ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
83
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Trade Repositories filter Trade Repositories
- CESR Archive (297) Apply CESR Archive filter
- Corporate Information (79) Apply Corporate Information filter
- Post Trading (69) Apply Post Trading filter
- Joint Committee (37) Apply Joint Committee filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (27) Apply Fund Management filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- Supervisory convergence (23) Apply Supervisory convergence filter
- CCP Directorate (18) Apply CCP Directorate filter
- Prospectus (18) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (11) Apply Guidelines and Technical standards filter
- Market data (10) Apply Market data filter
- Market Integrity (9) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Benchmarks (8) Apply Benchmarks filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Innovation and Products (6) Apply Innovation and Products filter
- Securitisation (6) Apply Securitisation filter
- Trading (6) Apply Trading filter
- Sustainable finance (5) Apply Sustainable finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Management Board (4) Apply Management Board filter
- Corporate Finance (3) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Press Releases (2) Apply Press Releases filter
- Vacancies (2) Apply Vacancies filter
- Audit (1) Apply Audit filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IAS Regulation (1) Apply IAS Regulation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Annual Report filter Annual Report
- Letter (188) Apply Letter filter
- Reference (161) Apply Reference filter
- Guidelines & Recommendations (114) Apply Guidelines & Recommendations filter
- Opinion (107) Apply Opinion filter
- Press Release (103) Apply Press Release filter
- Statement (89) Apply Statement filter
- Consultation Paper (66) Apply Consultation Paper filter
- Report (34) Apply Report filter
- Speech (32) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (17) Apply Compliance table filter
- Decision (14) Apply Decision filter
- Q&A (14) Apply Q&A filter
- Technical Standards (6) Apply Technical Standards filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters
Corporate Disclosure X Brexit X International cooperation X Trade Repositories X Market Abuse X Short Selling X MiFID - Investor Protection X Technical Advice X Vacancy X Annual Report X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/05/2022 | ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | MiFID - Investor Protection | Final Report | PDF 282.7 KB |
||||
| 19/05/2022 | ESMA35-42-1445 | Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation | MiFID - Investor Protection | Final Report | PDF 235.72 KB |
||||
| 29/04/2022 | ESMA35-42-1227 | Technical Advice on retail investor protection | MiFID - Investor Protection | Final Report | PDF 646.19 KB |
||||
| 04/04/2022 | ESMA70-448-10 | Final Report- Short Selling Regulation Review | Short Selling | Final Report | PDF 749.55 KB |
||||
| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
||||
| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
| 05/01/2022 | ESMA70-156-4966 | Final Report on MAR GLs on delayed disclosure and interactions with prudential supervision | Market Abuse | Final Report | PDF 369.64 KB |
||||
| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
||||
| 12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
||||
| 02/07/2021 | ESMA35-36-2319 | Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Final Report | PDF 883.62 KB |
||||
| 31/05/2021 | ESMA32-60-727 | Final Report draft RTS amending RTS on ESEF 2021 | Corporate Disclosure, European Single Electronic Format | Final Report | PDF 9.47 MB |
||||
| 06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
||||
| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
||||
| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
||||
| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
||||
| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
||||
| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
||||
| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |