ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
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20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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15/07/2022 | ESMA70-872942901-38 | Questions and Answers on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 489.31 KB |
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08/07/2022 | ESMA34-463-941 | Report on Penalties and measures imposed under the AIFMD in 2021 | Fund Management | Report | PDF 793.12 KB |
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08/07/2022 | ESMA34-45-1647 | Report on Penalties and measures imposed under the UCITS Directive in 2021 | Fund Management | Report | PDF 449.54 KB |
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23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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20/05/2022 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1001.92 KB |
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02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
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28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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03/02/2022 | ESMA50-165-1948 | EU Alternative Investment Funds- 2022 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.46 MB |
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18/01/2022 | ESMA70-156-4859 | Report on the application of accepted market practices_2021 | Market Integrity | Report | PDF 1.63 MB |
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17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.38 MB |
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17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.18 MB |
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19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
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18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |
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20/07/2021 | ESMA34-32-865 | Penalties and measures imposed under the AIFMD in 2020 | Fund Management | Report | PDF 510 KB |
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20/07/2021 | ESMA34-45-1269 | Penalties and measures imposed under the UCITS Directive in 2020 | Fund Management | Report | PDF 516.21 KB |