| 2014/1478 |
11/12/2014 |
Press release |
ESMA reviews supervisory practices on MiFID investor information |
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| 2014/1485 |
11/12/2014 |
Report |
MiFID – Conduct of Business, fair, clear and not misleading information |
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| 2013/1709 |
25/11/2013 |
Reference document |
Review Panel Methodology |
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| 2013/852 |
01/07/2013 |
Press release |
ESMA review finds good compliance with EU market abuse rules |
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| 2013/806 |
01/07/2013 |
Final report |
Supervisory Practices under MAD - Mapping Report |
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| 2013/805 |
01/07/2013 |
Final report |
Supervisory Practices under MAD - Peer review report and Good Practices |
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| ESMA/2013/475 |
15/04/2013 |
Press release |
Press Release ESMA finds divergence in national supervision of money market funds |
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| ESMA/2013/476 |
15/04/2013 |
Report |
Peer Review–Money Market Fund Guidelines |
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| 2012/300 |
24/05/2012 |
Final report |
Prospectus Directive – Good Practices in the approval process |
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| 2012/330 |
24/05/2012 |
Press release |
ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses |
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| 2012/272 |
26/04/2012 |
Press release |
ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive |
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| 2012/270 |
26/04/2012 |
Report |
Actual use of sanctioning powers under MAD |
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| 2012/33 |
25/01/2012 |
Reference document |
Review Panel Methodology |
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| 2011/BS/229 |
19/12/2011 |
Decision |
Decision of the European Securities and Markets Authority establishing its Review Panel |
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| 2011/194 |
07/07/2011 |
Report |
Report - Mapping of the Transparency Directive |
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| 2011/195 |
07/07/2011 |
Press release |
Press release - ESMA investigates how Member States have implemented the Transparency Directive |
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| 2011/26 |
18/01/2011 |
Report |
Summary Report on the mapping of contingency measures |
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| 2011/27 |
18/01/2011 |
Press release |
Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations |
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| 10-123 |
29/11/2010 |
Report |
Executive summary of the Report Prospectus Directive Selective Mapping |
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| 10-217 |
29/11/2010 |
Press release |
Press release - CESR finds Member States broadly compliant with Prospectus Directive |
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| 10-262 |
06/04/2010 |
Press release |
Press release: Market Abuse Directive – CESR reviews options and discretions |
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| 09-1120 |
06/04/2010 |
Final report |
Final report: Market Abuse Directive –options and discretions |
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| 09-1034 |
29/01/2010 |
Report |
Peer Review of the Implementation of CESR’s Guidelines to simplify the notification procedure of UCITS |
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| 10-016 |
29/01/2010 |
Press release |
Press Release: CESR reviews the application of guidelines to simplify the notification procedures of UCITS across Europe |
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| 09-374 |
25/09/2009 |
Final report |
Final report of the Review Panel concerning the updated self assessment and peer review of CESR's Standard No.1 on financial information |
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| 09-664 |
25/09/2009 |
Press release |
Press release - CESR re-assesses application of its Standard No. 1 on financial information in Europe |
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| 09-188 |
06/07/2009 |
Final report |
Final report on CESR’s peer review of the implementation of Standard No 2 on Financial Information – Coordination of Enforcement Activities |
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| 09-212 |
06/07/2009 |
Report |
Summary of CESR’s self assessment of the implementation of Standard No 2 on financial information – Coordination of enforcement activities |
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| 09-528 |
06/07/2009 |
Press release |
Press release - CESR assesses implementation of its Standard No. 2 on financial information on the co-ordination of enforcement activities |
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| 09-520 |
01/07/2009 |
Press release |
Press Release - Transparency Directive: CESR maps coherence, equivalence and variance of supervisory powers and sanctioning regimes across Europe |
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| 09-058 |
01/07/2009 |
Report |
CESR Report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) |
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| 09-058a |
01/07/2009 |
Report |
Annex to CESR's report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) |
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| 09-088 |
10/03/2009 |
Consultation paper |
Consultation Paper on Proposals for the Review Panel Work Plan |
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| 09-123 |
16/02/2009 |
Press release |
Press release - MiFID: CESR reviews supervisory powers and practices, as well as administrative and criminal sanctioning regimes across Europe |
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| 08-220 |
16/02/2009 |
Report |
CESR Report on the mapping of supervisory powers, supervisory practices, administrative and criminal sanctioning regimes of Member States in relation to the Markets in Financial Instruments Directive (MiFID). |
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| 07-664 |
05/05/2008 |
Other |
Methodology for mapping exercises |
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| 08-249 |
01/04/2008 |
Press release |
Press release - CESR reviews its old Standards and the implementation of UCITS Guidelines |
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| 08-113 |
01/04/2008 |
Report |
Summary of CESR’s self assessment of the implementation of the guidelines to simplify the notification procedure of UCITS |
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| 07-439 |
01/04/2008 |
Report |
Review Panel peer review exercise on CESR's guidelines to simplify the notification procedure for UCITS |
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| 07-071b |
26/06/2007 |
Other |
Methodology for self-assessment and peer-review tool |
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| 07-420 |
21/06/2007 |
Press release |
Press release - CESR assesses the extent of equivalence of supervisory powers across Europe under the Market Abuse and Prospectus Directives |
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| 07-334b |
21/06/2007 |
Final report |
An evaluation of equivalence of supervisory powers in the EU under the Market Abuse Directive and the Prospectus Directive A report to the Financial Services Committee (FSC) |
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| 07-380 |
21/06/2007 |
Final report |
Report on CESR Members powers under the Market Abuse Directive and its implementing measures |
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| 07-383 |
21/06/2007 |
Report |
Report on CESR Members powers under the Prospectus Directive and its implementing measures |
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| 07-382 |
21/06/2007 |
Report |
Market abuse directive - summary table of answers |
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| 07-385 |
21/06/2007 |
Report |
Prospectus directive - summary table of answers |
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| 07-070b |
01/04/2007 |
Founding document |
Protocol of the Review Panel |
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| 06-181 |
03/08/2006 |
Final report |
Final report of the Review Panel of the Implementation Review of CESR’S Standard N°1 on Financial Information |
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| 06-182 |
23/05/2006 |
Report |
Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives |
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| 06-217 |
22/05/2006 |
Press release |
Press release - CESR Members review implementation of CESR’S guidelines on the transitional provisions of the amending UCITS Directives |
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| 06-185 |
10/05/2006 |
Report |
Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information |
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| 05-418b |
03/01/2006 |
Final report |
Final Report by the Review Panel on the Common Implementation Review of CESR’s Cold Calling Standards |
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| 04-711b |
08/04/2005 |
Report |
General methodology for implementation reviews undertaken by CESR |
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| 03-497b |
04/03/2004 |
Other |
List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) |
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| 03-432b |
04/03/2004 |
Other |
Synthesis Table” regarding CESR Standards for Alternative Trading Systems |
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| 03-427b |
04/03/2004 |
Other |
Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) |
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| 03-415b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems – All Responses(35 pages) |
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| 03-135-Austria |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Austria |
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| 03-135-Belgium |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Belgium |
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| 03-135-Cyprus |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Cyprus |
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| 03-135-Czech Republic |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Czech Republic |
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| 03-135-Denmark |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Denmark |
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| 03-135-Estonia |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Estonia |
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| 03-135-Finland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Finland |
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| 03-135-France |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - France |
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| 03-135-Germany |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Germany |
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| 03-135-Greece |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Greece |
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| 03-135-Hungary |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Hungary |
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| 03-135-Iceland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Iceland |
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| 03-135-Ireland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Ireland |
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| 03-135-Italy |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Italy |
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| 03-135-Latvia |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Latvia |
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| 03-135-Lithuania |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Lithuania |
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| 03-135-Luxembourg |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Luxembourg |
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| 03-135-Malta |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Malta |
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| 03-135-Norway |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Norway |
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| 03-135-Poland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Poland |
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| 03-135-Portugal |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Portugal |
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| 03-135-Slovak Republic |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Slovak Republic |
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| 03-135-Slovenia |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Slovenia |
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| 03-135-Spain |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Spain |
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| 03-135-Sweden |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - Sweden |
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| 03-135-The Netherlands |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - The Netherlands |
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| 03-135-UK |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Alternative Trading Systems - UK |
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| 04-075 |
04/03/2004 |
Other |
List of Legislative Measures quoted in the Correspondence Tables |
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| 03-416b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part I (Standards 1 – 24 Retail Regime) – All Responses (99 pages) |
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| 03-417b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part II (Standards 25 – 61 Retail Regime) – All Responses (123 pages) |
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| 03-418b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part III (Standards 62 – 90 Retail Regime) – All Responses (93 pages) |
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| 03-419b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part IV (Standards 91 – 115 Retail Regime) – All Responses (77 pages) |
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| 03-420b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part V (Standards 116 - 140 Retail Regime) – All Responses (72 pages) |
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| 03-421b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part I Professional Regime – All Responses (119 pages) |
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| 03-422b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part II Counterparty Relationship – All Responses (27 pages) |
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| 03-423b |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection – Part III Categorisation of Investors – All Responses (32 pages) |
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| 03-134-Austria |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Austria (65 pages) |
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| 03-134-Belgium |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Belgium (61 pages) |
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> See more |
| 03-134-Cyprus |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Cyprus (53 pages) |
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> See more |
| 03-134-Czech Republic |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Czech Republic (65 pages) |
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> See more |
| 03-134-Denmark |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Denmark (59 pages) |
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| 03-134-Estonia |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Estonia (60 pages) |
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| 03-134-Finland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Finland (69 pages) |
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| 03-134-France |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - France (57 pages) |
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> See more |
| 03-134-Germany |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Germany (52 pages) |
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> See more |
| 03-134-Greece |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Greece (77 pages) |
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> See more |
| 03-134-Hungary |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Hungary (92 pages) |
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> See more |
| 03-134-Iceland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Iceland (64 pages) |
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> See more |
| 03-134-Ireland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Ireland (56 pages) |
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> See more |
| 03-134-Italy |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Italy (138 pages) |
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> See more |
| 03-134-Latvia |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Latvia (41 pages) |
View |
> See more |
| 03-134-Lithuania |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Lithuania (79 pages) |
View |
> See more |
| 03-134-Luxembourg |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Luxembourg (65 pages) |
View |
> See more |
| 03-134-Malta |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Malta (106 pages) |
View |
> See more |
| 03-134-Norway |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Norway (58 pages) |
View |
> See more |
| 03-134-Poland |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Poland (83 pages) |
View |
> See more |
| 03-134-Portugal |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Portugal (49 pages) |
View |
> See more |
| 03-134-Slovak Republic |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Slovak Republic (55 pages) |
View |
> See more |
| 03-134-Slovenia |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Slovenia (61 pages) |
View |
> See more |
| 03-134-Spain |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Spain (60 pages) |
View |
> See more |
| 03-134-Sweden |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - Sweden (67 pages) |
View |
> See more |
| 03-134-The Netherlands |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - The Netherlands (54 pages) |
View |
> See more |
| 03-134-UK |
04/03/2004 |
Report |
Correspondence Table on CESR Standards for Investor Protection - UK (115 pages) |
View |
> See more |
| 04-093 |
04/03/2004 |
Press release |
Press release - CESR develops its approach to review implementation of CESR Standards |
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> See more |
| 03-414b |
03/03/2004 |
Report |
First Interim report by the Review Panel |
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> See more |
| 02-001 |
14/01/2002 |
Consultation paper |
Proposed Standards for Alternative Trading Systems - Paper for final consultation |
View |
> See more |
| 02-002 |
14/01/2002 |
Feedback statement |
Proposed Standards for Alternative Trading Systems - Feedback statement |
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> See more |
| 01-035b |
11/06/2001 |
Consultation paper |
Consultative Paper on Proposed Standards for Alternative Trading Systems |
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> See more |
