Founding texts

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2014/608 05/06/2014 MOU MMoU on Cooperation Arrangements and Exchange of Information View > See more
2011/BS/229 19/12/2011 Decision Decision of the European Securities and Markets Authority establishing its Review Panel View > See more
ESA-ESRB 2011 12/12/2011 Founding document Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures View > See more
2011/MB/69 31/05/2011 Decision Decision of the Management Board - Access to documents View > See more
2011/BS/1 10/03/2011 Decision Decision of the Board of Supervisors - Rules of procedure View > See more
2011/MB/1 10/03/2011 Decision Decision of the Management Board - Rules of procedure View > See more
2011/11 10/03/2011 Statement Public statement of consultation practices View > See more
2011/MB/3 10/03/2011 Decision Decision of the Management Board - Internal language arrangements View > See more
2011/MB/4 10/03/2011 Decision Decision of the Management Board - Professional secrecy View > See more
2011/MB/6 10/03/2011 Decision Decision of the Management Board - Code of good administrative behaviour View > See more
EU 78/2010 15/12/2010 Legislation Omnibus Directive View > See more
EU 1095/2010 15/12/2010 Legislation Regulation establishing ESMA View > See more
EU 1092/2010 15/12/2010 Legislation Regulation establishing the ESRB View > See more
2009/77/EC 29/01/2009 Legislation Commission Decision of 23 January 2009 establishing the Committee of European Securities Regulators View > See more
08-375d 10/09/2008 Founding document Charter of the Committee of European Securities Regulators View > See more
07-071b 26/06/2007 Other Methodology for self-assessment and peer-review tool View > See more
07-070b 01/04/2007 Founding document Protocol of the Review Panel View > See more
05-335 04/05/2005 MOU Multilateral Memorandum of Understanding (MoU) View > See more
05-335 Annex A 04/05/2005 MOU Multilateral Memorandum of Understanding (MoU) - Annex A View > See more
05-335 Annex C 04/05/2005 MOU Multilateral Memorandum of Understanding (MoU) - Annex C View > See more
05-335 Annex D 04/05/2005 MOU Multilateral Memorandum of Understanding (MoU) - Annex D View > See more
7/2004/EC 07/01/2004 Legislation Commission Decision of 5 November 2003 amending Decision 2001/527/EC establishing the Committee of European Securities Regulators View > See more
8/2004/EC 07/01/2004 Legislation Commission Decision of 5 November 2003 amending Commission Decision 2001/528/EC establishing the European Securities Committee View > See more
EPResolution A5-0011/2002 23/02/2002 Report Report on the implementation of financial services legislation View > See more
2001/527/EC 13/07/2001 Legislation Commission decision of 6 June 2001 Establishing the Committee of European Securites Regulators - Repealed by Commission decision 2009/77/EC View > See more
2001/528/EC 13/07/2001 Legislation Commission Decision of 6 June 2001 establishing the European Securities Committee View > See more
ResolutionStockholm 23/03/2001 Legislation Stockholm Resolution View > See more
Lamfalussy Report 15/02/2001 Founding document Lamfalussy Report View > See more

EU Legislation

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EU 513/2011 31/05/2011 Legislation Regulation - amending Regulation (EC) No 1060/2009 on credit rating agencies View > See more
EU 78/2010 15/12/2010 Legislation Omnibus Directive View > See more
EU 1095/2010 15/12/2010 Legislation Regulation establishing ESMA View > See more
EU 1092/2010 15/12/2010 Legislation Regulation establishing the ESRB View > See more
EU 73/2010 13/12/2010 Legislation Directive amending Directives 2003/71/EC on the prospectus to be published when securities are offered to the public or admitted to trading and 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose se View > See more
EU 583/2010 29/07/2010 Legislation Commission regulation on key investor information View > See more
EU 584/2010 29/07/2010 Legislation Commission regulation on the form and content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and in View > See more
EU 42/2010 29/07/2010 Legislation Commission Directive as regards certain provisions concerning fund mergers, master-feeder structures and notification procedure View > See more
EU 43/2010 29/07/2010 Legislation Commission Directive as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company View > See more
L 302/32 18/11/2009 Legislation Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to UCITS View > See more
L 302/1 17/11/2009 Legislation EU Regulation No 1060/2009 on credit rating agencies View > See more
2009/77/EC 29/01/2009 Legislation Commission Decision of 23 January 2009 establishing the Committee of European Securities Regulators View > See more
2007/44/EC 22/09/2007 Legislation Directive amending 92/49/EEC, 2002/83/EC, 2004/39/EC, 2005/68/EC and 2006/48/EC as regards procedural rules and evaluation criteria for the prudential assessment of acquisitions and increase of holdings in the financial sector View > See more
2007/16/EC 04/04/2007 Legislation Commission directive on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions View > See more
EC 2007/14 29/03/2007 Legislation Directive on the implementation on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market View > See more
EC 211/2007 02/03/2007 Legislation COMMISSION REGULATION as regards financial information in prospectuses where the issuer has a complex financial history or has made a significant financial commitment Reg 211/2007 View > See more
EC 891/2006 26/01/2007 Legislation Commission Decision on the use by third country issuers of securities of information prepared under internationally accepted accounting standards View > See more
Reg 1787/2006 26/01/2007 Legislation Commision regulation as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements View > See more
EC/73/2006 05/09/2006 Legislation Directive implementing Directive EC/39/2004 as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive View > See more
Reg/1287/2006 05/09/2006 Legislation Regulation implementing Directive 2004/39/EC as regards recordkeeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of tha View > See more
EC 708/2006 04/08/2006 Legislation Commission regulation as regards International Accounting Standard (IAS) 21 and International Financial Reporting Interpretations Committee’s (IFRIC) Interpretation 7 View > See more
EC 2006/43 09/06/2006 Legislation Directive on statutory audits of annual accounts and consolidated accounts View > See more
EC 2006/31 16/05/2006 Legislation Directive 2006/31/EC amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines View > See more
EC 108/2006 30/01/2006 Legislation Commission regulation amending Regulation (EC) No 1725/2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002, as regards IFRS, IAS and IFRIC View > See more
EC 2106/2005 03/01/2006 Legislation Commission regulation adopting certain international accounting standards as regards IAS 39 View > See more
EC 1910/2005 25/11/2005 Legislation Commission regulation 1910/2005 as regards International Financial Reporting Standard 1 and 6, IASs 1, 16, 19, 24, 38, and 39, International Financial Reporting Interpretations Committee’s Interpretations 4 and 5 View > See more
EC 1864/2005 22/11/2005 Legislation Commission regulation as regards International Financial Reporting Standard No 1 and International Accounting Standards Nos. 32 and 39 View > See more
EC 1751/2005 03/11/2005 Legislation Regulation No 1751/2005 amending Regulation (EC) No 1725/2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002, as regards IFRS 1, IAS 39 and SIC 12 View > See more
1073/2005/EC 08/07/2005 Legislation Commission Regulation adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council, as regards IFRIC 2 View > See more
29/2005 EC 17/06/2005 Legislation Directive 2005/29 of 11 May 2005 concerning unfair business-to-consumer commercial practices in the internal market View > See more
2004/707 EC 17/04/2005 Legislation Commission regulation 2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council View > See more
01/2005/EC 29/03/2005 Legislation Directive establishing a new organisational structure for financial services committees View > See more
211/2005/EC 12/02/2005 Legislation Regulation of the European Parliament and of the Council as regards International Financial Reporting Standards (IFRS) 1 and 2 and International Accounting Standards (IASs) No 12, 16, 19, 32, 33, 38 and 39 View > See more
