ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/01/2022 ESMA70-156-4966 Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision Final Report PDF
369.64 KB
03/01/2022 ESMA35-43-2938 Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Final Report PDF
537.74 KB
17/12/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
369.27 KB
17/12/2021 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
767.57 KB
17/12/2021 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
684.79 KB
19/11/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1023.15 KB
19/11/2021 ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A PDF
176.89 KB
10/11/2021 ESMA35-42-1183 Draft technical standards under the European crowdfunding service providers for business Regulation , Final Report PDF
1.43 MB
28/10/2021 ESMA70-154-2780 ESMA’s Statement on Investment Recommendations on Social Media , Statement PDF
106.19 KB
06/08/2021 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
475.69 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

21/07/2021 ESMA35-43-2748 Public statement- Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements Statement PDF
161.08 KB
15/07/2021 ESMA32-384-5209 ESMA Public Statement SPACs , Statement PDF
151.59 KB
13/07/2021 ESMA35-43-2749 ESMA Public Statement PFOF and zero-commission brokers Statement PDF
130.24 KB
12/07/2021 ESMA74-362-1978 Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR , , , Final Report PDF
278.42 KB
02/07/2021 ESMA35-36-2319 Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body Final Report PDF
883.62 KB
27/05/2021 ESMA34-45-1244 Final report- Guidelines on marketing communications Final Report PDF
430.47 KB
25/05/2021 ESMA74-362-1986 Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories , , Final Report PDF
629.81 KB
21/05/2021 ESMA71-99-1677 ESMA appoints Derville Rowland to chair the Investment Management Standing Committee , , Statement PDF
79 KB
15/04/2021 ESMA80-193-1713 EMIR and SFTR data quality report 2020 , , , Final Report PDF
791.94 KB
13/04/2021 ESMA74-362-1934 Updated LEI statement SFTR , , Statement PDF
128.32 KB

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