Joint Committee - ESFS

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JC DC 2014 001 16/12/2014 Reference document Joint Committee's Rules of Procedures View > See more
2014/BOA/05 02/12/2014 Decision Decision by the ESA BoA concerning Investor Protection Europe sprl View > See more
JC/14/089 19/11/2014 Reference document Call for interest Expert Group PRIIPs View > See more
JC/DP/2014/02 17/11/2014 Joint Committee Discussion Paper - Key Information Documents for Packaged Retail and Insurance-based Investment Products (PRIIPs) View > See more
JC/2014/43 es 25/08/2014 Reference document Directrices sobre la gestión de quejas y reclamaciones para los sectores de valores (ESMA) y bancario (ABE) View > See more
JC/2014/43 sl 25/08/2014 Reference document Smernice o obravnavanju pritožb za sektorja vrednostnih papirjev (ESMA) in bančništva (EBA) View > See more
JC/2014/43 sk 25/08/2014 Reference document Usmernenia k vybavovaniu sťažností pre sektor cenných papierov (ESMA) a bankový sektor (EBA) View > See more
JC/2014/43 ro 25/08/2014 Reference document Ghid privind tratarea plângerilor în sectorul valorilor mobiliare (ESMA) și în sectorul bancar (ABE) View > See more
JC/2014/43 pt 25/08/2014 Reference document Orientações sobre tratamento de reclamações para os setores dos valores mobiliários (ESMA) e bancário (EBA) View > See more
JC/2014/43 pl 25/08/2014 Reference document Wytyczne dotyczące obsługi reklamacji dla sektora papierów wartościowych (ESMA) i sektora bankowości (EUNB) View > See more
JC/2014/43 mt 25/08/2014 Reference document Linji gwida dwar l-indirizzar tal-ilmenti għas-settur tat-titoli (ESMA) u għas-settur bankarju (EBA) View > See more
JC/2014/43 lt 25/08/2014 Reference document Vertybinių popierių (ESMA) ir bankų (EBI) sektorių skundų nagrinėjimo gairės View > See more
JC/2014/43 lv 25/08/2014 Reference document Sūdzību izskatīšanas pamatnostādnes vērtspapīru (ESMA) un banku (EBI) nozarēs View > See more
JC/2014/43 it 25/08/2014 Reference document Orientamenti sulla gestione dei reclami per il settore degli strumenti finanziari (ESMA) e per il settore bancario (ABE) View > See more
JC/2014/43 hu 25/08/2014 Reference document Iránymutatások a panaszkezelésről az értékpapír-piaci (ESMA) és a banki szektor (EBH) számára View > See more
JC/2014/43 el 25/08/2014 Reference document Κατευθυντήριες γραμμές σχετικά με τον χειρισμό παραπόνων/καταγγελιών για τον τομέα των κινητών αξιών (ESMA) και τον τραπεζικό τομέα (ΕΑΤ) View > See more
JC/2014/43 de 25/08/2014 Reference document Leitlinien zur Beschwerdeabwicklung für den Wertpapierhandel (ESMA) und das Bankwesen (EBA) View > See more
JC/2014/43 fr 25/08/2014 Reference document Orientations relatives au traitement des réclamations dans le secteur des valeurs mobilières (ESMA) et le secteur bancaire (ABE) View > See more
JC/2014/43 fi 25/08/2014 Reference document Arvopaperialaa (ESMA) ja pankkialaa (EPV) koskevat ohjeet valitusten käsittelystä View > See more
JC/2014/43 et 25/08/2014 Reference document Kaebuste käsitlemise suunised väärtpaberituru (ESMA) ja pangandussektori (EBA) jaoks View > See more
JC/2014/43 nl 25/08/2014 Reference document Richtsnoeren voor de behandeling van klachten door de effectensector (ESMA) en de bankensector (EBA) View > See more
JC/2014/43 da 25/08/2014 Reference document Retningslinjer for klagebehandling i værdipapirsektoren (ESMA) og banksektoren (EBA) View > See more
JC/2014/43 hr 25/08/2014 Reference document Smjernice za rješavanje pritužbi/prigovora za sektore vrijednosnih papira (ESMA) i bankarstva (EBA) View > See more
JC/2014/43 cs 25/08/2014 Reference document Obecné pokyny k vyřizování stížností pro odvětví cenných papírů (ESMA) a bankovnictví (EBA) View > See more
JC/2014/43 bg 25/08/2014 Reference document Насоки относно разглеждането на жалби за сектора на ценните книжа (ESMA) и за банковия сектор (EБО) View > See more
2014/61 24/07/2014 Press release EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions View > See more
CP/2014/04 24/07/2014 Consultation paper Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive View > See more
2014/C1/02 17/07/2014 Decision Board of Appeal Decision View > See more
JC/2014/43 13/06/2014 Final report Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors View > See more
JC 2014/004 06/02/2014 Final report Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations View > See more
ESA/2014/001 24/01/2014 Letter Letter to Commissioner Barnier, Maystadt Report View > See more
BoA 2013-014 13/01/2014 Decision Board of Appeal Decision Global Private Rating Company v. ESMA View > See more
ESA/2013/035 18/12/2013 Joint Committee Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) View > See more
JC 2013/77 28/11/2013 Joint Committee Joint Position of the European Supervisory Authorities on Manufacturers’ Product Oversight & Governance Processes View > See more
2013/1561 13/11/2013 Letter Review of the European System on Financial Supervision (ESFS) View > See more
JC-2013-72 08/11/2013 Joint Committee Preliminary report on anti-money laundering and counter financing of terrorism Risk Based Supervision View > See more
JC CP 2013 02 07/11/2013 Consultation paper Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations View > See more
JC-CP-2013-03 06/11/2013 Consultation paper Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors View > See more
JC 2013/056 08/10/2013 Joint Committee Explanation of Changes in Compilation of Data View > See more
JC 2013/055 08/10/2013 Joint Committee Identification of Financial Conglomerates View > See more
JC/2013/051 02/10/2013 Work programme Joint Committee of the ESAs’ 2014 Work Programme View > See more
2013-09-03 05/09/2013 Press release Joint Committee Report on Risks and Vulnerabilities View > See more
JC 2013/050 05/09/2013 Joint Committee Joint Committee report on risks and vulnerabilities in the EU financial system, August 2013 View > See more
JC 2013/02 29/07/2013 Press release Joint Committee Draft Regulatory Technical Standards View > See more
JC 2013/01 29/07/2013 Joint Committee Final Draft Regulatory Technical Standards View > See more
BoA 2013-008 24/06/2013 Decision Board of Appeal Decision View > See more
2013-04-12 JC 12/04/2013 Press release Report on Risks and Vulnerabilities in the European Union’s (EU) Financial System View > See more
JC 2013-010 12/04/2013 Joint Committee Joint Committee report on risks and vulnerabilities in the EU financial system, March 2013 View > See more
ESA/2013/007 14/03/2013 Letter Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts View > See more
JC/2013/02 16/01/2013 Work programme Joint Committee of the ESAs’ 2013 Work Programme View > See more
JC/2012/86 07/12/2012 Joint Committee ESA report on the application of AML/CTF obligations to, and the AML/CTF supervision of e-money issuers, agents and distributors in Europe. View > See more
JC/CP/2012/02 Responses 25/10/2012 Joint Committee Responses to the second Joint CP on Financial Conglomerates View > See more
JC/2012/88 24/10/2012 Joint Committee EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive View > See more
JC/CP/2012/01 Responses 24/10/2012 Joint Committee Responses to the Joint CP on Financial Conglomerates View > See more
JC/CP/2012/01 Feedback statement 24/10/2012 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates View > See more
JC/CP/2012/02 31/08/2012 Consultation paper Joint consultation paper on Draft Regulatory Technical Standards on the uniform conditions of application of the calculation methods under Article 6.2 of the Financial Conglomerates Directive View > See more
JC/2012/70 31/08/2012 Press release ESAs consult on the application of the capital calculation methods for financial conglomerates View > See more
JC/P/2012/01 02/08/2012 Protocol ESAs supervisory protocol on anti-money laundering of payment institutions View > See more
JC/2012/12 20/07/2012 Reference document List of identified financial conglomerates View > See more
JC/CP/2012/01 14/05/2012 Consultation paper EBA, EIOPA and ESMA’s Joint Consultation Paper on its proposed response to the Commission’s Review of the Financial Conglomerates Directive View > See more
JC/2011/82 17/04/2012 Joint Committee Joint Committee of the ESAs - Work programme 2012 Overview of deliverables View > See more
JC/2011/17 17/04/2012 Joint Committee Medium term strategy for the Joint Committee View > See more
JC/2012/30 11/04/2012 Press release EBA, ESMA and EIOPA publish two reports on Money Laundering View > See more
JC/2011/97 11/04/2012 Report EBA, ESMA and EIOPA’s Report on the legal and regulatory provisions and supervisory expectations across EU Member States of Simplified Due Diligence requirements where the customers are credit and financial institutions under the Third Money Laundering Di View > See more
JC/2011/96 11/04/2012 Report EBA, ESMA and EIOPA’s Report on the legal, regulatory and supervisory implementation across EU Member States in relation to the Beneficial Owners Customer Due Diligence requirements under the Third Money Laundering Directive [2005/60/EC] View > See more
JC 2011/17 23/03/2012 Reference document Medium term strategy for the Joint Committee View > See more
JC 2011/82 23/03/2012 Work programme Joint Committee of the ESAs - Work programme 2012 View > See more
JC/DP/2012/1 06/03/2012 Consultation paper Joint Discussion Paper on Draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a CCP under the Regulation on OTC derivatives, CCPs and Trade Repositories View > See more
JC 2011/094 03/11/2011 Press release Press release - ESMA, EBA and EIOPA appoint members of Joint Board of Appeal View > See more
JC IFC 09/08/2011 Reference document List of identified financial conglomerates View > See more
10-1541 04/01/2011 Letter 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis View > See more
10-1541 Annex 1 04/01/2011 Letter 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex View > See more
10-1541 Annex 2 04/01/2011 Letter 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex View > See more
10-1541 Annex 3 04/01/2011 Letter 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex View > See more
3L3 12-10-10 Letter 12/10/2010 Letter Letter - 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) View > See more
3L3 12-10-10 Report 12/10/2010 Report Report - 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) View > See more
09-1176b 29/01/2010 Report 3L3 Report - cross-sector stock take and analysis on internal governance issues View > See more
09-1176 18/12/2009 Report Cross-sectoral stock-take and analysis of internal governance requirements View > See more
09-1175 18/12/2009 Call for evidence Call for evidence on cross-sectoral internal governance issues View > See more
09-1008 03/11/2009 Work programme 3L3 Work Programme 2010 View > See more
AMLFT 09 15/10/2009 Press release 3L3 Press Release on the Committees' compendium paper on the supervisory implementation practices of the Third Money Laundering Directive View > See more
AMLTF 09 15/10/2009 Report 3L3 Compendium Paper on the supervisory implementation practices across EU Member States of the Third Money Laundering Directive [2005/60/EC] View > See more
3L3 PR 23/09/09 23/09/2009 Press release Press release - The Level 3 Committees welcome the new institutional arrangements on European financial supervision View > See more
3L3 15/07/2009 01/09/2009 Report 3L3 Joint Contribution1 to the European Commission’s Communication on European Financial Supervision View > See more
08-744b 02/06/2009 Report Key principles for the delegation of tasks between competent authorities View > See more
09-190 02/06/2009 Report Report - 3L3 delegation task force - Delegation of responsiblities View > See more
09-356 23/04/2009 Report 3L3 Joint Contribution to the European Commission’s consultation on the improvement of supervision for the financial services sector View > See more
3L3 23/04/09 PR 23/04/2009 Press release Press release - Improving supervision in the EU financial services sector: The 3L3 Committees express their support for the Commission’s position View > See more
08-1001 19/12/2008 Other CESR, CEBS and CEIOPS' joint protocol on coordination View > See more
3L3 18/12/09 MA 18/12/2008 Press release Press release - CEBS, CEIOPS and CESR’S Joint Guidelines for the assessment of Mergers and Aquisitions View > See more
08-543b Annex 18/12/2008 Report 3L3 Mergers and Aquisitions guidelines - Feedback table View > See more
08-839 21/10/2008 Statement Joint statement from CESR, CEBS and CEIOPS Regarding the latest developments in accounting View > See more
08-773 16/10/2008 Report Common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees View > See more
08-774 16/10/2008 Feedback statement Feedback statement - Consultation on common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees View > See more
3L3 M&A 08/09/2008 Agenda Agenda - Public hearing on guidelines for the prudential assessment of acquisitions and increase of holdings in the financial sector by Directive 2007/44/EC View > See more
3L3 Commission consultation 01/09/2008 Consultation paper The 3 Level 3 Committees’ Joint Response to the European Commission’s Public Consultation Paper on Amendments to Commission Decisions establishing CESR, CEBS & CEIOPS View > See more
08-543 11/07/2008 Consultation paper Consultation paper - Guidelines for the prudential assessment of acquisitions and increase of holdings in the financial sector required by Directive 2007/44/EC View > See more
3L3 M&A PR 11/07/2008 Press release Press release - CESR, CEBS and CEIOPS consult on joint guidelines for the assessment of mergers and aquisitions View > See more
3L3 IA PR 30/04/2008 Press release Press release - The 3L3 Committees reinforce their commitment to the principles of ‘Better Regulation’ by publishing revised Impact Assessment Guidelines View > See more
3L3 IA FS 30/04/2008 Feedback statement Feedback statement - Impact assessment guidelines for EU Lamfalussy level 3 Committees View > See more
3L3 AML 26/03/2008 Press release Press release - CESR, CEBS and CEIOPS launch a joint public consultation on a common understanding of the information on the payer accompanying a funds transfer View > See more
08-247 26/03/2008 Consultation paper Consultation paper - Common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees View > See more
3L3 AML - agenda 26/03/2008 Agenda Agenda for the open hearing on common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees View > See more
3L3 AML - registration 26/03/2008 Other Registration form for the Open hearing on common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees View > See more
3L3 27/02/08 28/02/2008 Letter 3L3 Chairs’ Joint Letter to EU Institutions submitting Draft Work Programmes View > See more
07-785 22/11/2007 Press release Press release - CESR, CEBS and CEIOPS, consult on a common Medium Term Work Programme on cross sector supervisory issues (2008-2010) View > See more
07-775 22/11/2007 Consultation paper Consultation Paper - 3L3 Medium Term Work Programme View > See more
07-089 24/05/2007 Consultation paper Consultation Paper - Impact Assessment Guidelines for EU Level 3 Committees View > See more
07-300 24/05/2007 Press release Press release - The Three Level 3 Committees invite comments on proposed Impact Assessment Guidelines View > See more
3L3 IIMG 21/03/2007 Report Response of the Lamfalussy committees to the second interim IIMG report View > See more
06-707 08/01/2007 Work programme 3L3 work programme for 2007 View > See more
3L3 Cross Border 02/10/2006 Letter Letter from the Chairs of CEBS, CESR and CEIOPS to Commissioner McCreevy in respect of the Commission's proposals on Cross Border Consolidation. View > See more
06-059 06/02/2006 Press release Press statement - Cross-sector work programme for 2006 View > See more
06-061 06/02/2006 Work programme 3L3 Work programme 2006 View > See more
05-405 24/11/2005 Founding document Joint Protocol on Cooperation between CESR, CEBS and CEIOPS View > See more
05-718 24/11/2005 Press release Press release - Banking, insurance and securities supervisors enhance EU-wide co-operation View > See more