2238/2004/EC 03/01/2005 Legislation Commission regulation amending Regulation (EC) No 1725/2003 as regards IFRS Nos 1, 3 to 5, IAS Nos 1, 10, 12, 14, 16 to 19, 22, 27, 28, 31 to 41 and SIC Nos 9, 22, 28 and 32 View > See more
2236/2004/EC 03/01/2005 Legislation Commission regulation amending Regulation (EC) No 1725/2003 as regards IASs IFRS 1, IASs Nos 1 to 10, 12 to 17, 19 to 24, 27 to 38, 40 and 41 and SIC Nos 1 to 7, 11 to 14, 18 to 27 and 30 to 33 View > See more
2237/2004/EC 03/01/2005 Legislation Commission regulation amending Regulation (EC) No 1725/2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Council, as regards IAS No 32 and IFRI View > See more
1725/2003/EC annex 03/01/2005 Reference document List of International Accounting Standards View > See more
2006/2004/EC 03/01/2005 Legislation Regulation on cooperation between national authorities responsible for the enforcement of consumer protection laws (the Regulation on consumer protection cooperation) View > See more
109/2004/EC 15/12/2004 Legislation Directive on on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC View > See more
2086/2004/EC 19/11/2004 Legislation Commission regulation (EC) No 2086/2004 of 19 November 2004 View > See more
1606/2002/EC comments 06/07/2004 Legislation Regulation No. 1606/2002 on Accounting View > See more
383/2004/EC 07/06/2004 Legislation Corrigendum to Commission Recommendation of 27 April 2004 on the use of financial derivative instruments for undertakings for collective investment in transferable securities (UCITS) View > See more
384/2004/EC 07/06/2004 Legislation Corrigendum to Commission Recommendation of 27 April on some contents of the simplified prospectus as provided for in Schedule C of Annex 1 to Council Directive 85/611/EEC View > See more
72/2004/EC 30/04/2004 Legislation Commission directive 2004/72/EC of 29 April 2004 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards accepted market practices View > See more
39/2004/EC 30/04/2004 Legislation Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments View > See more
809/2004/EC 30/04/2004 Legislation Commission regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses View > See more
25/2004/EC 30/04/2004 Legislation Directive 2004/25/EC on takeover bids View > See more
707/2004/EC 21/04/2004 Legislation Commission regulation(EC) No 707/2004 of 6 April 2004 amending Regulation (EC) No 1725/2003 adopting certain international accounting standards in accordance with Regulation (EC) No 1606/2002 of the European Parliament and of the Cou View > See more
1725/2003/EC 14/04/2004 Legislation Regulation (EC) No 1725/2003 adopting certain international accounting standards in accordance with Regulation (EC) No. 1606/2002 (420 pages) View > See more
7/2004/EC 07/01/2004 Legislation Commission Decision of 5 November 2003 amending Decision 2001/527/EC establishing the Committee of European Securities Regulators View > See more
8/2004/EC 07/01/2004 Legislation Commission Decision of 5 November 2003 amending Commission Decision 2001/528/EC establishing the European Securities Committee View > See more
71/2003/EC 31/12/2003 Legislation Directive 2003/71/EC of the European Parliament and of the Council on prospectus View > See more
124/2003/EC 24/12/2003 Legislation Commission Directive 2003/124/EC on Market Abuse View > See more
125/2003/EC 24/12/2003 Legislation Commission Directive 2003/125/EC on the the fair presentation of investment recommendations and the disclosure of conflicts of interest View > See more
2273/2003/EC 23/12/2003 Legislation Commission Regulation (EC) No 2273/2003 on Market Abuse View > See more
IAS Comments 30/11/2003 Other Comments on certain articles regarding IAS View > See more
87/2002/EC 11/02/2003 Legislation Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council View > See more
6/2003/EC 28/01/2003 Legislation Directive 03/6/EC of the European Parliament and of the Council on insider dealing and market manipulation (market abuse) View > See more
65/2002/EC 23/09/2002 Legislation Directive 02/65/EC of the European Parliament and of the Council on distance marketing of consumer financial services View > See more
1606/2002/EC 19/07/2002 Legislation Regulation (EC) No 1606/2002 of the European Parliament and of the Council on the application of international accounting standards View > See more
47/2002/EC 06/06/2002 Legislation Directive 02/47/EC of the European Parliament and of the Council on financial collateral arrangements View > See more
107/2001/EC 21/01/2002 Legislation Directive 01/107/EC of the European Parliament and of the Council on UCITS View > See more
108/2001/EC 21/01/2002 Legislation Directive 01/108/EC of the European Parliament and of the Council on UCITS View > See more
97/2001/EC 28/12/2001 Legislation Directive 2001/97/EC of the European Parliament and of the Council on money laundering View > See more
65/2001/EC 27/09/2001 Legislation Directive 01/65/EC of the European Parliament and of the Council on Accounting Standards View > See more
2001/527/EC 13/07/2001 Legislation Commission decision of 6 June 2001 Establishing the Committee of European Securites Regulators - Repealed by Commission decision 2009/77/EC View > See more
2001/528/EC 13/07/2001 Legislation Commission Decision of 6 June 2001 establishing the European Securities Committee View > See more
34/2001/EC 28/05/2001 Legislation Directive 01/34/EC of the European Parliament and of the Council on the admission of securities to official stock exchange listings and on information to be published on those securities View > See more
31/2000/EC 08/06/2000 Legislation Directive 00/31/EC of the European Parliament and of the Council on Electronic Commerce View > See more
31/1998/EC 22/06/1998 Legislation Directive 98/31/EC of the European Parliament and of the Council on capital adequacy View > See more
33/1998/EC 22/06/1998 Legislation Directive 98/33/EC of the European Parliament and of the Council on credit institutions View > See more
26/1998/EC 19/05/1998 Legislation Directive 98/26/EC of the European Parliament and of the Council on settlement View > See more
9/1997/EC 03/03/1997 Legislation Directive 97/9/EC of the European Parliament and of the Council on investor-compensation schemes View > See more
26/1995/EC 29/06/1995 Legislation Directive 95/26/EC of the European Parliament and the Council View > See more
18/1994/EC 30/05/1994 Legislation Directive 94/18/EC of the European Parliament and of the Council on listing particulars View > See more
22/1993/EEC 10/05/1993 Legislation Directive 93/22/EC of the Council on investment services in the securities field View > See more
6/1993/EEC 15/03/1993 Legislation Directive 93/6/EEC of the Council on the capital adequacy of investments firms and credit institutions View > See more
211/1990/EEC 23/04/1990 Legislation Directive 90/211/EEC of the Council amending Directive 80/390/EEC in respect of the mutual recognition of public-offer prospectuses as stock-exchange listing particulars View > See more
592/1989/EEC 13/11/1989 Legislation Directive 89/592/EEC of the Council coordinating regulations on insider dealing View > See more
298/1989/EEC 17/04/1989 Legislation Directive 89/298/EEC of the Council on Prospectus View > See more
627/1988/EEC 12/12/1988 Legislation Directive 88/627/EEC of the Council on the information to be published when a major holding in a listed company is acquired or disposed of View > See more
220/1988/EEC 22/03/1988 Legislation Directive 88/220/EEC of the Council on UCITS View > See more
345/1987/EEC 22/06/1987 Legislation Directive 87/345/EEC of the Council on listing particulars View > See more
611/1985/EEC 20/12/1985 Legislation Directive 85/611/EEC of the Council (UCITS) View > See more
Rec-85/612/EEC 20/12/1985 Legislation Recommendation 85/612/EEC of the Council concerning the second sub-paragraph of Article 25 (1) of Directive 85/611/EEC View > See more
148/1982/EEC 03/03/1982 Legislation Directive 82/148/EEC of the Council on admission of securities to official stock exchange View > See more
121/1982/EEC 15/02/1982 Legislation Directive 82/121/EEC of the Council on information to be published by listed companies View > See more
390/1980/EEC 17/03/1980 Legislation Directive 80/390/EEC of the Council on listing particulars View > See more
279/1979/EEC 05/03/1979 Legislation Directive 79/279/EEC of the Council coordinating the conditions for the admission of securities to offical stock exchange listing View > See more
Rec-77/534/EEC 25/07/1977 Legislation Recommendation 77/537/EEC of the Commission concerning a European code of conduct relating to transactions in transferable securities View > See more