Secondary Markets

Reference Date Type Title Download More Info
2012/205 26/03/2012 Other Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee View > See more
2011/241 26/03/2012 Opinion Waivers from Pre-trade Transparency: CESR positions and ESMA opinions - updated April 2012 View > See more
2012/206 23/03/2012 Press release ESMA reviews pre-trade transparency waivers to ensure consistent MiFID application View > See more
2012/128 24/02/2012 Press release ESMA readies guidelines on automated trading – application deadline starts View > See more
2012/122 24/02/2012 Guidelines and Recommendations Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities View > See more
2012/122 sv 24/02/2012 Guidelines and Recommendations Riktlinjer - System och kontroller i en automatiserad handelsmiljö för handelsplattformar, värdepappersföretag och behöriga myndigheter View > See more
2012/122 sl 24/02/2012 Guidelines and Recommendations Smernice - Sistemi in nadzor za trgovalne platforme, investicijske družbe in pristojne organe pri avtomatiziranem trgovanju View > See more
2012/122 sk 24/02/2012 Guidelines and Recommendations Usmernenia - Systémy a kontroly v prostredí automatizovaného obchodovania pre obchodné platformy, investičné spoločnosti a príslušné orgány View > See more
2012/122 ro 24/02/2012 Guidelines and Recommendations Orientări - Sisteme şi controale într-un mediu de tranzacţionare automat pentru platformele de tranzacţionare, firmele de investiţii şi autorităţile competente View > See more
2012/122 pt 24/02/2012 Guidelines and Recommendations Orientações - Sistemas e controlos para plataformas de negociação, empresas de investimento e autoridades competentes num ambiente de negociação automatizado View > See more
2012/122 pl 24/02/2012 Guidelines and Recommendations Wytyczne - Systemy i mechanizmy kontroli w zautomatyzowanym środowisku obrotu dla platform obrotu, przedsiębiorstw inwestycyjnych oraz właściwych organów View > See more
2012/122 nl 24/02/2012 Guidelines and Recommendations Richtsnoeren - Interne beheersing in een geautomatiseerde handelsomgeving voor handelsplatformen, beleggingsondernemingen en bevoegde autoriteiten View > See more
2012/122 mt 24/02/2012 Guidelines and Recommendations Linji Gwida - Sistemi u kontrolli f’ambjent ta’ negozjar awtomatizzat għal pjattaformi ta’ negozjar, ditti tal-investiment u awtoritajiet kompetenti View > See more
2012/122 lv 24/02/2012 Guidelines and Recommendations Pamatnostādnes - Pamatnostādnes tirdzniecības platformām, ieguldījumu sabiedrībām un kompetentajām iestādēm attiecībā uz sistēmām un kontroli automatizētā tirdzniecības vidē View > See more
2012/122 lt 24/02/2012 Guidelines and Recommendations Gairės - Dėl prekybos platformų, investicinių įmonių ir kompetetingų institucijų automatizuotoje prekybos aplinkoje taikytinų sistemų ir kontrolės priemonių View > See more
2012/122 it 24/02/2012 Guidelines and Recommendations Orientamenti - Sistemi e controlli in un ambiente di negoziazione automatizzato per piattaforme di negoziazione, imprese di investimento e autorità competenti View > See more
2012/122 hu 24/02/2012 Guidelines and Recommendations Iránymutatások - a kereskedési platformok, befektetési vállalkozások és illetékes hatóságok által, automatizált kereskedési környezetben alkalmazandó rendszerekről és kontrollokról View > See more
2012/122 ga 24/02/2012 Guidelines and Recommendations Treoirlínte - Córais agus rialaitheoirí i dtimpeallacht trádála uathoibrithe d’ardáin trádála, do ghnólachtaí infheistíochta agus d’údaráis inniúla View > See more
2012/122 fr 24/02/2012 Guidelines and Recommendations Orientations - Systèmes et contrôles dans un environnement de négociation automatisé pour les plateformes de négociation, les entreprises d’investissement et les autorités compétentes View > See more
2012/122 fi 24/02/2012 Guidelines and Recommendations Ohjeet - Toiminnan järjestäminen automatisoidussa kaupankäyntiympäristössä: ohjeet kauppapaikkoja, sijoituspalveluyrityksiä ja toimivaltaisia viranomaisia varten View > See more
2012/122 et 24/02/2012 Guidelines and Recommendations Suunised - Kauplemisplatvormide, investeerimisühingute ja pädevate asutuste poolt automatiseeritud kauplemiskeskkonnas kasutatavad süsteemid ja kontrollid View > See more
2012/122 es 24/02/2012 Guidelines and Recommendations Directrices - Sistemas y controles aplicados por las plataformas de negociación, las empresas de servicios de inversión y las autoridades competentes en un entorno de negociación automatizado 24 View > See more
2012/122 el 24/02/2012 Guidelines and Recommendations Κατευθυντήριες γραμμές - Συστήματα και μηχανισμοί ελέγχου σε περιβάλλον αυτοματοποιημένων συναλλαγών για χώρους διαπραγμάτευσης, επιχειρήσεις επενδύσεων και αρμόδιες αρχές View > See more
2012/122 de 24/02/2012 Guidelines and Recommendations Leitlinien - Systeme und Kontrollen für Handelsplattformen, Wertpapierfirmen und zuständige Behörden in einem automatisierten Handelsumfeld View > See more
2012/122 da 24/02/2012 Guidelines and Recommendations Retningslinjer - Systemer og kontrolforanstaltninger i et automatiseret handelsmiljø for handelsplatforme, investeringsselskaber og kompetente myndigheder View > See more
2012/122 bg 24/02/2012 Guidelines and Recommendations Насоки - Системи и контрол за автоматизирана търговия за търговски платформи, инвестиционни посредници и компетентни органи View > See more
2012/122 cz 24/02/2012 Guidelines and Recommendations Obecné pokyny - Systémy a kontroly v prostředí automatizovaného obchodování pro obchodní platformy, obchodníky s cennými papíry a příslušné orgány View > See more
2012/23 17/01/2012 Reference document MiFID database - Contact emails of national competent authorities for market participants View > See more
2011/457 22/12/2011 Press release ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities View > See more
2011/456 22/12/2011 Guidelines and Recommendations Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/431 09/12/2011 Press release Global regulators discuss OTC derivatives regulation View > See more
2011/232 28/07/2011 Agenda Agenda - Public Hearing on the Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/224 20/07/2011 Consultation paper Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/223 20/07/2011 Press release Press release - ESMA consults on systems and controls for highly automated trading View > See more
2011/16 20/01/2011 Letter Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories View > See more
2011/4 20/01/2011 Letter Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade View > See more
09-172d 30/12/2010 Other Protocol on the Operation of CESR MiFID Database View > See more
10-1210 21/12/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives View > See more
10-1169 13/10/2010 Press release Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation View > See more
10-1096 13/10/2010 Final report Final advice - Standardisation and Organised Platform Trading of OTC Derivatives View > See more
10-882 13/10/2010 Final report Final Advice - Post-trade Transparency Standards View > See more
10-1254 13/10/2010 Final report Responses to the Commission’s request for additional information in relation to the MiFID Review View > See more
10-975 13/10/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets View > See more
10-851 13/10/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets Transparency View > See more
10-802 29/07/2010 Final report CESR Technical Advice to the European Commission in the Context of the MiFID Review - Equity Markets View > See more
10-799 29/07/2010 Final report CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency View > See more
10-610 19/07/2010 Consultation paper Consultation paper - Standardisation and exchange trading of OTC derivatives View > See more
10-611 20/05/2010 Agenda Agenda - Open hearing on CESR’s consultation paper on MiFID Review- Non-equity markets transparency View > See more
10-510 07/05/2010 Consultation paper Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency View > See more
10-591 06/05/2010 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee View > See more
10-558 05/05/2010 Agenda Agenda for the open hearing on CESR’s consultation on MiFID Review - Equity Markets View > See more
10-349 21/04/2010 Other Commission's response to CESR's letter regarding the MiFID review View > See more
10-359 13/04/2010 Letter Letter to Commission on CESR's technical advice in the context of the MiFID review View > See more
MARKT G3/SH/cr Ares (2009) 13/04/2010 Other Commission request for additional information from CESR in relation to the review of MiFID View > See more
10-394 13/04/2010 Consultation paper Consultation Paper - CESR technical advice to the Commission in the context of the MiFID Review - Equity Markets View > See more
10-423 13/04/2010 Press release Press release - CESR begins the process to overhaul MiFID by consulting on policy options View > See more
10-142 01/04/2010 Call for evidence Call for evidence - Micro-structural issues of the European equity markets View > See more
09-324 10/08/2009 CESR waiver Waivers from Pre-trade Transparency Obligations under the Markets in Financial Instruments Directive (MiFID) - Updated View > See more