ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
130
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Fund Management filter Fund Management
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Finance filter Corporate Finance
- CESR Archive (279) Apply CESR Archive filter
- Joint Committee (34) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (26) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- CCP Directorate (19) Apply CCP Directorate filter
- Market Abuse (17) Apply Market Abuse filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (12) Apply Guidelines and Technical standards filter
- Market data (10) Apply Market data filter
- Benchmarks (7) Apply Benchmarks filter
- Trading (6) Apply Trading filter
- Short Selling (5) Apply Short Selling filter
- Sustainable finance (5) Apply Sustainable finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (4) Apply Securitisation filter
- Trade Repositories (4) Apply Trade Repositories filter
- Transparency (3) Apply Transparency filter
- COVID-19 (2) Apply COVID-19 filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Corporate Information (1) Apply Corporate Information filter
- Crowdfunding (1) Apply Crowdfunding filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Technical Standards filter Technical Standards
- Letter (242) Apply Letter filter
- Reference (232) Apply Reference filter
- Guidelines & Recommendations (131) Apply Guidelines & Recommendations filter
- Consultation Paper (127) Apply Consultation Paper filter
- Press Release (123) Apply Press Release filter
- Statement (117) Apply Statement filter
- Report (76) Apply Report filter
- Opinion (69) Apply Opinion filter
- Speech (46) Apply Speech filter
- Compliance table (26) Apply Compliance table filter
- Technical Advice (26) Apply Technical Advice filter
- Q&A (19) Apply Q&A filter
- Decision (6) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Corporate Disclosure X Corporate Finance X Brexit X Securities Financing Transactions X Market Integrity X Fund Management X Prospectus X Post Trading X Technical Standards X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
| 12/09/2013 | 2013/08/ODRG | Agreed Understandings to Resolving Cross-border Conflicts, Inconsistencies, Gaps and Duplicative Requirements | Post Trading | Final Report | PDF 442.48 KB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
| 21/12/2017 | ESMA70-151-812 | Annual peer review of EU CCP supervision on supervisory activities on CCPs’ Default Management Procedures | Post Trading | Final Report | PDF 471.59 KB |
||||
| 10/06/2013 | 2013/619 | Comparison of liability regimes in Member States in relation to the Prospectus Directive | Prospectus, Corporate Disclosure | Final Report | PDF 596.91 KB |
The European Securities and Markets Authority (ESMA) has published a report on the Comparison of liability regimes in Member States in relation to the Prospectus Directive. This is the first report of its kind and provides a comparison of liability regimes covering the EEA – comprising the 27 EU Member States along with Iceland and Norway and is aimed at providing clarity for market participants about the different regimes in place. The report contains an overview of the different arrangements and frameworks in place in EEA States to address administrative, criminal, civil and governmental liability, and provides clarity to market participants about the different regimes in place. The report was compiled in response to a European Commission request of January 2011 for assistance in identifying and monitoring the different regimes in EEA states. The report does not cover how the regimes, or sanctions, are applied. Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative table of responses from EEA States Annex III Individual responses from EEA States | |||
| 14/02/2013 | 2013/218 | Considerations of materiality in financial reporting | Corporate Disclosure, IFRS Supervisory Convergence | Final Report | PDF 446.95 KB |
||||
| 28/08/2020 | ESMA70-156-3490 | CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 | Post Trading | Final Report | PDF 365.39 KB |
||||
| 20/02/2014 | 2014/161 | Draft implementing technical standards on notification- EuSEF | Fund Management | Technical Standards | PDF 29.18 KB |
||||
| 20/02/2014 | 2014/160 | Draft implementing technical standards on notification- EuVECA | Fund Management | Technical Standards | PDF 175.99 KB |
||||
| 18/09/2015 | 2015/1409 | Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) | Fund Management | Technical Standards | PDF 339.52 KB |
||||
| 01/02/2021 | ESMA34-39-961 | Draft implementing technical standards under the Regulation on cross-border distribution of funds | Fund Management | Final Report | PDF 446.92 KB |
||||
| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 07/06/2019 | ESMA32-60-474 | Draft RTS amending Delegated Regulation (EU) 2018/815 on the updates of the taxonomy to be used for the ESEF | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 6.5 MB |
||||
| 26/05/2016 | 2016/725 | Draft RTS on indirect clearing arrangements under EMIR and MiFIR | Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets | Final Report | PDF 740.71 KB |
||||
| 01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
||||
| 18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
|||
| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
||||
| 23/07/2015 | 2015/1136 | EEA prospectus activity in 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 578.07 KB |