (31) Apply Speech filter
- Opinion (21) Apply Opinion filter
- Q&A (14) Apply Q&A filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Decision (6) Apply Decision filter
- Technical Advice (6) Apply Technical Advice filter
- CESR Document (5) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Brexit X Joint Committee X Securities Financing Transactions X Market Abuse X Benchmarks X Corporate Disclosure X Risk Analysis & Economics - Markets Infrastructure Investors X Transparency X Technical Standards X Annual Report X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 19/04/2022 | JC 2022 01 | Joint Committee Annual Report 2021 | Joint Committee | Annual Report | PDF 217.87 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 1.01 MB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |