Review Panel

Reference Date Type Title Download More Info
2013/1709 25/11/2013 Reference document Review Panel Methodology View > See more
2013/852 01/07/2013 Press release ESMA review finds good compliance with EU market abuse rules View > See more
2013/806 01/07/2013 Final report Supervisory Practices under MAD - Mapping Report View > See more
2013/805 01/07/2013 Final report Supervisory Practices under MAD - Peer review report and Good Practices View > See more
ESMA/2013/475 15/04/2013 Press release Press Release ESMA finds divergence in national supervision of money market funds View > See more
ESMA/2013/476 15/04/2013 Report Peer Review–Money Market Fund Guidelines View > See more
2012/300 24/05/2012 Final report Prospectus Directive – Good Practices in the approval process View > See more
2012/330 24/05/2012 Press release ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses View > See more
2012/272 26/04/2012 Press release ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive View > See more
2012/270 26/04/2012 Report Actual use of sanctioning powers under MAD View > See more
2012/33 25/01/2012 Reference document Review Panel Methodology View > See more
2011/BS/229 19/12/2011 Decision Decision of the European Securities and Markets Authority establishing its Review Panel View > See more
2011/194 07/07/2011 Report Report - Mapping of the Transparency Directive View > See more
2011/195 07/07/2011 Press release Press release - ESMA investigates how Member States have implemented the Transparency Directive View > See more
2011/26 18/01/2011 Report Summary Report on the mapping of contingency measures View > See more
2011/27 18/01/2011 Press release Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations View > See more
10-123 29/11/2010 Report Executive summary of the Report Prospectus Directive Selective Mapping View > See more
10-217 29/11/2010 Press release Press release - CESR finds Member States broadly compliant with Prospectus Directive View > See more
10-262 06/04/2010 Press release Press release: Market Abuse Directive – CESR reviews options and discretions View > See more
09-1120 06/04/2010 Final report Final report: Market Abuse Directive –options and discretions View > See more
09-1034 29/01/2010 Report Peer Review of the Implementation of CESR’s Guidelines to simplify the notification procedure of UCITS View > See more
10-016 29/01/2010 Press release Press Release: CESR reviews the application of guidelines to simplify the notification procedures of UCITS across Europe View > See more
09-374 25/09/2009 Final report Final report of the Review Panel concerning the updated self assessment and peer review of CESR's Standard No.1 on financial information View > See more
09-664 25/09/2009 Press release Press release - CESR re-assesses application of its Standard No. 1 on financial information in Europe View > See more
09-188 06/07/2009 Final report Final report on CESR’s peer review of the implementation of Standard No 2 on Financial Information – Coordination of Enforcement Activities View > See more
09-212 06/07/2009 Report Summary of CESR’s self assessment of the implementation of Standard No 2 on financial information – Coordination of enforcement activities View > See more
09-528 06/07/2009 Press release Press release - CESR assesses implementation of its Standard No. 2 on financial information on the co-ordination of enforcement activities View > See more
09-520 01/07/2009 Press release Press Release - Transparency Directive: CESR maps coherence, equivalence and variance of supervisory powers and sanctioning regimes across Europe View > See more
09-058 01/07/2009 Report CESR Report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) View > See more
09-058a 01/07/2009 Report Annex to CESR's report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) View > See more
09-088 10/03/2009 Consultation paper Consultation Paper on Proposals for the Review Panel Work Plan View > See more
09-123 16/02/2009 Press release Press release - MiFID: CESR reviews supervisory powers and practices, as well as administrative and criminal sanctioning regimes across Europe View > See more
08-220 16/02/2009 Report CESR Report on the mapping of supervisory powers, supervisory practices, administrative and criminal sanctioning regimes of Member States in relation to the Markets in Financial Instruments Directive (MiFID). View > See more
07-664 05/05/2008 Other Methodology for mapping exercises View > See more
08-249 01/04/2008 Press release Press release - CESR reviews its old Standards and the implementation of UCITS Guidelines View > See more
08-113 01/04/2008 Report Summary of CESR’s self assessment of the implementation of the guidelines to simplify the notification procedure of UCITS View > See more
07-439 01/04/2008 Report Review Panel peer review exercise on CESR's guidelines to simplify the notification procedure for UCITS View > See more
07-071b 26/06/2007 Other Methodology for self-assessment and peer-review tool View > See more
07-420 21/06/2007 Press release Press release - CESR assesses the extent of equivalence of supervisory powers across Europe under the Market Abuse and Prospectus Directives View > See more
07-334b 21/06/2007 Final report An evaluation of equivalence of supervisory powers in the EU under the Market Abuse Directive and the Prospectus Directive A report to the Financial Services Committee (FSC) View > See more
07-380 21/06/2007 Final report Report on CESR Members powers under the Market Abuse Directive and its implementing measures View > See more
07-383 21/06/2007 Report Report on CESR Members powers under the Prospectus Directive and its implementing measures View > See more
07-382 21/06/2007 Report Market abuse directive - summary table of answers View > See more
07-385 21/06/2007 Report Prospectus directive - summary table of answers View > See more
07-070b 01/04/2007 Founding document Protocol of the Review Panel View > See more
06-181 03/08/2006 Final report Final report of the Review Panel of the Implementation Review of CESR’S Standard N°1 on Financial Information View > See more
06-182 23/05/2006 Report Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives View > See more
06-217 22/05/2006 Press release Press release - CESR Members review implementation of CESR’S guidelines on the transitional provisions of the amending UCITS Directives View > See more
06-185 10/05/2006 Report Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information View > See more
05-418b 03/01/2006 Final report Final Report by the Review Panel on the Common Implementation Review of CESR’s Cold Calling Standards View > See more
04-711b 08/04/2005 Report General methodology for implementation reviews undertaken by CESR View > See more
03-497b 04/03/2004 Other List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) View > See more
03-432b 04/03/2004 Other Synthesis Table” regarding CESR Standards for Alternative Trading Systems View > See more
03-427b 04/03/2004 Other Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) View > See more
03-415b 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems – All Responses(35 pages) View > See more
03-135-Austria 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Austria View > See more
03-135-Belgium 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Belgium View > See more
03-135-Cyprus 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Cyprus View > See more
03-135-Czech Republic 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Czech Republic View > See more
03-135-Denmark 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Denmark View > See more
03-135-Estonia 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Estonia View > See more
03-135-Finland 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Finland View > See more
03-135-France 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - France View > See more
03-135-Germany 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Germany View > See more
03-135-Greece 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Greece View > See more
03-135-Hungary 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Hungary View > See more
03-135-Iceland 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Iceland View > See more
03-135-Ireland 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Ireland View > See more
03-135-Italy 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Italy View > See more
03-135-Latvia 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Latvia View > See more
03-135-Lithuania 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Lithuania View > See more
03-135-Luxembourg 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Luxembourg View > See more
03-135-Malta 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Malta View > See more
03-135-Norway 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Norway View > See more
03-135-Poland 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Poland View > See more
03-135-Portugal 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Portugal View > See more
03-135-Slovak Republic 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Slovak Republic View > See more
03-135-Slovenia 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Slovenia View > See more
03-135-Spain 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Spain View > See more
03-135-Sweden 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - Sweden View > See more
03-135-The Netherlands 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - The Netherlands View > See more
03-135-UK 04/03/2004 Report Correspondence Table on CESR Standards for Alternative Trading Systems - UK View > See more
04-075 04/03/2004 Other List of Legislative Measures quoted in the Correspondence Tables View > See more
03-416b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part I (Standards 1 – 24 Retail Regime) – All Responses (99 pages) View > See more
03-417b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part II (Standards 25 – 61 Retail Regime) – All Responses (123 pages) View > See more
03-418b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part III (Standards 62 – 90 Retail Regime) – All Responses (93 pages) View > See more
03-419b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part IV (Standards 91 – 115 Retail Regime) – All Responses (77 pages) View > See more
03-420b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part V (Standards 116 - 140 Retail Regime) – All Responses (72 pages) View > See more
03-421b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part I Professional Regime – All Responses (119 pages) View > See more
03-422b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part II Counterparty Relationship – All Responses (27 pages) View > See more
03-423b 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection – Part III Categorisation of Investors – All Responses (32 pages) View > See more
03-134-Austria 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Austria (65 pages) View > See more
03-134-Belgium 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Belgium (61 pages) View > See more
03-134-Cyprus 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Cyprus (53 pages) View > See more
03-134-Czech Republic 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Czech Republic (65 pages) View > See more
03-134-Denmark 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Denmark (59 pages) View > See more
03-134-Estonia 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Estonia (60 pages) View > See more
03-134-Finland 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Finland (69 pages) View > See more
03-134-France 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - France (57 pages) View > See more
03-134-Germany 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Germany (52 pages) View > See more
03-134-Greece 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Greece (77 pages) View > See more
03-134-Hungary 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Hungary (92 pages) View > See more
03-134-Iceland 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Iceland (64 pages) View > See more
03-134-Ireland 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Ireland (56 pages) View > See more
03-134-Italy 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Italy (138 pages) View > See more
03-134-Latvia 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Latvia (41 pages) View > See more
03-134-Lithuania 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Lithuania (79 pages) View > See more
03-134-Luxembourg 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Luxembourg (65 pages) View > See more
03-134-Malta 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Malta (106 pages) View > See more
03-134-Norway 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Norway (58 pages) View > See more
03-134-Poland 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Poland (83 pages) View > See more
03-134-Portugal 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Portugal (49 pages) View > See more
03-134-Slovak Republic 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Slovak Republic (55 pages) View > See more
03-134-Slovenia 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Slovenia (61 pages) View > See more
03-134-Spain 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Spain (60 pages) View > See more
03-134-Sweden 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - Sweden (67 pages) View > See more
03-134-The Netherlands 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - The Netherlands (54 pages) View > See more
03-134-UK 04/03/2004 Report Correspondence Table on CESR Standards for Investor Protection - UK (115 pages) View > See more
04-093 04/03/2004 Press release Press release - CESR develops its approach to review implementation of CESR Standards View > See more
03-414b 03/03/2004 Report First Interim report by the Review Panel View > See more
02-001 14/01/2002 Consultation paper Proposed Standards for Alternative Trading Systems - Paper for final consultation View > See more
02-002 14/01/2002 Feedback statement Proposed Standards for Alternative Trading Systems - Feedback statement View > See more
01-035b 11/06/2001 Consultation paper Consultative Paper on Proposed Standards for Alternative Trading Systems View > See more