ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Transparency filter Transparency
- (-) Remove Press Releases filter Press Releases
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Management Board filter Management Board
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Post Trading (49) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (47) Apply Guidelines and Technical standards filter
- Fund Management (45) Apply Fund Management filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- Joint Committee (27) Apply Joint Committee filter
- MiFID - Investor Protection (27) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (24) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Innovation and Products (15) Apply Innovation and Products filter
- Market Abuse (12) Apply Market Abuse filter
- Prospectus (12) Apply Prospectus filter
- Sustainable finance (11) Apply Sustainable finance filter
- Corporate Information (10) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Benchmarks (8) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- CESR Archive (7) Apply CESR Archive filter
- Market data (7) Apply Market data filter
- CCP Directorate (6) Apply CCP Directorate filter
- Securitisation (6) Apply Securitisation filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Short Selling (4) Apply Short Selling filter
- IAS Regulation (3) Apply IAS Regulation filter
- Brexit (2) Apply Brexit filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Press Release (338) Apply Press Release filter
- Reference (87) Apply Reference filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Decision (36) Apply Decision filter
- Statement (35) Apply Statement filter
- Consultation Paper (12) Apply Consultation Paper filter
- Final Report (11) Apply Final Report filter
- Letter (11) Apply Letter filter
- Annual Report (5) Apply Annual Report filter
- Speech (5) Apply Speech filter
- Guidelines & Recommendations (3) Apply Guidelines & Recommendations filter
- CESR Document (2) Apply CESR Document filter
Your filters
Press Releases X Board of Appeal X Transparency X Securities Financing Transactions X Trade Repositories X Corporate Governance X Management Board X Report X Technical Standards X Compliance table X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 06/06/2016 | 2016/743 | Multi-venue trading increases liquidity in EU equity markets despite duplicate orders | Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 247 KB |
||||
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
| 03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
| 11/01/2018 | ESMA80-196-954 | Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories | Credit Rating Agencies, Trade Repositories | Report | PDF 1.14 MB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.38 MB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.18 MB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |