ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Crowdfunding filter Crowdfunding
- Corporate Disclosure (178) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (44) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Joint Committee (28) Apply Joint Committee filter
- Fund Management (26) Apply Fund Management filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Sustainable finance (15) Apply Sustainable finance filter
- Corporate Information (11) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Prospectus (9) Apply Prospectus filter
- Transparency (8) Apply Transparency filter
- Corporate Finance (7) Apply Corporate Finance filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securitisation (5) Apply Securitisation filter
- Credit Rating Agencies (4) Apply Credit Rating Agencies filter
- Market Integrity (4) Apply Market Integrity filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (560) Apply Guidelines & Recommendations filter
- Press Release (339) Apply Press Release filter
- Reference (142) Apply Reference filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Final Report (48) Apply Final Report filter
- Compliance table (41) Apply Compliance table filter
- Statement (39) Apply Statement filter
- Consultation Paper (38) Apply Consultation Paper filter
- Report (20) Apply Report filter
- Decision (17) Apply Decision filter
- Speech (10) Apply Speech filter
- Annual Report (8) Apply Annual Report filter
- Opinion (8) Apply Opinion filter
- CESR Document (1) Apply CESR Document filter
- Technical Advice (1) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Press Releases X Board of Supervisors X Guidelines and Technical standards X Crowdfunding X Market Abuse X CCP Directorate X Q&A X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 26/05/2021 | ESMA22-328-603 | ESMA response to the targeted consultation on the functioning of the ESAs | Board of Supervisors | Letter | PDF 255.74 KB |
||||
| 05/04/2022 | ESMA91-372-2125 | Letter Chair ESMA response to EC consultation on targeted EMIR Review | CCP Directorate, Post Trading | Letter | PDF 309.82 KB |
||||
| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
| 09/07/2020 | ESMA70-151-3192 | Letter to EC re EMIR 2.2 Delegated Acts on tiering criteria, comparable compliance and fees for third-country CCPs | CCP Directorate, Post Trading | Letter | PDF 94.41 KB |
||||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |