ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
580
REFINE YOUR SEARCH
Sections
- Guidelines and Technical standards (550) Apply Guidelines and Technical standards filter
- Fund Management (98) Apply Fund Management filter
- MiFID - Investor Protection (76) Apply MiFID - Investor Protection filter
- Joint Committee (69) Apply Joint Committee filter
- Credit Rating Agencies (37) Apply Credit Rating Agencies filter
- Short Selling (23) Apply Short Selling filter
- Post Trading (11) Apply Post Trading filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Market Abuse (5) Apply Market Abuse filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Careers (3) Apply Careers filter
- Market Integrity (3) Apply Market Integrity filter
- Vacancies (3) Apply Vacancies filter
- Prospectus (2) Apply Prospectus filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Vacancy filter Vacancy
- Reference (751) Apply Reference filter
- Press Release (531) Apply Press Release filter
- Final Report (460) Apply Final Report filter
- Letter (385) Apply Letter filter
- Consultation Paper (364) Apply Consultation Paper filter
- Speech (165) Apply Speech filter
- CESR Document (114) Apply CESR Document filter
- Opinion (100) Apply Opinion filter
- Annual Report (95) Apply Annual Report filter
- Investor Warning (93) Apply Investor Warning filter
- Statement (90) Apply Statement filter
- Report (78) Apply Report filter
- Summary of Conclusions (71) Apply Summary of Conclusions filter
- CLOSED Procedure (57) Apply CLOSED Procedure filter
- SMSG Advice (57) Apply SMSG Advice filter
- Q&A (37) Apply Q&A filter
- Technical Advice (36) Apply Technical Advice filter
- Compliance table (35) Apply Compliance table filter
- Decision (35) Apply Decision filter
- Technical Standards (34) Apply Technical Standards filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/05/2005 | 04-505b | Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 119.41 KB |
http://www.cesr-eu.org/data/document/04_505b.pdf | |||
| 15/05/2009 | 09-219 | Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Guidelines and Technical standards, Market Abuse | Guidelines & Recommendations | PDF 281.09 KB |
||||
| 23/03/2011 | 2011/81 | Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive | Guidelines and Technical standards, Prospectus, Corporate Disclosure | Guidelines & Recommendations | PDF 593.19 KB |
||||
| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
||||
| 22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |
|||
| 12/01/2012 | ESMA42-110-1132 | Confirmation of compliance with guidelines | Guidelines and Technical standards | Guidelines & Recommendations | PDF 196.55 KB |
This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines. |
|||
| 24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 415.38 KB |
For the translations, please use the links on the left |
|||
| 24/02/2012 | 2012/122 sv | Riktlinjer- System och kontroller i en automatiserad handelsmiljö för handelsplattformar, värdepappersföretag och behöriga myndigheter | Guidelines and Technical standards | Guidelines & Recommendations | PDF 419.71 KB |
Riktlinjer - System och kontroller i en automatiserad handelsmiljö för handelsplattformar, värdepappersföretag och behöriga myndigheter | |||
| 24/02/2012 | 2012/122 sl | Smernice- Sistemi in nadzor za trgovalne platforme, investicijske družbe in pristojne organe pri avtomatiziranem trgovanju | Guidelines and Technical standards | Guidelines & Recommendations | PDF 417.94 KB |
Smernice - Sistemi in nadzor za trgovalne platforme, investicijske družbe in pristojne organe pri avtomatiziranem trgovanju | |||
| 24/02/2012 | 2012/122 sk | Usmernenia- Systémy a kontroly v prostredí automatizovaného obchodovania pre obchodné platformy, investičné spoločnosti a príslušné orgány | Guidelines and Technical standards | Guidelines & Recommendations | PDF 442.54 KB |
Usmernenia - Systémy a kontroly v prostredí automatizovaného obchodovania pre obchodné platformy, investičné spoločnosti a príslušné orgány | |||
| 24/02/2012 | 2012/122 ro | Orientări- Sisteme şi controale într-un mediu de tranzacţionare automat pentru platformele de tranzacţionare, firmele de investiţii şi autorităţile competente | Guidelines and Technical standards | Guidelines & Recommendations | PDF 441.96 KB |
