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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/11/2020 ESMA34-45-926 Consultation paper on draft Guidelines on marketing communications Consultation Paper PDF
383.06 KB
03/06/2020 ESMA50-164-3342 Draft Guidelines on Outsourcing to Cloud Service Providers Consultation Paper PDF
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31/03/2020 ESMA34-39-966 Consultation paper on ITS on cross-border distribution of funds Consultation Paper PDF
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27/03/2020 ESMA34-39-967 Consultation paper on Guidelines on Article 25 of Directive 2011/61/EU Consultation Paper PDF
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16/10/2019 JC-2019-63 Consultation Paper on amendments to PRIIPs KID , Consultation Paper PDF
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16/07/2019 ESMA34-39-881 Consultation paper on performance fees guidelines in ucits Consultation Paper PDF
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28/03/2019 ESMA34-46-89 Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation Consultation Paper PDF
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05/02/2019 ESMA34-39-784 Consultation paper on guidelines on liquidity stress testing in UCITS and AIFs Consultation Paper PDF
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19/12/2018 ESMA34-45-569 Consultation paper on integrating sustainability risks and factors in the UCITS Directive and AIFMD Consultation Paper PDF
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13/11/2018 ESMA34-49-144 Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation Consultation Paper PDF
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28/09/2018 ESMA34-49-131 Consultation paper on draft guidelines on stress test scenarios under the MMF Regulation Consultation Paper PDF
1.28 MB
29/09/2017 70-145-105 Draft Guidelines on non-significant benchmarks , Consultation Paper PDF
557.29 KB
24/05/2017 ESMA34-49-82 Draft technical advice, implementing technical standards and guidelines under the MMF Regulation Consultation Paper PDF
2.04 MB
28/10/2016 2016/1529 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , Consultation Paper PDF
1.13 MB
15/07/2016 2016/1137 Call for evidence on Asset segregation and custody services Consultation Paper PDF
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02/06/2016 2016/773 Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets , Consultation Paper PDF
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31/05/2016 2016/732 Guidelines on participant default rules and procedures under CSDR , Consultation Paper PDF
450.56 KB

The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.

Contents

Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.

Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.

Next Steps

ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.

06/04/2016 2016/570 Discussion Paper on UCITS share classes Consultation Paper PDF
495.54 KB
11/11/2015 JC/2015/073 Consultation Paper PRIIPs Key Information Documents , Consultation Paper PDF
2.23 MB
25/09/2015 2015/1463 ESMA Consultation Paper on ESEF , , Consultation Paper PDF
2.34 MB