ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/07/2021 | ESMA02-91-3252 | ESMA Final Accounts Financial Year 2020 | Corporate Information, Planning reporting budget | Reference | PDF 1.51 MB |
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| 12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
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| 12/07/2021 | ESMA71-99-1715 | Press Release- DTCC Derivatives Repository fined €408,000 for EMIR data breaches | Board of Supervisors, Press Releases, Trade Repositories | Press Release | PDF 128.95 KB |
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| 12/07/2021 | ESMA41-356-224 | Public Notice- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Reference | PDF 151.07 KB |
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| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
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| 21/06/2021 | ESMA80-196-5170 | Final Report Technical Advice on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Final Report | PDF 404.7 KB |
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| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
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| 28/05/2021 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.39 MB |
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| 28/05/2021 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 349.73 KB |
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| 28/05/2021 | esma74-362-2009 | Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data | Market data, Securities Financing Transactions, Trade Repositories | Reference | DOCX 776.32 KB |
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| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
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| 26/05/2021 | ESMA 33-9-413 | Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Consultation Paper | PDF 392.05 KB |
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| 13/04/2021 | ESMA80-195-858 | ESMA response to ESRB letter on procyclicality of credit ratings | Credit Rating Agencies | Letter | PDF 180.39 KB |
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| 07/04/2021 | ESMA33-9-295 | Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition | Credit Rating Agencies | Guidelines & Recommendations | PDF 338.43 KB |
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| 06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
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| 06/04/2021 | ESMA74-362-249 | Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Guidelines & Recommendations | PDF 223.73 KB |
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| 30/03/2021 | ESMA71-99-1622 | CRA Enforcement Case Moodys March 2021 | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 134.39 KB |
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| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
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| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
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| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |