Secondary Markets

Reference Date Type Title Download More Info
2014/1334 06/11/2014 Reference document MiFID database - Contact emails of national competent authorities for market participants [updated] View > See more
2014/1189 response form 01/10/2014 Reference document Response form to the CP on C6 and C7 of Annex 1 of MiFID View > See more
2014/1188 response form 30/09/2014 Reference document Response form to the CP on indices and exchanges under the CRR View > See more
2014/1189 29/09/2014 Consultation paper Consultation paper on draft guidelines on the application of C6 and C7 of Annex I of MiFID View > See more
2014/1188 29/09/2014 Consultation paper Consultation paper on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation View > See more
2014/639 18/06/2014 Other Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee View > See more
2014/624 10/06/2014 Reference document Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Commodity Derivatives Task Force View > See more
2014/607 05/06/2014 Speech Keynote Speech - Steven Maijoor, ESMA Chair at ICMA Annual Conference, Berlin View > See more
2014/561 03/06/2014 Agenda Agenda for open hearing on MiFID II - Markets issues View > See more
2014/597 03/06/2014 Agenda Agenda for open hearing on MiFID II - Commodity derivatives View > See more
2014/549 response form 22/05/2014 Reference document Response form to the MiFID II/MiFID Consultation Paper View > See more
2014/548 response form 22/05/2014 Reference document Response form to the MiFID II/MiFID Discussion Paper View > See more
2014/557 22/05/2014 Press release ESMA consults on MiFID reforms View > See more
2014/549 22/05/2014 Consultation paper Consultation Paper on MiFID II/MiFIR View > See more
2014/548 22/05/2014 Consultation paper Discussion Paper on MiFID II/MiFIR View > See more
2013/68b 29/01/2014 Protocol Protocol on the Operation of the ESMA MiFID Database [updated] View > See more
2013/1941 28/01/2014 Letter Letter to Jonathan Faull (EC) regarding draft technical standards View > See more
2013/1792 02/12/2013 Other Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group View > See more
2013/894 05/07/2013 Protocol Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading View > See more
2013/515 17/05/2013 Other Call for expressions of interest for an expert in the field of agricultural commodities for the Consultative Working Group of the ESMA Commodities Derivatives Task Force View > See more
2013/497 19/04/2013 Other Call for expressions of interest regarding the partial renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee View > See more
2013/BS/41 10/04/2013 Terms of reference SMSC Terms of Reference View > See more
2012/294 12/03/2013 Other Call for expressions of interest regarding the partial renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee View > See more
2011/241f 15/11/2012 Report Waivers from Pre-trade Transparency: CESR positions and ESMA opinions - updated November 2012 View > See more
2011/241e 08/08/2012 Report Waivers from Pre-trade Transparency: CESR positions and ESMA opinions - updated August 2012 View > See more
2012/478 25/07/2012 Reference document ESMA MiFID database - description of webservice View > See more
2012/332 05/07/2012 Other Guidelines compliance table - Systems and controls in automated trading environment View > See more
2012/378 20/06/2012 Protocol Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading View > See more
2012/205 26/03/2012 Other Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee View > See more
2011/241 26/03/2012 Opinion Waivers from Pre-trade Transparency: CESR positions and ESMA opinions - updated April 2012 View > See more
2012/206 23/03/2012 Press release ESMA reviews pre-trade transparency waivers to ensure consistent MiFID application View > See more
2012/128 24/02/2012 Press release ESMA readies guidelines on automated trading – application deadline starts View > See more
2012/122 24/02/2012 Guidelines and Recommendations Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/457 22/12/2011 Press release ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities View > See more
2011/456 22/12/2011 Guidelines and Recommendations Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/431 09/12/2011 Press release Global regulators discuss OTC derivatives regulation View > See more
2011/232 28/07/2011 Agenda Agenda - Public Hearing on the Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/224 20/07/2011 Consultation paper Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities View > See more
2011/223 20/07/2011 Press release Press release - ESMA consults on systems and controls for highly automated trading View > See more
2011/16 20/01/2011 Letter Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories View > See more
2011/4 20/01/2011 Letter Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade View > See more
09-172d 30/12/2010 Other Protocol on the Operation of CESR MiFID Database View > See more
10-1210 21/12/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review-Standardisation and Organised Platform Trading of OTC Derivatives View > See more
10-1169 13/10/2010 Press release Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation View > See more
10-1096 13/10/2010 Final report Final advice - Standardisation and Organised Platform Trading of OTC Derivatives View > See more
10-882 13/10/2010 Final report Final Advice - Post-trade Transparency Standards View > See more
10-1254 13/10/2010 Final report Responses to the Commission’s request for additional information in relation to the MiFID Review View > See more
10-975 13/10/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Equity Markets View > See more
10-851 13/10/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets Transparency View > See more
10-802 29/07/2010 Final report CESR Technical Advice to the European Commission in the Context of the MiFID Review - Equity Markets View > See more
10-799 29/07/2010 Final report CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency View > See more
10-610 19/07/2010 Consultation paper Consultation paper - Standardisation and exchange trading of OTC derivatives View > See more
10-611 20/05/2010 Agenda Agenda - Open hearing on CESR’s consultation paper on MiFID Review- Non-equity markets transparency View > See more
10-510 07/05/2010 Consultation paper Consultation paper - CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity markets transparency View > See more
10-591 06/05/2010 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee View > See more
10-558 05/05/2010 Agenda Agenda for the open hearing on CESR’s consultation on MiFID Review - Equity Markets View > See more
10-349 21/04/2010 Other Commission's response to CESR's letter regarding the MiFID review View > See more
10-359 13/04/2010 Letter Letter to Commission on CESR's technical advice in the context of the MiFID review View > See more
MARKT G3/SH/cr Ares (2009) 13/04/2010 Other Commission request for additional information from CESR in relation to the review of MiFID View > See more
10-394 13/04/2010 Consultation paper Consultation Paper - CESR technical advice to the Commission in the context of the MiFID Review - Equity Markets View > See more
10-423 13/04/2010 Press release Press release - CESR begins the process to overhaul MiFID by consulting on policy options View > See more
10-142 01/04/2010 Call for evidence Call for evidence - Micro-structural issues of the European equity markets View > See more
09-324 10/08/2009 CESR waiver Waivers from Pre-trade Transparency Obligations under the Markets in Financial Instruments Directive (MiFID) - Updated View > See more