ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
126
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Press Releases filter Press Releases
- Speeches (156) Apply Speeches filter
- Fund Management (59) Apply Fund Management filter
- Risk Analysis & Economics - Markets Infrastructure Investors (52) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (43) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Innovation and Products (34) Apply Innovation and Products filter
- CESR Archive (33) Apply CESR Archive filter
- Joint Committee (28) Apply Joint Committee filter
- IFRS Supervisory Convergence (25) Apply IFRS Supervisory Convergence filter
- Corporate Information (22) Apply Corporate Information filter
- Sustainable finance (18) Apply Sustainable finance filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Market Integrity (12) Apply Market Integrity filter
- Prospectus (11) Apply Prospectus filter
- Board of Supervisors (10) Apply Board of Supervisors filter
- Brexit (10) Apply Brexit filter
- CCP Directorate (10) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Securitisation (9) Apply Securitisation filter
- Trade Repositories (9) Apply Trade Repositories filter
- Market data (8) Apply Market data filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Transparency (7) Apply Transparency filter
- Corporate Finance (6) Apply Corporate Finance filter
- COVID-19 (5) Apply COVID-19 filter
- Short Selling (5) Apply Short Selling filter
- IAS Regulation (3) Apply IAS Regulation filter
- Corporate Governance (2) Apply Corporate Governance filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- International cooperation (2) Apply International cooperation filter
- Management Board (2) Apply Management Board filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Crowdfunding (1) Apply Crowdfunding filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Press Release (344) Apply Press Release filter
- Letter (218) Apply Letter filter
- Reference (187) Apply Reference filter
- Final Report (110) Apply Final Report filter
- Consultation Paper (88) Apply Consultation Paper filter
- Statement (84) Apply Statement filter
- Opinion (34) Apply Opinion filter
- Guidelines & Recommendations (30) Apply Guidelines & Recommendations filter
- Technical Advice (21) Apply Technical Advice filter
- Technical Standards (12) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- Decision (2) Apply Decision filter
Your filters
Press Releases X Post Trading X Market Abuse X Supervisory convergence X Corporate Disclosure X Benchmarks X Q&A X Speech X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.38 MB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.18 MB |
||||
| 15/12/2021 | ESMA32-339-169 | Report on the application of the IFRS 7 and IFRS 9 requirements regarding banks’ expected credit losses | Corporate Disclosure, IFRS Supervisory Convergence | Report | PDF 3.69 MB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
| 28/09/2021 | ESMA70-156-4871 | Keynote speech Natasha Cazenave- FIA IDX conference, 27 September 2021 | Benchmarks, Brexit, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 64.86 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 06/08/2021 | ESMA70-156-4576 | Report to EC on Use of FinTech by CSDs | Innovation and Products, Post Trading | Report | PDF 537.04 KB |