MiFID

The Markets in Financial Instruments Directive (MiFID), in force since November 2007, is a core pillar in EU financial market integration. It consists of a framework Directive (Directive 2004/39/EC), an implementing Directive (Directive 2006/73/EC) and an implementing Regulation (Regulation No 1287/2006).

MiFID establishes a regulatory framework for the provision of investment services in financial instruments (such as brokerage, advice, dealing, portfolio management, underwriting etc.), for the operation of regulated markets by market operators and also establishes the powers and duties of national competent authorities in relation to these activities.

 

Contacts

  • Official list of National Competent Authorities under Article 48 MiFID
  • Official list of National Competent Authorities under Article 56 MiFID

MiFID

Reference Date Type Title Download More Info
2013/923 24/04/2014 Report Compliance table - compliance guidelines View > See more
2013/922 24/04/2014 Report Compliance table - suitability guidelines View > See more
2013/606 BG 24/04/2014 Reference document Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) View > See more
Ares(2014)513399 20/03/2014 Letter EC response on classification of financial instruments View > See more
2014/184 14/02/2014 Letter Letter to Commissioner Barnier on classification of financial instruments as derivatives View > See more
2014/154 SV 07/02/2014 Investor warning Risker med att investera i komplexa produkter View > See more
2014/154 ES 07/02/2014 Investor warning Riesgos de las inversiones en productos complejos View > See more
2014/154 SL 07/02/2014 Investor warning Tveganja, ki jih prinašajo naložbe v kompleksne produkte View > See more
2014/154 SK 07/02/2014 Investor warning Riziká investovania do komplexných produktov View > See more
2014/154 RO 07/02/2014 Investor warning Riscurile investirii în produse complexe View > See more
2014/154 PT 07/02/2014 Investor warning Os riscos de investir em produtos complexos View > See more
2014/154 PL 07/02/2014 Investor warning Zagrożenia związane z inwestowaniem w produkty złożone View > See more
2014/154 MT 07/02/2014 Investor warning Ir-riskji li tinvesti fi prodotti kumplessi View > See more
2014/154 LT 07/02/2014 Investor warning Investavimo į sudėtingus produktus rizika View > See more
2014/154 LV 07/02/2014 Investor warning Ar ieguldījumiem sarežģītos produktos saistītie riski View > See more
2014/154 IT 07/02/2014 Investor warning Rischi dell’investimento in prodotti complessi View > See more
2014/154 HU 07/02/2014 Investor warning Az összetett termékekbe történő befektetések kockázatai View > See more
2014/154 EL 07/02/2014 Investor warning Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα View > See more
2014/154 DE 07/02/2014 Investor warning Risiken bei Anlagen in komplexe Produkte View > See more
2014/154 FR 07/02/2014 Investor warning Risques liés aux investissements dans les produits complexes View > See more
2014/154 FI 07/02/2014 Investor warning Monimutkaisiin tuotteisiin sijoittamisen riskit View > See more
2014/154 ET 07/02/2014 Investor warning Keerukatesse toodetesse investeerimisega kaasnevad riskid View > See more
2014/154 NL 07/02/2014 Investor warning Risico's van beleggen in complexe producten View > See more
2014/154 DA 07/02/2014 Investor warning Risici ved investering i komplekse produkter View > See more
2014/154 CS 07/02/2014 Investor warning Rizika investování do složitých produktů View > See more
2014/154 HR 07/02/2014 Investor warning Rizici ulaganja u kompleksne proizvode View > See more
2014/154 BG 07/02/2014 Investor warning Рискове от инвестиране в комплексни продукти View > See more
2014/146 07/02/2014 Opinion MiFID practices for firms selling complex products View > See more
2013/1941 28/01/2014 Letter Letter to Jonathan Faull (EC) regarding draft technical standards View > See more
2013/606 SV 01/10/2013 Reference document Ersättningspolicy och ersättningspraxis (MiFID-direktivet) View > See more
2013/606 ES 01/10/2013 Reference document Políticas y prácticas de remuneración (MiFID) View > See more
2013/606 SL 01/10/2013 Reference document Politike in prakse prejemkov (MiFID) View > See more
2013/606 SK 01/10/2013 Reference document Politiky a postupy odmeňovania (MiFID) View > See more
2013/606 RO 01/10/2013 Reference document Politici și practici de remunerare (Directiva privind piețele instrumentelor financiare, MiFID) View > See more
2013/606 PT 01/10/2013 Reference document Políticas e práticas de remuneração (DMIF) View > See more
2013/606 PL 01/10/2013 Reference document Wytyczne w sprawie zasad i praktyk dotyczących wynagrodzeń (MiFID) View > See more
2013/606 MT 01/10/2013 Reference document Politiki u prattiki ta’ remunerazzjoni (MiFID) View > See more
2013/606 LT 01/10/2013 Reference document Atlyginimų nustatymo politika ir praktika (FPRD) View > See more
2013/606 LV 01/10/2013 Reference document Atlīdzības politika un prakse (FITD) View > See more
2013/606 IT 01/10/2013 Reference document Politiche e prassi retributive (MiFID) View > See more
2013/606 DE 01/10/2013 Reference document Vergütungsgrundsätze und -verfahren (MiFID) View > See more
2013/606 HU 01/10/2013 Reference document Javadalmazási politikák és gyakorlatok (MiFID) View > See more
2013/606 EL 01/10/2013 Reference document Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) View > See more
2013/606 FR 01/10/2013 Reference document Politiques et pratiques de rémunération (Directive MIF) View > See more
2013/606 FI 01/10/2013 Reference document Palkka- ja palkkiopolitiikat ja -käytännöt (MiFID) View > See more
2013/606 ET 01/10/2013 Reference document Tasustamispoliitika ja -tavad (finantsinstrumentide turgude direktiiv) View > See more
2013/606 NL 01/10/2013 Reference document Beloningsbeleid en beloningspraktijken (MiFID) View > See more
2013/606 DA 01/10/2013 Reference document Aflønningspolitik og -praksis (MiFID) View > See more
2013/606 CS 01/10/2013 Reference document Zásady a postupy v oblasti odměňování (MiFID) View > See more
2013/606 HR 01/10/2013 Reference document Politike i prakse primitaka (MiFID-a) View > See more
2013/606 11/06/2013 Final report Guidelines on remuneration policies and practices (MiFID) View > See more
10-908 29/07/2010 Agenda Agenda - Open hearing on CESR’s consultation on standardisation and exchange trading of OTC derivatives View > See more
09-558 03/11/2009 Feedback statement Feedback statement - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements View > See more
09-559 03/11/2009 Q&A Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements View > See more
09-958 22/10/2009 Consultation paper Consultation paper on Inducements: Good and poor practices View > See more
09-665 14/10/2009 Consultation paper Consultation paper - Understanding the definition of advice under MiFID View > See more
09-348 10/07/2009 Report Report - Transparency of corporate bond, structured finance product and credit derivatives markets View > See more
09-349 10/07/2009 Feedback statement Feedback statement - Transparency of corporate bond, structured finance product and credit derivatives markets View > See more
09-682 10/07/2009 Press release Press release - CESR recommends the Commission to introduce a mandatory trade transparency regime for non-equity markets View > See more
09-697 09/07/2009 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members 4th updated version - July 2009 View > See more
09-590 09/07/2009 CESR supervisory brief MiFID Supervisory Briefing - Information and reporting to clients View > See more
09-355 10/06/2009 Report Report - Impact of MiFID on equity secondary markets functioning View > See more
09-548 10/06/2009 Press release Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets View > See more
09-467 20/05/2009 Press release Press release - First proposals for MiFID pre-trade transparency waivers assessed at CESR level View > See more
09-479 15/05/2009 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members 3rd updated version – May 2009 View > See more
09-295 14/05/2009 Consultation paper Consultation paper - MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements View > See more
09-092 17/02/2009 Feedback statement Feedback statement - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
09-074 02/02/2009 Call for evidence Call for evidence on the technical standards to identify and classify OTC derivative instruments for TREM; CESR's transaction reporting exchange mechanism View > See more
08-998 12/01/2009 Final report Final advice - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
08-1030 12/01/2009 Letter Cover letter - Joint CESR/ERGEG advice in the context of the Third Energy Package View > See more
CESR-ERGEG 12/01/09 12/01/2009 Press release Press release - ERGEG and CESR publish their proposals on how to promote transparency and market integrity in electricity and gas trading View > See more
08-1014 19/12/2008 Consultation paper Consultation Paper - Transparency of corporate bond, structured finance products and credit derivatives markets View > See more
08-1013 19/12/2008 Press release Press release - CESR to consult on non-equity markets transparency View > See more
08-943 19/12/2008 Q&A 2nd set of questions and answers on MiFID: Common positions agreed by CESR Members View > See more
