ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
49
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Brexit filter Brexit
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Benchmarks filter Benchmarks
- Fund Management (12) Apply Fund Management filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Joint Committee (8) Apply Joint Committee filter
- MiFID - Investor Protection (8) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (8) Apply MiFID - Secondary Markets filter
- Prospectus (5) Apply Prospectus filter
- Short Selling (4) Apply Short Selling filter
- Securitisation (3) Apply Securitisation filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Market Integrity (2) Apply Market Integrity filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Reference (420) Apply Reference filter
- Final Report (387) Apply Final Report filter
- Press Release (387) Apply Press Release filter
- Letter (320) Apply Letter filter
- Consultation Paper (280) Apply Consultation Paper filter
- Statement (126) Apply Statement filter
- CESR Document (113) Apply CESR Document filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Speech (82) Apply Speech filter
- Report (80) Apply Report filter
- Opinion (38) Apply Opinion filter
- Guidelines & Recommendations (30) Apply Guidelines & Recommendations filter
- Annual Report (27) Apply Annual Report filter
- Decision (18) Apply Decision filter
- Compliance table (16) Apply Compliance table filter
- Technical Standards (12) Apply Technical Standards filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Corporate Disclosure X Brexit X Benchmarks X International cooperation X Trade Repositories X Innovation and Products X Board of Supervisors X Market Abuse X Sustainable finance X Post Trading X CESR Archive X Technical Advice X Q&A X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
19/03/2021 | ESA 2021 12 | Joint ESA QAs BM | Post Trading | Q&A | PDF 219.07 KB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
11/11/2019 | ESMA70-151-2650 | Final report on TA on EMIR_2_2_CCP fees | Post Trading | Technical Advice | PDF 606.91 KB |
||||
11/11/2019 | ESMA70-151-2682 | Final Technical advice on Tiering Criteria under EMIR 2.2 | Post Trading | Technical Advice | PDF 544.57 KB |
||||
11/11/2019 | ESMA70-151-2649 | Technical advice on comparable compliance | Post Trading | Technical Advice | PDF 790.06 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |