ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1629
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Press Releases X Board of Appeal X Fund Management X Securitisation X Short Selling X MiFID - Investor Protection X Guidelines and Technical standards X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/06/2022 ESMA91-398-5595 Public Statement FICC and OCC June 2022 , Statement PDF
75.42 KB
23/06/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
188.98 KB
23/06/2022 ESMA34-32-418 AIFMD MoUs signed by the EU authorities , Reference XLSX
49.99 KB
23/06/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
131.16 KB
23/06/2022 ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD , Compliance table PDF
199.22 KB
17/06/2022 ESMA42-112-377 List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) Reference PDF
272.27 KB
07/06/2022 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Reference PDF
372.64 KB
07/06/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
378.96 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
01/06/2022 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Reference PDF
97.14 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
31/05/2022 ESMA34-466-284 Key priorities for EU retail fund investors- Verena Ross at the Irish Funds Annual Conference , Speech PDF
119.43 KB
31/05/2022 ESMA71-99-1959 ESMA reports on supervision of costs and fees in investment funds , Press Release PDF
93.24 KB
31/05/2022 ESMA34-45-1673 Final report- On the 2021 CSA on costs and fees Final Report PDF
243.65 KB
31/05/2022 ESMA34-45-1427 Supervisory briefing- Sustainability risks and disclosures in the area of investment management , Reference PDF
312.39 KB
27/05/2022 ESMA41-140-79 Technical standards , Reference XLSX
166.13 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
23/05/2022 ESMA50-165-2146 The drivers of the costs and performance of ESG funds , Reference PDF
532.34 KB
20/05/2022 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
749.77 KB
19/05/2022 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
40.34 KB

Pages