Post-Trading

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ODRG/1/2014 21/08/2014 Letter ODRG letter to FSB on barriers to reporting to trade repositories View > See more
2014/1055 12/08/2014 Reference document List of applicant central counterparties (CCPs) established in non-EEA countries View > See more
2014/1009 05/08/2014 Guidelines and Recommendations Guidelines and Recommendations on the implementation of the CPSS-IOSCO Principles for Financial Market Infrastructures in respect of CCP View > See more
Markt/G3/GW/bh ARES(2014) 31/07/2014 Letter EC letter to ESMA on classification of financial instruments View > See more
JC/2b D(2014) 2392454 17/07/2014 Letter European Commission response to ESMA letter regarding frontloading requirement under EMIR View > See more
2014/838 15/07/2014 Other Post-Trading Consultative Working Group (PTCWG) Call for Members (2014 renewal) View > See more
2014/819 11/07/2014 Press release ESMA defines central clearing of interest rate and credit default swaps View > See more
2014/800 11/07/2014 Consultation paper Consultation paper Clearing Obligation no2 CDS View > See more
2014/799 11/07/2014 Consultation paper Consultation paper Clearing Obligation no1 IRS View > See more
2014/800 response form 11/07/2014 Reference document Response form to the CP on clearing obligation - CDS View > See more
2014/799 response form 11/07/2014 Reference document Response form to the CP on clearing obligation - Interest rate swaps View > See more
2014/815 10/07/2014 Q&A Q&A X on EMIR Implementation View > See more
2014/682 23/06/2014 Q&A Q&A IX on EMIR Implementation View > See more
2014/576 28/05/2014 Opinion Voting Procedures for CCP colleges under EMIR View > See more
2014/550 21/05/2014 Q&A Q&A VIII on EMIR Implementation View > See more
2014/483 08/05/2014 Letter Letter to the European Commission - Frontloading requirement under EMIR View > See more
2014/478 07/05/2014 Speech Keynote Speech at AFME Post Trade Conference - The reform of financial markets: halfway there - Steven Maijoor, ESMA Chair View > See more
2014/336 01/04/2014 Work programme Trade Repository Supervision Work Plan 2014 View > See more
2014/03/ODRG 31/03/2014 Report Report of the OTC Derivatives Regulators Group (ODRG) on Cross-Border Implementation Issues View > See more
Ares(2014)513399 20/03/2014 Letter EC response on classification of financial instruments View > See more
2014/299 20/03/2014 Consultation paper Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD) View > See more
2014/297 20/03/2014 Q&A Q&A VII on EMIR Implementation View > See more
2014/184 14/02/2014 Letter Letter to Commissioner Barnier on classification of financial instruments as derivatives View > See more
2014/164 11/02/2014 Q&A Q&A VI on EMIR Implementation View > See more
2014/83 30/01/2014 Letter Letter to Jonathan Faull (EC) regarding Technical Advice (Japan) View > See more
2014/123 30/01/2014 Final report ESMA Technical advice on equivalence of Japan for CCP II - Commodities CCPs View > See more
2014/1964 24/01/2014 Letter Letter to Jonathan Faull (EC) regarding Technical Advice View > See more
2013/1965 24/01/2014 Final report Technical Advice to the Commission on procedural rules to impose fines and periodic penalty payments to Trade Repositories View > See more
2013/1940 06/01/2014 Final report Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms View > See more
2013/1959 20/12/2013 Q&A EMIR Q&A View > See more
2011/241g 18/12/2013 Report Waivers from Pre-trade Transparency: CESR positions and ESMA opinions - updated December 2013 View > See more
2013/1792 02/12/2013 Other Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group View > See more
2013/1661 18/11/2013 Press release ESMA finalises clearing and risk mitigation obligations for non-EU OTC derivatives View > See more
2013/1657 18/11/2013 Final report Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion View > See more
2013/1655 15/11/2013 Letter ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR View > See more
2013/1633 11/11/2013 Q&A Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) View > See more
2013/1629 07/11/2013 Press release ESMA registers trade repositories View > See more
2013/1527 22/10/2013 Q&A Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) View > See more
2013/1292 18/10/2013 Consultation paper ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories View > See more
2013/1400 03/10/2013 Press release 20 September 2013 meeting of the Principals of the OTC Derivative Regulators Group View > See more
2013/1390 SV 03/10/2013 Reference document Riktlinjer och rekommendationer för skriftliga överenskommelser mellan medlemmar i CCP-kollegier View > See more
2013/1390 ES 03/10/2013 Reference document Directrices y recomendaciones relativas a los acuerdos escritos entre miembros de colegios de ECC View > See more
2013/1390 SL 03/10/2013 Reference document Smernice in priporočila v zvezi s pisnimi dogovori med člani kolegijev za CNS View > See more
2013/1390 SK 03/10/2013 Reference document Usmernenia a odporúčania k písomným dohodám medzi členmi kolégií centrálnych protistrán View > See more
2013/1390 PT 03/10/2013 Reference document Orientações e Recomendações relativas aos acordos escritos a celebrar entre os membros dos colégios das CCP View > See more
2013/1390 PL 03/10/2013 Reference document Wytyczne i zalecenia dotyczące pisemnych umów zawieranych pomiędzy członkami kolegiów CCP View > See more
2013/1390 MT 03/10/2013 Reference document Linji Gwida u Rakkomandazzjonijiet dwar il-ftehimiet bil-miktub bejn il-kulleġġi CCP View > See more
2013/1390 LT 03/10/2013 Reference document Pagrindinių sandorio šalių kolegijų narių rašytinių susitarimų gairės ir rekomendacijos View > See more
2013/1390 LV 03/10/2013 Reference document Pamatnostādnes un ieteikumi par rakstveida vienošanos starp CCP kolēģiju dalībniekiem View > See more
2013/1390 IT 03/10/2013 Reference document Orientamenti e raccomandazioni riguardanti gli accordi scritti tra i membri dei collegi delle CCP View > See more
2013/1390 HU 03/10/2013 Reference document Iránymutatások és ajánlások a központi szerződő felek kollégiumainak tagjai közötti írásbeli megállapodásokról View > See more
2013/1390 EL 03/10/2013 Reference document Κατευθυντήριες γραμμές και συστάσεις σχετικά με τις γραπτές συμφωνίες μεταξύ των μελών των σωμάτων κεντρικών αντισυμβαλλομένων View > See more
2013/1390 DE 03/10/2013 Reference document Leitlinien und Empfehlungen zu schriftlichen Vereinbarungen zwischen Mitgliedern von CCP-Kollegien View > See more
2013/1390 FR 03/10/2013 Reference document Orientations et recommandations concernant les accords écrits conclus entre les membres des collèges de contreparties centrales View > See more
2013/1390 FI 03/10/2013 Reference document Ohjeet ja suositukset keskusvastapuolten kollegioiden jäsenten välisistä kirjallisista sopimuksista View > See more
2013/1390 ET 03/10/2013 Reference document Suunised ja soovitused kesksete vastaspoolte kolleegiumi liikmete kirjaliku kokkuleppe kohta View > See more
2013/1390 NL 03/10/2013 Reference document Richtsnoeren en aanbevelingen betreffende schriftelijke overeenkomsten tussen leden van CTP- colleges (centrale tegenpartijen) View > See more
2013/1390 DA 03/10/2013 Reference document Retningslinjer og henstillinger vedrørende skriftlige aftaler mellem medlemmer af CCP-kollegier View > See more
2013/1390 CS 03/10/2013 Reference document Obecné pokyny a doporučení k písemným dohodám mezi členy kolegií ústředních protistran View > See more
2013/1390 HR 03/10/2013 Reference document Smjernice i preporuke u svezi s pisanim sporazumima između članova kolegija središnjih drugih ugovornih strana View > See more
2013/1390 BG 03/10/2013 Reference document Насоки и препоръки относно писмените споразумения между членовете на колегии на централни контрагенти View > See more
2013/1390 03/10/2013 Guidelines and Recommendations Guidelines and Recommendations regarding written agreements between members of CCP colleges View > See more
2013/1371 02/10/2013 Final report ESMA Technical advice on equivalence of South Korea for CCPs View > See more
2013/1369 02/10/2013 Final report ESMA Technical advice on equivalence of Hong Kong for OTC and TR (Supplement) View > See more
2013/1372 02/10/2013 Final report ESMA Technical advice on equivalence of Singapore for TRs (Supplement) View > See more
2013/1383 02/10/2013 Letter Technical advice on third country regulatory equivalence under EMIR View > See more
2013/1374 02/10/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Switzerland (Supplement) View > See more
2013/1375 02/10/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Canada View > See more
2013/1370 02/10/2013 Final report Technical advice on third country regulatory equivalence under EMIR – India View > See more
2013/1373 02/10/2013 Final report ESMA Technical advice on equivalence of Australia - OTC and TR (Supplement) View > See more
DG Markt MJ/acg (2013) 3265823 26/09/2013 Letter European Commission letter regarding Draft Technical Standard on the Cross-Border Application of EMIR View > See more
2013/08/ODRG 12/09/2013 Report Agreed Understandings to Resolving Cross-border Conflicts, Inconsistencies, Gaps and Duplicative Requirements View > See more
2013/1160 03/09/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Hong Kong View > See more
2013/1162 03/09/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Switzerland View > See more
