Registries and Databases

Notice for consolidated registers

  • Alternative investment fund managers
  • MiFID Investment Firms
  • Prospectus and supplements
  • Sanctions
  • UCITS Management Companies

The consolidated registers listed above have been set up by the European Securities and Markets Authority (ESMA) with the collaborative effort of all relevant European Economic Area (EEA) national competent authorities (NCA).

ESMA draws users’ attention to the fact that ESMA is in the process of working with the NCAs in order to complete all operational steps necessary for them to upload on the consolidated registers all national data.

National data not available on these consolidated registers is accessible through the relevent NCA contact list for each register.


 


Database NCA* contacts
Corporate finance (Prospectus Directive)
Means of communication of final terms
NCA contacts
Prospectus and supplements Database NCA contacts
Corporate reporting (Transparency Directive)
Access to regulated information   NCA contacts
Credit rating agencies
Central repository (CEREP) statistics    
— Rating activity Database  
— Default rates Database  
— Default rates - Fallen Angels Database  
— Transition matrices Database  
Registered and certified credit rating agencies Database  
Investment management
Alternative investment fund managers Database
Categories of covered bonds and issuers of covered bonds Database  
Undertakings for collective investment in transferable securities (UCITS) management companies Database NCA contacts
Venture Capital and Social Entrepreneurship Funds

— European Venture Capital Fund Managers (EuVECA)

— European Social Entrepreneurship Fund Managers (EuSEF)

 

Database

 
Markets in Financial Instruments Directive (MiFID)
Central counterparties Database  
MiFID Investment Firms Database NCA contacts
Multilateral trading facilities Database
Regulated markets Database
Shares admitted to trading on EU regulated markets Database
Systematic internalisers Database
Tied Agents   NCA contacts
Post-trading
Central Counterparties authorised to offer services and activities in the Union   Registry
Competent authorities responsible for non-financial counterparties   NCA contacts
Competent authorities responsible for the authorisation and supervision of central counterparties (CCPs)   NCA contacts
Public Register for the Clearing Obligation under EMIR   Registry
Registered trade repositories   Registry
Settlement Finality Directive

— Designated authority to notify opening of insolvency proceedings

— Designated payment and securities settlement systems

  NCA contacts
Other
Sanctions Database  

* National competent authorities (NCA)