08-872 03/11/2008 Call for evidence Call for evidence - Impact of MiFID on secondary markets functioning View > See more
08-873 03/11/2008 Call for evidence Call for evidence - Review of the scope of the MiFID transaction reporting obligation View > See more
08-878 03/11/2008 Press release Press release - CESR restates its resolve to ensure the protections of MiFID are applied convergently across Europe and announces new efforts to assess the impact and functioning of MiFID View > See more
08-753 23/10/2008 Consultation paper Consultation paper - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
08-752 15/10/2008 Final report CESR/CEBS’s technical advice to the European Commission on the review of commodities business View > See more
08-755 15/10/2008 Feedback statement Feedback statement - CESR/CEBS’s Consultation Paper on technical advice to the European Commission on the review of commodities business View > See more
CESR/CEBS 15/10/08 15/10/2008 Press release Press release - CESR and CEBS publish their advice on the European Commission’s review of commodities business View > See more
08-733 06/10/2008 Supervisory brief Supervisory briefings - Conflicts of interest View > See more
08-734 06/10/2008 Supervisory brief Supervisory briefings - Inducements View > See more
08-735 06/10/2008 Supervisory brief Supervisory briefings - Best execution View > See more
08-739 01/10/2008 Final report Final advice - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package - Response to Question F.20 – Market Abuse View > See more
08-754 01/10/2008 Feedback statement Feedback statement - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package - Response to Question F.20 – Market Abuse View > See more
CESR/ERGEG 01/10/08 01/10/2008 Press release Press release - ERGEG and CESR advocate a tailored market abuse framework for energy markets in their advice to the Commission View > See more
08-483 04/09/2008 Letter Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A View > See more
3L3 04/09/08 04/09/2008 Speech Presentation held at the Public hearing on the Draft Advice on the review of commodities business View > See more
08-675 03/09/2008 Press release Press release - CESR Members enhance supervisory co-operation for branch supervision View > See more
3l3 07/07/08 31/07/2008 Speech Presentation held at the Public hearing on Consultation Paper on the review of commodities business View > See more
08-527 30/07/2008 Final report Final advice - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
08-509 21/07/2008 Consultation paper Consultation paper - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
CESR-ERGEG PR 21/07 21/07/2008 Press release Press release - ERGEG and CESR consult on a proposed EU market abuse framework for energy markets View > See more
08-278 28/05/2008 Mandate Joint CESR/ERGEG mandate in the context of the Third Energy Package - Letter to the European Commission and their response View > See more
08-363 21/05/2008 Other Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading View > See more
08-316 21/05/2008 Other Use of the Criteria defined in Article 22 of the Commission Regulation (EC) No 1287/2006 to determine liquid shares View > See more
08-412 15/05/2008 Press release Press release - CESR and CEBS publish a joint consultation paper on commodities View > See more
08-370 15/05/2008 Consultation paper Consultation paper - CESR’s/CEBS’ technical advice to the European Commission on the review of commodities business View > See more
08-266 11/04/2008 Q&A Questions and answers on MiFID:Common positions agreed by CESR Members View > See more
08-209 07/03/2008 Press release Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID View > See more
08-147 21/02/2008 Feedback statement Feedback statement - Improving the Functioning of the MiFID Database View > See more
08-141 18/02/2008 Other Changes to the database of Shares admitted to trading on regulated markets View > See more
08-140 18/02/2008 Call for evidence Call for evidence - CESR/ERGEG call for evidence on record keeping, transparency, supply contracts and derivatives for electricity and gas View > See more
07-704c 05/02/2008 Work programme MiFID Level 3 Work Programme for 2008 View > See more
08-064 18/01/2008 Call for evidence Call for evidence - CESR/CEBS Call for Evidence on Commodities View > See more
07-832 17/12/2007 Consultation paper Consultation Paper - Improving the functioning of the MiFID database View > See more
07-748 02/11/2007 Press release Press release - CESR IT systems and databases up and running to ensure EU wide market integrity and transparency View > See more