2013/1161 03/09/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Singapore View > See more
2013/1159 03/09/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Australia View > See more
2013/1158 03/09/2013 Final report Technical advice on third country regulatory equivalence under EMIR – Japan View > See more
2013/1157 03/09/2013 Final report Technical advice on third country regulatory equivalence under EMIR – US View > See more
2013/1163 03/09/2013 Letter Technical advice on third country regulatory equivalence under EMIR View > See more
2013/1087 08/08/2013 Final report Final Report on amended EMIR implementing technical standards View > See more
2013/1086 08/08/2013 Letter Reporting to Trade Repositories – the case of ETDs View > See more
2013/1080 05/08/2013 Q&A Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) View > See more
2013/996 17/07/2013 Press release ESMA consults on non-EU counterparties OTC derivatives View > See more
2013/892 17/07/2013 Consultation paper Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR View > See more
2013/936 12/07/2013 Press release ESMA begins detailing central clearing of OTC derivatives View > See more
2013/925 12/07/2013 Consultation paper The Clearing Obligation under EMIR View > See more
2013/926 12/07/2013 Consultation paper Template for the Responses to the Discussion Paper on the Clearing Obligation under EMIR View > See more
2013/811 25/06/2013 Guidelines and Recommendations Confirmation of compliance with guidelines View > See more
2224977 14/06/2013 Letter Updated mandate on EMIR equivalence View > See more
2013/322 10/06/2013 Guidelines and Recommendations Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements View > See more
2013/685 06/06/2013 Q&A Questions and Answers Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) View > See more
2013/661 05/06/2013 Final report Guidelines and Recommendations regarding written agreements between members of CCP colleges View > See more
request for technical advice 24/05/2013 Other Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories View > See more
804587 13/05/2013 Letter EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) View > See more
2013/302 04/04/2013 Final report ESMA’s Technical Advice to the Commission on Fees for Trade Repositories View > See more
2013/324 20/03/2013 Q&A Questions and Answers on EMIR Implementation View > See more
2013/312 15/03/2013 Opinion Regulatory technical standards on colleges for central counterparties supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 View > See more
2013/323 15/03/2013 Final report Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements View > See more
308184 01/03/2013 Letter European Commission extends deadline for ESMA advice on equivalence of non-EU rules with EMIR View > See more
2013/219 20/02/2013 Consultation paper ESMA’s Technical Advice to the Commission on Fees for Trade Repositories View > See more
2012/874 03/01/2013 Report Report to the European Parliament, the Council and the Commission on the budgetary implications of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) View > See more
2012/847 20/12/2012 Press release ESMA consults on guidelines for CCPs’ interoperability arrangements View > See more
2012/852 20/12/2012 Consultation paper Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements View > See more
2012/824 13/12/2012 Speech Written statement from the Chair of the European Securities and Markets Authority (ESMA) to the Agriculture Committee of the U.S. House of Repre-sentatives on the Dodd-Frank derivatives reform and the challenges facing U.S. and international markets View > See more
2012/802 04/12/2012 Statement Statement: Operating Principles and Areas of Exploration in the Regulation of the Cross-Border Derivatives Market View > See more
2012/606 27/09/2012 Press release ESMA defines standards for derivatives and CCPs View > See more
2012/600 Annex VIII 27/09/2012 Final report Impact assessment - Annex VIII of the Final report on draft Regulatory and Implementing Technical Standards on Regulation (EU) 648/2012 on OTC derivatives, central counterparties and trade repositories View > See more
2012/600 27/09/2012 Final report Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories View > See more
2012/416 03/07/2012 Agenda 2nd Public Hearing on EMIR draft technical standards View > See more
2012/403 25/06/2012 Press release ESMA proposes rules on derivatives, central counterparties and trade repositories View > See more
2012/379 25/06/2012 Consultation paper Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories View > See more
2012/95 16/02/2012 Consultation paper Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories View > See more