Orientări - Sisteme şi controale într-un mediu de tranzacţionare automat pentru platformele de tranzacţionare, firmele de investiţii şi autorităţile competente | |||
| 24/02/2012 | 2012/122 pt | Orientações- Sistemas e controlos para plataformas de negociação, empresas de investimento e autoridades competentes num ambiente de negociação automatizado | Guidelines and Technical standards | Guidelines & Recommendations | PDF 439.25 KB |
Orientações - Sistemas e controlos para plataformas de negociação, empresas de investimento e autoridades competentes num ambiente de negociação automatizado | |||
| 24/02/2012 | 2012/122 pl | Wytyczne- Systemy i mechanizmy kontroli w zautomatyzowanym środowisku obrotu dla platform obrotu, przedsiębiorstw inwestycyjnych oraz właściwych organów | Guidelines and Technical standards | Guidelines & Recommendations | PDF 461.59 KB |
Wytyczne - Systemy i mechanizmy kontroli w zautomatyzowanym środowisku obrotu dla platform obrotu, przedsiębiorstw inwestycyjnych oraz właściwych organów | |||
| 24/02/2012 | 2012/122 nl | Richtsnoeren- Interne beheersing in een geautomatiseerde handelsomgeving voor handelsplatformen, beleggingsondernemingen en bevoegde autoriteiten | Guidelines and Technical standards | Guidelines & Recommendations | PDF 430.72 KB |
Richtsnoeren - Interne beheersing in een geautomatiseerde handelsomgeving voor handelsplatformen, beleggingsondernemingen en bevoegde autoriteiten | |||
| 24/02/2012 | 2012/122 mt | Linji Gwida- Sistemi u kontrolli f’ambjent ta’ negozjar awtomatizzat għal pjattaformi ta’ negozjar, ditti tal-investiment u awtoritajiet kompetenti | Guidelines and Technical standards | Guidelines & Recommendations | PDF 442.99 KB |
Linji Gwida - Sistemi u kontrolli f’ambjent ta’ negozjar awtomatizzat għal pjattaformi ta’ negozjar, ditti tal-investiment u awtoritajiet kompetenti | |||
| 24/02/2012 | 2012/122 lv | Pamatnostādnes- Pamatnostādnes tirdzniecības platformām, ieguldījumu sabiedrībām un kompetentajām iestādēm attiecībā uz sistēmām un kontroli automatizētā tirdzniecības vidē | Guidelines and Technical standards | Guidelines & Recommendations | PDF 435.75 KB |
Pamatnostādnes - Pamatnostādnes tirdzniecības platformām, ieguldījumu sabiedrībām un kompetentajām iestādēm attiecībā uz sistēmām un kontroli automatizētā tirdzniecības vidē | |||
| 24/02/2012 | 2012/122 lt | Gairės- Dėl prekybos platformų, investicinių įmonių ir kompetetingų institucijų automatizuotoje prekybos aplinkoje taikytinų sistemų ir kontrolės priemonių | Guidelines and Technical standards | Guidelines & Recommendations | PDF 426.79 KB |
Gairės - Dėl prekybos platformų, investicinių įmonių ir kompetetingų institucijų automatizuotoje prekybos aplinkoje taikytinų sistemų ir kontrolės priemonių | |||
| 24/02/2012 | 2012/122 it | Orientamenti- Sistemi e controlli in un ambiente di negoziazione automatizzato per piattaforme di negoziazione, imprese di investimento e autorità competenti | Guidelines and Technical standards | Guidelines & Recommendations | PDF 431.19 KB |
Orientamenti - Sistemi e controlli in un ambiente di negoziazione automatizzato per piattaforme di negoziazione, imprese di investimento e autorità competenti | |||
| 24/02/2012 | 2012/122 hu | Iránymutatások- a kereskedési platformok, befektetési vállalkozások és illetékes hatóságok által, automatizált kereskedési környezetben alkalmazandó rendszerekről és kontrollokról | Guidelines and Technical standards | Guidelines & Recommendations | PDF 452.72 KB |
Iránymutatások - a kereskedési platformok, befektetési vállalkozások és illetékes hatóságok által, automatizált kereskedési környezetben alkalmazandó rendszerekről és kontrollokról | |||
| 24/02/2012 | 2012/122 ga | Treoirlínte- Córais agus rialaitheoirí i dtimpeallacht trádála uathoibrithe d’ardáin trádála, do ghnólachtaí infheistíochta agus d’údaráis inniúla | Guidelines and Technical standards | Guidelines & Recommendations | PDF 420.56 KB |
Treoirlínte - Córais agus rialaitheoirí i dtimpeallacht trádála uathoibrithe d’ardáin trádála, do ghnólachtaí infheistíochta agus d’údaráis inniúla |