07-726 22/10/2007 Press release Press release - CESR takes final steps before MiFID goes live View > See more
07-672 22/10/2007 Protocol Protocol on the supervision of branches under MiFID View > See more
07-337b 22/10/2007 Report Passport under MiFID - Recommendations for the implementation of the Directive and Statement on practical arrangements regarding the late transposition of MiFID View > See more
07-317c 22/10/2007 Protocol Protocol on MiFID Passport Notifications - revised View > See more
07-703 22/10/2007 Report Overview of national discretions and options under MiFID level 1 View > See more
07-673 22/10/2007 Final report CESR Response to the Commission's request for initial assistance on commodity and exotic derivatives and related business View > See more
07-704 22/10/2007 Consultation paper Consultation paper - Draft MiFID work-programme for 2007/2008 View > See more
07-370b 19/10/2007 Other Developer’s Guidelines for CESR database on Shares admitted to trading on EU Regulated Markets - updated October 2007 View > See more
07-718 19/10/2007 Press release Press statement - CESR updates the MiFID Market Transparency Database View > See more
2007/44/EC 22/09/2007 Legislation Directive amending 92/49/EEC, 2002/83/EC, 2004/39/EC, 2005/68/EC and 2006/48/EC as regards procedural rules and evaluation criteria for the prudential assessment of acquisitions and increase of holdings in the financial sector View > See more
07-497 09/08/2007 Press release Press release - CESR publishes its advice to the European Commission on non-equities transparency, as well as a report on commodity and exotic derivatives and announces the appointment of Jean-Paul Servais (CBFA) Chair of the MiFID Level 3 Experts Group View > See more
07-284b 09/08/2007 Final report Technical advice on Non-equities transparency View > See more
07-538 09/08/2007 Feedback statement Feedback statement - Technical advice on Non-equities transparency View > See more
07-429 09/08/2007 Other A compilation of responses by CESR Members to the European Commission's request for initial assistance on commodity and exotic derivatives and related business View > See more
07-450 03/07/2007 Press release Press release - CESR publishes today the list of ‘Liquid Shares’ according to the MIFID, as well as all shares listed on EU Regulated Markets View > See more
07-322 03/07/2007 Other CESR Guidebook on MiFID market transparency calculations View > See more
07-337 29/05/2007 CESR recommendation Recommendations - The passport under MiFID View > See more
07-318 29/05/2007 Feedback statement Feedback statement - The passport under MiFID View > See more
07-320 29/05/2007 Q&A Q&A on Best Execution View > See more
07-321 29/05/2007 Feedback statement Feedback statement - Q&A on Best Execution View > See more
07-228b 29/05/2007 CESR recommendation Recommendations - Inducements under MiFID View > See more
07-316 29/05/2007 Feedback statement Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID View > See more
07-301 29/05/2007 CESR Guideline Guidelines - CESR Level 3 Guidelines on MiFID Transaction reporting View > See more
07-319 29/05/2007 Feedback statement Feedback statement - CESR Level 3 Guidelines on MiFID Transaction Reporting View > See more
07-346 29/05/2007 Press release Press release - EU Securities Supervisors publish the last set of guidance to implement the new trading regime in Europe (MiFID) View > See more
07-284 10/05/2007 Consultation paper Consultation paper - Non-equity transparency View > See more
07-228 13/04/2007 Consultation paper Consultation paper - Inducements under MiFID View > See more
07-247 13/04/2007 Press release Press release - CESR re-consults on the draft recommendations for inducements under MiFID View > See more
07-119 09/02/2007 Press release Press release - First set of CESR Level 3 Guidelines and Recommendations on the smooth application of MiFID: Market Data Consolidation & Record Keeping View > See more
06-552c 09/02/2007 CESR recommendation CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive View > See more
07-085 09/02/2007 Feedback statement Feedback statement - CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive View > See more
07-043 09/02/2007 CESR Guideline CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data View > See more
07-086 09/02/2007 Feedback statement Feedback statement - CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data View > See more
07-115 08/02/2007 Agenda Agenda for the Open Hearing on MiFID Level 3: Transaction reporting View > See more
07-108 06/02/2007 Call for evidence Call for evidence - non-equities markets transparency View > See more
07-050b 02/02/2007 Consultation paper Consultation paper - Best execution under MIFID View > See more
07-047 02/02/2007 Consultation paper Consultation paper - CESR Level 3 Guidelines on MiFID Transaction reporting View > See more
07-105 02/02/2007 Press release Press release - CESR consults on Best Execution & Transaction Reporting under MiFID View > See more
07-016 05/01/2007 Agenda Agenda for the Open Hearing on MiFID Level 3: the Passport and Inducements View > See more
06-693 22/12/2006 Press release Press release - CESR consults on inducements & passporting under MiFID View > See more
06-687 22/12/2006 Consultation paper Consultation paper - Inducements under MiFID View > See more
06-648b 15/12/2006 Consultation paper Consultation paper - use of reference data standard codes in transaction reporting View > See more
06-669 15/12/2006 Consultation paper Consultation paper - the passport under MiFID View > See more
06-599 17/11/2006 Report CESR's response to the Commission's request for initial assitance on non-equities markets transparency View > See more
EC G3 D(2006) 8626 17/11/2006 Letter Letter from the European Commission - Request for initial assistance on non-equities markets transparency View > See more
06-574 20/10/2006 Press release Press release - CESR adopts its MiFID Level 3 work program for 2007 and launches work with a consultation on record keeping requirements and market data consolidation View > See more
06-550b 20/10/2006 Work programme MiFID Level 3 Expert Group – 2006/2007 Work Programme View > See more
06-552 20/10/2006 Consultation paper Consultation Paper - The list of minimum records in Article 51(3) of the MiFID implementing Directive View > See more
06-551 20/10/2006 Consultation paper Consultation Paper - Publication and Consolidation of MiFID Market Transparency View > See more
EC/73/2006 05/09/2006 Legislation Directive implementing Directive EC/39/2004 as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive View > See more
Reg/1287/2006 05/09/2006 Legislation Regulation implementing Directive 2004/39/EC as regards recordkeeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of tha View > See more
06-413 18/07/2006 Consultation paper Consultation paper - CESR Work Programme on MiFID level 3 Work View > See more
06-415 18/07/2006 Press release Press release - CESR consults on its draft work programme for MiFID Level 3 work - Ensuring convergence amongst supervisors View > See more
EC 2006/31 16/05/2006 Legislation Directive 2006/31/EC amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines View > See more
06-134 24/03/2006 Call for evidence Call for evidence - Consolidation of Market Transparency Data View > See more
05-350 16/05/2005 Report MiFID Consumer Day – 22 March 2005. Issues on regulation of intermediaries and markets under MiFID - Summary of main conclusions View > See more
05-290b 03/05/2005 Final report CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates View > See more
05-291b 03/05/2005 Feedback statement Feedback statement to CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - 1st Set of Mandates where the deadline was extended and 2nd Set of Mandates View > See more
05-320 03/05/2005 Press release Press release - CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates View > See more
01/2005/EC 29/03/2005 Legislation Directive establishing a new organisational structure for financial services committees View > See more
05-164 Annex 7 24/03/2005 Consultation paper Annex 7 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Ireland View > See more
05-164 Annex 8 24/03/2005 Consultation paper Annex 8 to the Consultation document: Data on Shares subject to Article 27 of the MiFID View > See more
Addendum 23/03/2005 Consultation paper Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive View > See more
05-164 Annex 2 21/03/2005 Consultation paper Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID View > See more
05-164 Annex 3 21/03/2005 Consultation paper Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Amsterdam View > See more
05-164 Annex 4 21/03/2005 Consultation paper Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Brussels View > See more
05-164 Annex 5 21/03/2005 Consultation paper Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Lisbon View > See more
05-164 Annex 6 21/03/2005 Consultation paper Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Paris View > See more
05-179 14/03/2005 Agenda Agenda for the Open Hearing on MiFID - Market Transparency and Intermediaries View > See more
05-164 Annex 1 11/03/2005 Consultation paper Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID View > See more
05-163 03/03/2005 Press release Press Release - CESR Final Consultation on Best Execution and Transparency Requirement under the MiFID View > See more
05-164 03/03/2005 Consultation paper Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments View > See more
05-079 03/02/2005 Press release Press release - CESR Submits its technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) View > See more
05-024c 03/02/2005 Final report CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) View > See more
05-025 03/02/2005 Feedback statement Feedback Statement - CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) View > See more
05-023b 03/02/2005 Consultation paper CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Admission of Financial Instruments to Trading on Regulated Markets View > See more
04-717 annex 1 30/12/2004 Consultation paper Trade data - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 2 30/12/2004 Consultation paper Trade data Germany - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 3 30/12/2004 Consultation paper Trade data Hungary - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 4 30/12/2004 Consultation paper Trade data Iceland - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 5 30/12/2004 Consultation paper Trade data Euronext parameters - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 6 30/12/2004 Consultation paper Trade data The Netherlands - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-689 20/12/2004 Consultation paper CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements View > See more
Addendum 2004/39/EC 01/12/2004 Consultation paper Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. View > See more
04-614 19/11/2004 Work programme Work plan for future work on MiFID View > See more
04-603b 17/11/2004 Consultation paper CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments View > See more
04-584 27/10/2004 Agenda Agenda for the Open Hearing View > See more
04-577 25/10/2004 Agenda Agenda for the Open Hearing on MiFID, 19 November 2004 View > See more
04-562 21/10/2004 Consultation paper CESR presents for consultation its draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID). View > See more
04-323 29/06/2004 Call for evidence Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive View > See more
04-317 29/06/2004 Press release Press release - CESR launches a Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive View > See more
04-304 17/06/2004 Agenda Agenda for the Open Hearing on Intermediaries and Markets - 8 July 2004 View > See more
04-307 17/06/2004 Agenda Agenda for the Open Hearing on Co-operation and Enforcement - 9 July 2004 View > See more
04-300 17/06/2004 Press release Press release - CESR begins its first Consultation on its Draft Advice to the European Commission on the new Investment Services Directive View > See more
04-261b 17/06/2004 Consultation paper CESR’s Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments View > See more
39/2004/EC 30/04/2004 Legislation Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments View > See more
04-073b 01/03/2004 Consultation paper CESR Consultative Concept Paper on the proposed Financial Instruments Markets Directive (ISD2), Articles 25, 56 and 58 View > See more
04-022 20/01/2004 Press release Press release - CESR starts work on EU Commission provisional mandates on the new Investment Services Directive - the Financial Instruments Markets (FIM) Directive and Call for Evidence View > See more
04-021 20/01/2004 Call for evidence Call for Evidence - CESR starts work on EU Commission provisional mandates on the new Investment Services Directive - the Financial Instruments Markets (FIM) Directive View > See more

Database

This database is available via the following link: http://mifiddatabase.esma.europa.eu

It contains information regarding Shares admitted to trading on EU Regulated Markets, Systematic Internalisers, Multilateral Trading Facilities, Regulated Markets and Central Counterparties, as required under the MiFID directive. Please click on the relevant title to access the search function for a specific database. You can return to the front page by clicking on Home.

This database is a compilation of information from all EU national competent authorities, who are responsible for the content. For documentation relating to the use of the databases, please refer to the documents published 3 July and 19 October 2007, in the Document section.

Queries regarding the content should be addressed to the relevant national authority. A list of contacts can be found here.

Contact

MarketsDataManager[at]esma.europa.eu

Reference document

Guidelines for ESMA database on Shares admitted to trading on EU Regulated Markets