2011/94 15/03/2011 Report ESMA response to the European Commission consultation on CSDs and securities settlement View > See more
2011/16 20/01/2011 Letter Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories View > See more
2011/4 20/01/2011 Letter Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade View > See more
09-518rev 19/10/2009 Other PTEG: Code of Conduct / approval of the Protocol View > See more
09-837 29/09/2009 Consultation paper Consultation paper - Trade Repositories in the European Union View > See more
09-783 21/09/2009 Report CESR's response to the Commission Consultation Document on the possible initiatives to enhance the resilience of OTC Derivatives Markets View > See more
09-446 23/06/2009 CESR recommendation CESR-ESCB recommendations for securities settlement systems and recommendations for central counterparties in the European Union View > See more
09-447 23/06/2009 Feedback statement Feedback document to the consultations on the “draft ESCB-CESR recommendations for securities clearing and settlement systems and central counterparties in the EU” and the “draft recommendations for central counterparties as amended for OTC derivatives” b View > See more
09-627 23/06/2009 Press release Press release - ESCB and CESR issue recommendations to increase safety and soundness of the post-trading infrastructure in the EU View > See more
09-622 23/06/2009 Report Comparison of the CPSS-IOSCO Recommendations for securities settlement systems (November 2001) and Recommendations for Central Counterparties (November 2004) with the ESCB-CESR Recommendations View > See more
09-302 31/03/2009 Consultation paper Consultation paper - ESCB/CESR consultation on the draft Recommendations for Central Counterparties 1-2, 4-8, 14, and 15 revised for CCPs clearing OTC derivatives View > See more
09-300 31/03/2009 Press release Press release - ESCB/ CESR consult on draft recommendations for central counterparties as amended for OTC derivatives View > See more
08-870 19/02/2009 Consultation paper Preliminary Technical Advice by CESR in response to the Mandate from the European Commission on Access & Interoperability Arrangements View > See more
08-870 draft 19/12/2008 Consultation paper Preliminary draft technical advice on access & interoperability arrangements View > See more
08-749 23/10/2008 Consultation paper Consultation paper - CESR/ESCB draft recommendations for securities settlement systems, and draft recommendations for central counterparties View > See more
08-776 23/10/2008 Press release Press release - CESR and ESCB consult on recommendations for securities clearing and settlement systems and central counterparties in the European Union View > See more
08-643 22/08/2008 Call for evidence Call for evidence on the identification of regulatory arrangements for post-trading infrastructures View > See more
05-502 01/08/2005 Press release Public statement - Follow-up work of the CESR/ESCB Joint Working Group on Clearing and Settlement View > See more
04-561 22/10/2004 CESR standard Standards for securities clearing and settlement systems in the European Union View > See more
04-572 22/10/2004 Report Summary of answers to consultation on Clearing and Settlement Systems View > See more
04-547 22/10/2004 Press release Press release - Approval of the report entitled “Standards for securities clearing and settlement in the European Union” by the European System of Central Banks (ESCB) and the Committee of European Securities Regulators (CESR) View > See more
04-263 12/05/2004 Agenda Agenda for the Open Hearing on Clearing and Settlement on 25 May 2004 View > See more
04-226 05/05/2004 Consultation paper CESR/ESCB Draft Standards for Securities Clearing and Settlement Systems in the European Union View > See more
04-015 12/01/2004 Report Summary and Responses on the Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) joint consultation on Standards for Securities Clearing & Settlement Systems in the European Union View > See more
03-537 25/09/2003 Agenda Open Hearing - The CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union - Agenda View > See more
03-538 01/08/2003 Consultation paper Scope of Application - CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union View > See more
03-539 01/08/2003 Consultation paper Standards for Securities Clearing and Settlement Systems in the European Union View > See more
02-159 01/08/2002 Report Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems View > See more
02-005b 15/03/2002 Consultation paper Joint work of the European System of Central Banks and the Committee of European Securities Regulators in the field of Clearing and Settlement View > See more