UCITS Management Companies
The Omnibus Directive requires ESMA to establish a list all authorisations granted to UCITS management companies in the European Union.
ESMA is currently working on the IT solution to establish this list on its website. The list will centralise all the relevant information in this regard received from all national competent authorities.
As a temporary solution, the list below contains hyperlinks to the webpages of the EU countries and their national competent authorities giving access to national registers that contain the list of authorised UCITS management companies. ESMA draws users' attention to the fact that some hyperlinks do not give direct access to the list of UCITS management companies authorised. Also, investors should note that for some competent authorities the information is only available in the national language.
Austria (Finanzmarktaufsicht – FMA)
German link: http://www.fma.gv.at/de/unternehmen/suche-unternehmensdatenbank.html
English link: http://www.fma.gv.at/en/companies/search-companies.html
Belgium (FSMA)
Dutch link: http://www.fsma.be/nl/Supervision/finbem/bhv/Article/lijsten/bhv1.aspx
French link: http://www.fsma.be/fr/Supervision/finbem/bhv/Article/lijsten/bhv1.aspx
Bulgaria (Financial Supervision Commission)
Cyprus (Cysec)
Non applicable
Czech Republic (Czech National Bank – CNB)
Czech link: https://apl.cnb.cz/apljerrsdad/JERRS.WEB15.BASIC_LISTINGS_RESPONSE_3?p_l...
English link: https://apl.cnb.cz/apljerrsdad/JERRS.WEB15.BASIC_LISTINGS_RESPONSE_3?p_l...
Denmark (Finanstilsynet)
Danish link: http://www.finanstilsynet.dk/Tal-og-fakta/Virksomheder-under-tilsyn/VUT-...
English link: http://www.finanstilsynet.dk/Tal-og-fakta/Virksomheder-under-tilsyn/VUT-...
Estonia (Estonian Financial Supervision Authority)
http://www.fi.ee/index.php?id=1784
Finland (Finanssivalvonta)
Finish link: http://www.finanssivalvonta.fi/fi/Fiva/Valvottavat/Pages/Valvottavat.aspx
Swedish link: http://www.finanssivalvonta.fi/se/FI/Tillsynsobjekt/Pages/Tilsynsobjekt....
English link: http://www.finanssivalvonta.fi/en/About_us/Supervised/Pages/superviseden...
France (Autorité des marchés financiers – AMF)
http://www.amf-france.org/bio/default.aspx?lang=fr&Id_Tab=0
Germany (BaFin)
http://www.bafin.de/cln_117/nn_724052/DE/Unternehmen/Fonds/Investmentfon...
Greece (Hellenic Capital Market Commission)
http://www.hcmc.gr/pages/aedak.asp?catID=113
Hungary (Hungarian Financial Supervisory Commission)
http://www.pszaf.hu/en/kirkta/searchresults?type=278&needfull=false&orde...
Iceland (Financial Supervisory Authority – Fjármálaeftirlitið)
http://fmeenvefur.eplica.is/supervision/supervised-entities/
Ireland (Central Bank of Ireland)
http://registers.financialregulator.ie/DownloadsPage.aspx
Italy (Consob)
http://siotec.bancaditalia.it/sportelli/jsp/layout/home.jsp?detail=inter...
Latvia (Financial and Capital Market Commission)
Latvian link: http://www.fktk.lv/lv/tirgus_dalibnieki/ieguldijumu_parvaldes_sabiedri/
English link: http://www.fktk.lv/en/market/investment_management_companie/investment_m...
Liechtenstein
http://www.fma-li.li/en/fma/fma-liechtenstein.html
Lithuania (Central Bank of Lithuania)
Lithuanian link: http://www.lb.lt/valdymo_imones?pg=valdymo_imones_licencijuotos_lietuvoje
English link: http://www.lb.lt/management_companies
Luxembourg (CSSF)
http://www.cssf.lu/entites-surveillees/
Malta (Financial Services Authority)
http://mfsa.com.mt/pages/licenceholders.aspx
Netherlands (AFM)
Dutch link: http://www.afm.nl/nl/professionals/registers/alle-huidige-registers.aspx?type={883BCFF1-0F26-442F-9FAF-A39FF911B109}&filter1=1
English link: http://www.afm.nl/en/professionals/registers/alle-huidige-registers.aspx?type={883BCFF1-0F26-442F-9FAF-A39FF911B109}&filter1=1
Norway (Finanstilsynet)
Norwegian link: http://www.finanstilsynet.no/no/Venstremeny/Konsesjonsregister/
English link: http://www.finanstilsynet.no/en/Secondary-menu/Finanstilsynet-registry/
Poland (Polish Financial Supervision Authority)
Polish: http://www.knf.gov.pl/dla_rynku/PODMIOTY_rynku/Podmioty_rynku_kapitalowe...
English: http://www.knf.gov.pl/en/about_the_market/Capital_market/entities/Invest...
Portugal (Comissão do Mercado de Valores Mobiliários – CMVM)
http://web3.cmvm.pt/english/sdi2004/IFs/app/ifs_por_tipo.cfm?gr_tab_cod=...
Romania (Romanian National Securities Commission – CNVM)
http://www.cnvmr.ro/RCNVM/index.htm
Slovak Republic (Central Bank of Slovakia)
Slovak link: http://www.nbs.sk/sk/dohlad-nad-financnym-trhom/dohlad-nad-trhom-cennych...
English link: http://www.nbs.sk/en/financial-market-supervision/securities-market-supe...
Slovenia (Securities Market Agency – Agencija za trg vrednostnih papirjev)
Slovenian link: http://www.a-tvp.si/Default.aspx?id=101
English link: http://www.a-tvp.si/Eng/Default.aspx?id=101
Spain (Comisión Nacional del Mercado de Valores - CNMV)
www.cnmv.es/Portal/Consultas/Busqueda.aspx?id=23
Sweden (Finansinspektionen)
Swedish link:http://www.fi.se/Tillstand/Foretagsregistret/Foretagsregistret-Foretag-per-kategori/?typ='FONDBO'
English link:http://www.fi.se/Folder-EN/Startpage/Authorisation/Company-register/Company-register-Company-per-category/?typ=%27FONDBO%27
United Kingdom (Financial Conduct Authority – FCA)