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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/07/2022 ESMA91-372-2064 2021 Peer review of EU CCP supervision Final Report PDF
503.8 KB
23/02/2022 ESMA91-372-1785 Call for Evidence on CCP Climate Stress Tests Consultation Paper PDF
394.62 KB
14/09/2011 2011/288 Call for evidence- Empty voting , , Consultation Paper PDF
81.13 KB
26/01/2011 2011/35 Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU , Consultation Paper PDF
3.85 MB
10/06/2013 2013/619 Comparison of liability regimes in Member States in relation to the Prospectus Directive , Final Report PDF
596.91 KB
The European Securities and Markets Authority (ESMA) has published a report on the Comparison of liability regimes in Member States in relation to the Prospectus Directive.   This is the first report of its kind and provides a comparison of liability regimes covering the EEA – comprising the 27 EU Member States along with Iceland and Norway and is aimed at providing clarity for market participants about the different regimes in place. The report contains an overview of the different arrangements and frameworks in place in  EEA States to address administrative, criminal, civil and governmental liability, and provides clarity to market participants about the different regimes in place. The report was compiled in response to a European Commission request of January 2011 for assistance in identifying and monitoring the different regimes in EEA states.   The report does not cover how the regimes, or sanctions, are applied.    Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative table of responses from EEA States Annex III Individual responses from EEA States
14/02/2013 2013/218 Considerations of materiality in financial reporting , Final Report PDF
446.95 KB
23/10/2020 ESMA70-151-3023 Consultation Paper on Article 15 and 49 EMIR Consultation Paper PDF
581.02 KB
18/11/2021 ESMA70-151-3396 Consultation Paper on draft Guidelines on Methodology to value each contract prior to termination Consultation Paper PDF
424.68 KB
18/11/2021 ESMA91-372-1495 Consultation Paper on draft Guidelines on the application of the circumstances under which a CCP is deemed to be failing or likely to fail Consultation Paper PDF
394.3 KB
22/09/2022 ESMA91-372-2193 Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR) Consultation Paper PDF
562.57 KB
26/09/2014 2014/1186 Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive , Consultation Paper PDF
670.42 KB
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:•    respond to the question stated;•    indicate the specific question to which they relate;•    contain a clear rationale; and•    describe any alternatives ESMA should consider.ESMA will consider all comments received by 19 December 2014. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection                      Information on data protection can be found at www.esma.europa.eu under the heading ‘Legal Notice’.Who should read this paper This document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4 November 2003 (the Prospectus Directive) as amended by Directive 2010/73/EU and Directive 2010/78/EU and its Regulation (Commission Regulation (EC) No 809/2004) and Delegated Regulations (Commission Delegated Regulation (EC) No 486/2012, No 862/2012, No 759/2013 and No 1392/2014.
18/11/2021 ESMA70-151-3428 Consultation Paper on draft RTS on Resolution Colleges Consultation Paper PDF
481.64 KB
18/11/2021 ESMA70-151-3239 Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) Consultation Paper PDF
399.21 KB
18/11/2021 ESMA91-372-1469 Consultation Paper on draft RTS on the content of CCP resolution plans Consultation Paper PDF
638.75 KB
18/11/2021 ESMA70-151-3384 Consultation Paper on draft RTS on Valuation of CCPs assets and liabilities in resolution Consultation Paper PDF
825.54 KB
23/10/2020 ESMA70-151-3076 Consultation Paper on Guidelines under Article 21 of EMIR Consultation Paper PDF
409.12 KB
10/11/2011 2011/373 Consultation paper- Considerations of materiality in financial reporting , Consultation Paper PDF
170.93 KB
15/06/2011 2011/141 Consultation paper- ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Consultation Paper PDF
1.45 MB
19/11/2021 ESMA91-372-1593 Consultation Report on highly liquid financial instruments with regards to the investment policy of central counterparties (EMIR Article 85(3a(e))) Consultation Paper PDF
648.2 KB
12/07/2021 ESMA70-151-3244 CP Draft RTS 2nd SITG methodology Consultation Paper PDF
757.42 KB

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