ESMA LIBRARY
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Corporate Disclosure X Credit Rating Agencies X Crowdfunding X Market Abuse X Q&A X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2016 | 2016/215 | ToR CRSC | Corporate Disclosure | Reference | PDF 131.23 KB |
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| 04/04/2016 | 2016/219 | ToR CRA TC | Credit Rating Agencies | Reference | PDF 204.41 KB |
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| 10/02/2022 | ESMA 80-195-1352 | Text mining ESG disclosures in rating agency press releases | Credit Rating Agencies, Innovation and Products, Sustainable finance | Reference | PDF 403.58 KB |
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| 11/07/2019 | ESMA41-137-1151 | Swedbank- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.89 KB |
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| 11/07/2019 | ESMA41-137-1148 | Svenska Handelsbanken AB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.13 KB |
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| 27/10/2017 | ESMA32-63-364 | Summary of results of the fact finding exercise on IFRS 9 and IFRS 15 | Corporate Disclosure, IFRS Supervisory Convergence | Reference | PDF 292.46 KB |
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| 22/10/2015 | 2015/1597 | Standard form for major holdings | Corporate Disclosure, Transparency | Reference | DOCX 350.81 KB |
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| 22/10/2015 | 2015/1596 | Standard form for disclosure of Home Member State | Corporate Disclosure, Transparency | Reference | DOCX 344.53 KB |
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| 11/07/2019 | ESMA41-137-1146 | SEB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.83 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 28/01/2022 | ESMA 80-416-252 | Response Form- CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies | Reference | DOCX 622.67 KB |
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| 21/08/2014 | 2014/808 response form | Response form to the CP on technical advice under the Market Abuse Regulation (MAR) | Market Abuse | Reference | DOCX 792.65 KB |
Please use this form to respond to the Consultation Paper. |
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| 29/01/2021 | ESMA 80-196-5030 | Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA | Credit Rating Agencies | Reference | DOCX 751.49 KB |
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| 26/03/2021 | ESMA35-36-2201 response form | Response form to CP on draft technical standards under the ECSP Regulation | Crowdfunding | Reference | DOCX 773.05 KB |
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| 15/07/2021 | ESMA70-156-4731 | Response form for the Consultation Paper on MAR Guidelines | Market Abuse | Reference | DOCX 753.44 KB |
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| 08/07/2020 | ESMA33-5-852 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C | Credit Rating Agencies | Reference | DOCX 747.02 KB |
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| 08/07/2020 | ESMA33-5-850 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B | Credit Rating Agencies | Reference | DOCX 740.64 KB |
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| 08/07/2020 | ESMA33-5-851 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A | Credit Rating Agencies | Reference | DOCX 744.26 KB |
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| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 21/10/2013 | Ares(2013)3304576 | REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | Market Abuse, Market Integrity | Reference | PDF 56.55 KB |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) |