MIFID archive

This section includes an archive of all CESR’s work to provide technical advice to assist the European Commission in the development of the proposals for a MiFID Directive (Level 2 under the Lamfalussy process), and to develop convergent implementation of MiFID (Level 3 capacity under the Lamfalussy process) until April 2010.

MiFID archive

Reference Date Type Title Download More Info
10-908 29/07/2010 Agenda Agenda - Open hearing on CESR’s consultation on standardisation and exchange trading of OTC derivatives View > See more
09-558 03/11/2009 Feedback statement Feedback statement - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements View > See more
09-559 03/11/2009 Q&A Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements View > See more
09-958 22/10/2009 Consultation paper Consultation paper on Inducements: Good and poor practices View > See more
09-665 14/10/2009 Consultation paper Consultation paper - Understanding the definition of advice under MiFID View > See more
09-348 10/07/2009 Report Report - Transparency of corporate bond, structured finance product and credit derivatives markets View > See more
09-349 10/07/2009 Feedback statement Feedback statement - Transparency of corporate bond, structured finance product and credit derivatives markets View > See more
09-682 10/07/2009 Press release Press release - CESR recommends the Commission to introduce a mandatory trade transparency regime for non-equity markets View > See more
09-697 09/07/2009 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members 4th updated version - July 2009 View > See more
09-590 09/07/2009 CESR supervisory brief MiFID Supervisory Briefing - Information and reporting to clients View > See more
09-355 10/06/2009 Report Report - Impact of MiFID on equity secondary markets functioning View > See more
09-548 10/06/2009 Press release Press release - CESR assesses impact of MiFID on the functioning of equity secondary markets View > See more
09-467 20/05/2009 Press release Press release - First proposals for MiFID pre-trade transparency waivers assessed at CESR level View > See more
09-479 15/05/2009 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members 3rd updated version – May 2009 View > See more
09-295 14/05/2009 Consultation paper Consultation paper - MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements View > See more
09-092 17/02/2009 Feedback statement Feedback statement - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
09-074 02/02/2009 Call for evidence Call for evidence on the technical standards to identify and classify OTC derivative instruments for TREM; CESR's transaction reporting exchange mechanism View > See more
08-998 12/01/2009 Final report Final advice - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
08-1030 12/01/2009 Letter Cover letter - Joint CESR/ERGEG advice in the context of the Third Energy Package View > See more
CESR-ERGEG 12/01/09 12/01/2009 Press release Press release - ERGEG and CESR publish their proposals on how to promote transparency and market integrity in electricity and gas trading View > See more
08-1014 19/12/2008 Consultation paper Consultation Paper - Transparency of corporate bond, structured finance products and credit derivatives markets View > See more
08-1013 19/12/2008 Press release Press release - CESR to consult on non-equity markets transparency View > See more
08-943 19/12/2008 Q&A 2nd set of questions and answers on MiFID: Common positions agreed by CESR Members View > See more
08-872 03/11/2008 Call for evidence Call for evidence - Impact of MiFID on secondary markets functioning View > See more
08-873 03/11/2008 Call for evidence Call for evidence - Review of the scope of the MiFID transaction reporting obligation View > See more
08-878 03/11/2008 Press release Press release - CESR restates its resolve to ensure the protections of MiFID are applied convergently across Europe and announces new efforts to assess the impact and functioning of MiFID View > See more
08-753 23/10/2008 Consultation paper Consultation paper - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
08-752 15/10/2008 Final report CESR/CEBS’s technical advice to the European Commission on the review of commodities business View > See more
08-755 15/10/2008 Feedback statement Feedback statement - CESR/CEBS’s Consultation Paper on technical advice to the European Commission on the review of commodities business View > See more
CESR/CEBS 15/10/08 15/10/2008 Press release Press release - CESR and CEBS publish their advice on the European Commission’s review of commodities business View > See more
08-733 06/10/2008 Supervisory brief Supervisory briefings - Conflicts of interest View > See more
08-734 06/10/2008 Supervisory brief Supervisory briefings - Inducements View > See more
08-735 06/10/2008 Supervisory brief Supervisory briefings - Best execution View > See more
08-739 01/10/2008 Final report Final advice - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package - Response to Question F.20 – Market Abuse View > See more
08-754 01/10/2008 Feedback statement Feedback statement - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package - Response to Question F.20 – Market Abuse View > See more
CESR/ERGEG 01/10/08 01/10/2008 Press release Press release - ERGEG and CESR advocate a tailored market abuse framework for energy markets in their advice to the Commission View > See more
08-483 04/09/2008 Letter Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A View > See more
3L3 04/09/08 04/09/2008 Speech Presentation held at the Public hearing on the Draft Advice on the review of commodities business View > See more
08-675 03/09/2008 Press release Press release - CESR Members enhance supervisory co-operation for branch supervision View > See more
3l3 07/07/08 31/07/2008 Speech Presentation held at the Public hearing on Consultation Paper on the review of commodities business View > See more
08-527 30/07/2008 Final report Final advice - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
08-509 21/07/2008 Consultation paper Consultation paper - CESR and ERGEG advice to the European Commission in the context of the Third Energy Package View > See more
CESR-ERGEG PR 21/07 21/07/2008 Press release Press release - ERGEG and CESR consult on a proposed EU market abuse framework for energy markets View > See more
08-278 28/05/2008 Mandate Joint CESR/ERGEG mandate in the context of the Third Energy Package - Letter to the European Commission and their response View > See more
08-363 21/05/2008 Other Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading View > See more
08-316 21/05/2008 Other Use of the Criteria defined in Article 22 of the Commission Regulation (EC) No 1287/2006 to determine liquid shares View > See more
08-412 15/05/2008 Press release Press release - CESR and CEBS publish a joint consultation paper on commodities View > See more
08-370 15/05/2008 Consultation paper Consultation paper - CESR’s/CEBS’ technical advice to the European Commission on the review of commodities business View > See more
08-266 11/04/2008 Q&A Questions and answers on MiFID:Common positions agreed by CESR Members View > See more
08-209 07/03/2008 Press release Press release - CESR increases confidence for retail investors with the development of a retail investor guide on MiFID View > See more
08-147 21/02/2008 Feedback statement Feedback statement - Improving the Functioning of the MiFID Database View > See more
08-141 18/02/2008 Other Changes to the database of Shares admitted to trading on regulated markets View > See more
08-140 18/02/2008 Call for evidence Call for evidence - CESR/ERGEG call for evidence on record keeping, transparency, supply contracts and derivatives for electricity and gas View > See more
07-704c 05/02/2008 Work programme MiFID Level 3 Work Programme for 2008 View > See more
08-064 18/01/2008 Call for evidence Call for evidence - CESR/CEBS Call for Evidence on Commodities View > See more
07-832 17/12/2007 Consultation paper Consultation Paper - Improving the functioning of the MiFID database View > See more
07-748 02/11/2007 Press release Press release - CESR IT systems and databases up and running to ensure EU wide market integrity and transparency View > See more
07-726 22/10/2007 Press release Press release - CESR takes final steps before MiFID goes live View > See more
07-672 22/10/2007 Protocol Protocol on the supervision of branches under MiFID View > See more
07-337b 22/10/2007 Report Passport under MiFID - Recommendations for the implementation of the Directive and Statement on practical arrangements regarding the late transposition of MiFID View > See more
07-317c 22/10/2007 Protocol Protocol on MiFID Passport Notifications - revised View > See more
07-703 22/10/2007 Report Overview of national discretions and options under MiFID level 1 View > See more
07-673 22/10/2007 Final report CESR Response to the Commission's request for initial assistance on commodity and exotic derivatives and related business View > See more
07-704 22/10/2007 Consultation paper Consultation paper - Draft MiFID work-programme for 2007/2008 View > See more
07-370b 19/10/2007 Other Developer’s Guidelines for CESR database on Shares admitted to trading on EU Regulated Markets - updated October 2007 View > See more
07-718 19/10/2007 Press release Press statement - CESR updates the MiFID Market Transparency Database View > See more
2007/44/EC 22/09/2007 Legislation Directive amending 92/49/EEC, 2002/83/EC, 2004/39/EC, 2005/68/EC and 2006/48/EC as regards procedural rules and evaluation criteria for the prudential assessment of acquisitions and increase of holdings in the financial sector View > See more
07-497 09/08/2007 Press release Press release - CESR publishes its advice to the European Commission on non-equities transparency, as well as a report on commodity and exotic derivatives and announces the appointment of Jean-Paul Servais (CBFA) Chair of the MiFID Level 3 Experts Group View > See more
07-284b 09/08/2007 Final report Technical advice on Non-equities transparency View > See more
07-538 09/08/2007 Feedback statement Feedback statement - Technical advice on Non-equities transparency View > See more
07-429 09/08/2007 Other A compilation of responses by CESR Members to the European Commission's request for initial assistance on commodity and exotic derivatives and related business View > See more
07-450 03/07/2007 Press release Press release - CESR publishes today the list of ‘Liquid Shares’ according to the MIFID, as well as all shares listed on EU Regulated Markets View > See more
07-322 03/07/2007 Other CESR Guidebook on MiFID market transparency calculations View > See more
07-337 29/05/2007 CESR recommendation Recommendations - The passport under MiFID View > See more
07-318 29/05/2007 Feedback statement Feedback statement - The passport under MiFID View > See more
07-320 29/05/2007 Q&A Q&A on Best Execution View > See more
07-321 29/05/2007 Feedback statement Feedback statement - Q&A on Best Execution View > See more
07-228b 29/05/2007 CESR recommendation Recommendations - Inducements under MiFID View > See more
07-316 29/05/2007 Feedback statement Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID View > See more
07-301 29/05/2007 CESR Guideline Guidelines - CESR Level 3 Guidelines on MiFID Transaction reporting View > See more
07-319 29/05/2007 Feedback statement Feedback statement - CESR Level 3 Guidelines on MiFID Transaction Reporting View > See more
07-346 29/05/2007 Press release Press release - EU Securities Supervisors publish the last set of guidance to implement the new trading regime in Europe (MiFID) View > See more
07-284 10/05/2007 Consultation paper Consultation paper - Non-equity transparency View > See more
07-228 13/04/2007 Consultation paper Consultation paper - Inducements under MiFID View > See more
07-247 13/04/2007 Press release Press release - CESR re-consults on the draft recommendations for inducements under MiFID View > See more
07-119 09/02/2007 Press release Press release - First set of CESR Level 3 Guidelines and Recommendations on the smooth application of MiFID: Market Data Consolidation & Record Keeping View > See more
06-552c 09/02/2007 CESR recommendation CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive View > See more
07-085 09/02/2007 Feedback statement Feedback statement - CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive View > See more
07-043 09/02/2007 CESR Guideline CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data View > See more
07-086 09/02/2007 Feedback statement Feedback statement - CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data View > See more
07-115 08/02/2007 Agenda Agenda for the Open Hearing on MiFID Level 3: Transaction reporting View > See more
07-108 06/02/2007 Call for evidence Call for evidence - non-equities markets transparency View > See more
07-050b 02/02/2007 Consultation paper Consultation paper - Best execution under MIFID View > See more
07-047 02/02/2007 Consultation paper Consultation paper - CESR Level 3 Guidelines on MiFID Transaction reporting View > See more
07-105 02/02/2007 Press release Press release - CESR consults on Best Execution & Transaction Reporting under MiFID View > See more
07-016 05/01/2007 Agenda Agenda for the Open Hearing on MiFID Level 3: the Passport and Inducements View > See more
06-693 22/12/2006 Press release Press release - CESR consults on inducements & passporting under MiFID View > See more
06-687 22/12/2006 Consultation paper Consultation paper - Inducements under MiFID View > See more
06-648b 15/12/2006 Consultation paper Consultation paper - use of reference data standard codes in transaction reporting View > See more
06-669 15/12/2006 Consultation paper Consultation paper - the passport under MiFID View > See more
06-599 17/11/2006 Report CESR's response to the Commission's request for initial assitance on non-equities markets transparency View > See more
EC G3 D(2006) 8626 17/11/2006 Letter Letter from the European Commission - Request for initial assistance on non-equities markets transparency View > See more
06-574 20/10/2006 Press release Press release - CESR adopts its MiFID Level 3 work program for 2007 and launches work with a consultation on record keeping requirements and market data consolidation View > See more
06-550b 20/10/2006 Work programme MiFID Level 3 Expert Group – 2006/2007 Work Programme View > See more
06-552 20/10/2006 Consultation paper Consultation Paper - The list of minimum records in Article 51(3) of the MiFID implementing Directive View > See more
06-551 20/10/2006 Consultation paper Consultation Paper - Publication and Consolidation of MiFID Market Transparency View > See more
EC/73/2006 05/09/2006 Legislation Directive implementing Directive EC/39/2004 as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive View > See more
Reg/1287/2006 05/09/2006 Legislation Regulation implementing Directive 2004/39/EC as regards recordkeeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of tha View > See more
06-413 18/07/2006 Consultation paper Consultation paper - CESR Work Programme on MiFID level 3 Work View > See more
06-415 18/07/2006 Press release Press release - CESR consults on its draft work programme for MiFID Level 3 work - Ensuring convergence amongst supervisors View > See more
EC 2006/31 16/05/2006 Legislation Directive 2006/31/EC amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines View > See more
06-134 24/03/2006 Call for evidence Call for evidence - Consolidation of Market Transparency Data View > See more
05-350 16/05/2005 Report MiFID Consumer Day – 22 March 2005. Issues on regulation of intermediaries and markets under MiFID - Summary of main conclusions View > See more
05-290b 03/05/2005 Final report CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates View > See more
05-291b 03/05/2005 Feedback statement Feedback statement to CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - 1st Set of Mandates where the deadline was extended and 2nd Set of Mandates View > See more
05-320 03/05/2005 Press release Press release - CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates View > See more
01/2005/EC 29/03/2005 Legislation Directive establishing a new organisational structure for financial services committees View > See more
05-164 Annex 7 24/03/2005 Consultation paper Annex 7 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Ireland View > See more
05-164 Annex 8 24/03/2005 Consultation paper Annex 8 to the Consultation document: Data on Shares subject to Article 27 of the MiFID View > See more
Addendum 23/03/2005 Consultation paper Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive View > See more
05-164 Annex 2 21/03/2005 Consultation paper Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID View > See more
05-164 Annex 3 21/03/2005 Consultation paper Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Amsterdam View > See more
05-164 Annex 4 21/03/2005 Consultation paper Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Brussels View > See more
05-164 Annex 5 21/03/2005 Consultation paper Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Lisbon View > See more
05-164 Annex 6 21/03/2005 Consultation paper Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Paris View > See more
05-179 14/03/2005 Agenda Agenda for the Open Hearing on MiFID - Market Transparency and Intermediaries View > See more
05-164 Annex 1 11/03/2005 Consultation paper Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID View > See more
05-163 03/03/2005 Press release Press Release - CESR Final Consultation on Best Execution and Transparency Requirement under the MiFID View > See more
05-164 03/03/2005 Consultation paper Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments View > See more
05-079 03/02/2005 Press release Press release - CESR Submits its technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) View > See more
05-024c 03/02/2005 Final report CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) View > See more
05-025 03/02/2005 Feedback statement Feedback Statement - CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) View > See more
05-023b 03/02/2005 Consultation paper CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Admission of Financial Instruments to Trading on Regulated Markets View > See more
04-717 annex 1 30/12/2004 Consultation paper Trade data - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 2 30/12/2004 Consultation paper Trade data Germany - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 3 30/12/2004 Consultation paper Trade data Hungary - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 4 30/12/2004 Consultation paper Trade data Iceland - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 5 30/12/2004 Consultation paper Trade data Euronext parameters - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-717 annex 6 30/12/2004 Consultation paper Trade data The Netherlands - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) View > See more
04-689 20/12/2004 Consultation paper CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements View > See more
Addendum 2004/39/EC 01/12/2004 Consultation paper Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. View > See more
04-614 19/11/2004 Work programme Work plan for future work on MiFID View > See more
04-603b 17/11/2004 Consultation paper CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments View > See more
04-584 27/10/2004 Agenda Agenda for the Open Hearing View > See more
04-577 25/10/2004 Agenda Agenda for the Open Hearing on MiFID, 19 November 2004 View > See more
04-562 21/10/2004 Consultation paper CESR presents for consultation its draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID). View > See more
04-323 29/06/2004 Call for evidence Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive View > See more
04-317 29/06/2004 Press release Press release - CESR launches a Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive View > See more
04-304 17/06/2004 Agenda Agenda for the Open Hearing on Intermediaries and Markets - 8 July 2004 View > See more
04-307 17/06/2004 Agenda Agenda for the Open Hearing on Co-operation and Enforcement - 9 July 2004 View > See more
04-300 17/06/2004 Press release Press release - CESR begins its first Consultation on its Draft Advice to the European Commission on the new Investment Services Directive View > See more
04-261b 17/06/2004 Consultation paper CESR’s Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments View > See more
39/2004/EC 30/04/2004 Legislation Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments View > See more
04-073b 01/03/2004 Consultation paper CESR Consultative Concept Paper on the proposed Financial Instruments Markets Directive (ISD2), Articles 25, 56 and 58 View > See more
04-022 20/01/2004 Press release Press release - CESR starts work on EU Commission provisional mandates on the new Investment Services Directive - the Financial Instruments Markets (FIM) Directive and Call for Evidence View > See more
04-021 20/01/2004 Call for evidence Call for Evidence - CESR starts work on EU Commission provisional mandates on the new Investment Services Directive - the Financial Instruments Markets (FIM) Directive View > See more