ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
44
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Trade Repositories filter Trade Repositories
- CESR Archive (190) Apply CESR Archive filter
- MiFID - Secondary Markets (124) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (94) Apply MiFID - Investor Protection filter
- Post Trading (79) Apply Post Trading filter
- Fund Management (56) Apply Fund Management filter
- Market Integrity (43) Apply Market Integrity filter
- Short Selling (41) Apply Short Selling filter
- Joint Committee (33) Apply Joint Committee filter
- Credit Rating Agencies (32) Apply Credit Rating Agencies filter
- Corporate Disclosure (23) Apply Corporate Disclosure filter
- CCP Directorate (22) Apply CCP Directorate filter
- Prospectus (17) Apply Prospectus filter
- Benchmarks (13) Apply Benchmarks filter
- COVID-19 (13) Apply COVID-19 filter
- Securitisation (13) Apply Securitisation filter
- Trading (11) Apply Trading filter
- Innovation and Products (9) Apply Innovation and Products filter
- Brexit (6) Apply Brexit filter
- Sustainable finance (6) Apply Sustainable finance filter
- Corporate Information (5) Apply Corporate Information filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Market data (4) Apply Market data filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Crowdfunding (2) Apply Crowdfunding filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- Press Release (335) Apply Press Release filter
- Reference (59) Apply Reference filter
- Final Report (38) Apply Final Report filter
- Report (32) Apply Report filter
- Statement (31) Apply Statement filter
- Decision (25) Apply Decision filter
- Speech (12) Apply Speech filter
- Guidelines & Recommendations (9) Apply Guidelines & Recommendations filter
- Compliance table (6) Apply Compliance table filter
- Letter (6) Apply Letter filter
- Annual Report (3) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
- CESR Document (1) Apply CESR Document filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Press Releases X Board of Appeal X Market Abuse X Supervisory convergence X Trade Repositories X Q&A X Opinion X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/08/2022 | ESMA70-452-447 | Opinion CMVM revised AMP | Market Abuse, Market Integrity | Opinion | PDF 125.92 KB |
||||
| 04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
||||
| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 15/07/2021 | ESMA70-156-3934 | Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision | Market Abuse | Consultation Paper | PDF 530.81 KB |
||||
| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 24/03/2021 | ESMA74-362-1864 | CP Technical Advice on simplification TR fees under SFTR and EMIR | Market data, Trade Repositories | Consultation Paper | PDF 494.16 KB |
||||
| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
||||
| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |