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ESMA LIBRARY

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Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
06/11/2018	ESMA35-43-1215	Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body	Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection	Compliance table	PDF 483.74 KB
23/10/2018	ESMA70-151-727	Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298)	Post Trading	Compliance table	PDF 315.6 KB
23/10/2018	ESMA70-151-732	Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294)	Post Trading	Compliance table	PDF 304.43 KB
23/10/2018	ESMA70-151-1417	Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435)	Post Trading	Compliance table	PDF 302.31 KB
28/09/2018	ESMA70-145-67	Compliance table regarding MAR guidelines on delay in the disclosure of inside information	Guidelines and Technical standards, Market Abuse	Compliance table	PDF 318.05 KB
28/09/2018	ESMA70-145-66	Compliance table regarding MAR guidelines for persons receiving market soundings	Guidelines and Technical standards, Market Abuse	Compliance table	PDF 437.02 KB
28/09/2018	ESMA70-145-153	Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives	Guidelines and Technical standards, Market Abuse, Market Integrity	Compliance table	PDF 299.74 KB
20/09/2018	ESMA70-156-177	Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63)	MiFID - Secondary Markets	Compliance table	PDF 311.86 KB
20/09/2018	ESMA70-156-350	Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II	Guidelines and Technical standards, MiFID - Secondary Markets	Compliance table	PDF 308.27 KB
11/09/2018	ESMA35-43-1076	Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)	Guidelines and Technical standards, MiFID - Investor Protection	Compliance table	PDF 330.12 KB
31/08/2018	ESMA35-43-1076	Compliance table on ESMA Guidelines on product governance	MiFID - Investor Protection	Compliance table	PDF 330.24 KB
17/07/2018	ESMA70-154-652	Call for expressions of interest- SMSC CWG Renewal	MiFID - Secondary Markets	Vacancy	PDF 263.08 KB
17/07/2018	ESMA70-154-651	Application form- SMSC CWG Renewal 2018	MiFID - Secondary Markets	Vacancy	DOCX 37.81 KB
29/05/2018	ESMA41-117-1108	Guidelines compliance table for Guidelines on cooperation arrangements and information exchange	Guidelines and Technical standards	Compliance table	PDF 186.24 KB
11/12/2017	VAC2/TRP	Traineeship notice- Legal Profile (open call)	Careers, Vacancies	Vacancy	PDF 718.91 KB
11/12/2017	VAC1/TRP	Traineeship notice- Financial Markets Profile (open call)	Careers, Vacancies	Vacancy	PDF 714.4 KB
11/12/2017	VAC3/TRP	Traineeship notice- Transversal Profile (open call)	Careers, Vacancies	Vacancy	PDF 749.79 KB
04/10/2017	ESMA34-32-316	Compliance table for the Guidelines on sound remuneration policies under the AIFMD (ESMA/2016/579)	Fund Management, Guidelines and Technical standards	Compliance table	PDF 310.68 KB
04/10/2017	ESMA34-43-352	Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive (ESMA/2016/575)	Fund Management, Guidelines and Technical standards	Compliance table	PDF 318.38 KB
24/04/2017	ESMA 32-67-142	Compliance table on ESMA Guidelines on the enforcement of financial information	Corporate Disclosure, IFRS Supervisory Convergence	Compliance table	PDF 140.39 KB