ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/08/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 134.08 KB |
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| 10/08/2022 | ESMA70-452-447 | Opinion CMVM revised AMP | Market Abuse, Market Integrity | Opinion | PDF 125.92 KB |
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| 04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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| 29/07/2022 | ESMA70-449-672 | Call for Evidence on pre-hedging | Market Abuse, Market Integrity | Reference | PDF 245.25 KB |
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| 29/07/2022 | ESMA70-449-674 | Response form call for evidence pre-hedging | Market Abuse, Market Integrity | Reference | DOCX 752.93 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 24/03/2022 | ESMA41-356-274 | Public notice on REGIS TR, S.A. | Board of Supervisors, Trade Repositories | Reference | PDF 183.48 KB |
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| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
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| 14/01/2022 | ESMA70-151-3061 | Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR | Post Trading, Supervisory convergence | Reference | PDF 339.83 KB |
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| 17/12/2021 | ESRB/2021/0104 | Redacted ESRB response letter to ESMAs consultation | CCP Directorate, Post Trading, Press Releases | Reference | PDF 4.11 MB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 23/09/2021 | ESMA41-356-234 | Public Notice- UnaVista Limited | Trade Repositories | Reference | PDF 259.16 KB |
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| 15/07/2021 | ESMA70-156-4731 | Response form for the Consultation Paper on MAR Guidelines | Market Abuse | Reference | DOCX 753.44 KB |
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| 12/07/2021 | ESMA41-356-224 | Public Notice- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Reference | PDF 151.07 KB |
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| 07/06/2021 | ESMA91-372-1367 | Framework for the 2021 CCP ST exercise | CCP Directorate, Post Trading, Press Releases | Reference | PDF 524.2 KB |