ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/06/2022 ESMA91-398-5595 Public Statement FICC and OCC June 2022 CCP Directorate, Press Releases Statement PDF
75.42 KB
23/06/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Compliance table PDF
188.98 KB
23/06/2022 ESMA34-32-418 AIFMD MoUs signed by the EU authorities Fund Management, International cooperation Reference XLSX
49.99 KB
23/06/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Guidelines and Technical standards Reference XLSX
131.16 KB
23/06/2022 ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD Fund Management, Guidelines and Technical standards Compliance table PDF
199.22 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) MiFID - Investor Protection Reference PDF
272.27 KB
07/06/2022 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference PDF
372.64 KB
07/06/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA Crowdfunding, MiFID - Investor Protection Reference PDF
378.96 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table PDF
195.01 KB
01/06/2022 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference PDF
97.14 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
141.13 KB
31/05/2022 ESMA34-466-284 Key priorities for EU retail fund investors- Verena Ross at the Irish Funds Annual Conference Fund Management, Speeches Speech PDF
119.43 KB
31/05/2022 ESMA71-99-1959 ESMA reports on supervision of costs and fees in investment funds Fund Management, Press Releases Press Release PDF
93.24 KB
31/05/2022 ESMA34-45-1673 Final report- On the 2021 CSA on costs and fees Fund Management Final Report PDF
243.65 KB
31/05/2022 ESMA34-45-1427 Supervisory briefing- Sustainability risks and disclosures in the area of investment management Fund Management, Sustainable finance Reference PDF
312.39 KB
27/05/2022 ESMA41-140-79 Technical standards Corporate Information, Guidelines and Technical standards Reference XLSX
166.13 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms MiFID - Investor Protection Final Report PDF
282.7 KB
23/05/2022 ESMA50-165-2146 The drivers of the costs and performance of ESG funds Fund Management, Sustainable finance Reference PDF
532.34 KB
20/05/2022 ESMA34-43-392 Q&A on the application of the UCITS Directive Fund Management Q&A PDF
749.77 KB
19/05/2022 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Short Selling Reference XLSX
40.34 KB

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