Investment Management

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2014/1103 22/08/2014 Opinion Review of the CESR guidelines on a Common Definition of European Money Market Funds View > See more
2014/869 08/08/2014 Guidelines and Recommendations Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD View > See more
2014/937 sv 01/08/2014 Guidelines and Recommendations Riktlinjer om börshandlade fonder och andra frågor som rör fondföretag View > See more
2014/937 es 01/08/2014 Guidelines and Recommendations Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM View > See more
2014/937 sl 01/08/2014 Guidelines and Recommendations Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi View > See more
2014/937 sk 01/08/2014 Guidelines and Recommendations Usmernenia o fondoch obchodovaných na burze a iných otázkach súvisiacich s UCITS View > See more
2014/937 ro 01/08/2014 Guidelines and Recommendations Ghid privind OPCVM-urile de tip ETF şi alte aspecte legate de OPCVM-uri View > See more
2014/937 pt 01/08/2014 Guidelines and Recommendations Orientações sobre fundos de índices cotados (ETF) e outras questões relacionadas com os OICVM View > See more
2014/937 pl 01/08/2014 Guidelines and Recommendations Wytyczne dotyczące funduszy typu ETF i innych kwestii związanych z UCITS View > See more
2014/937 mt 01/08/2014 Guidelines and Recommendations Linji gwida dwar ETFs u kwistjonijiet oħrajn dwar il-UCITS View > See more
2014/937 lt 01/08/2014 Guidelines and Recommendations Gairės, skirtos biržoje prekiaujamiems fondams (ETF) ir kitiems KIPVPS View > See more
2014/937 lv 01/08/2014 Guidelines and Recommendations Pamatnostādnes par ETF un citiem ar PVKIU saistītiem jautājumiem View > See more
2014/937 it 01/08/2014 Guidelines and Recommendations Orientamenti su questioni relative agli ETF e ad altri OICVM View > See more
2014/937 hu 01/08/2014 Guidelines and Recommendations Iránymutatások a tőzsdén kereskedett alapokról (ETF-ek) és más ÁÉKBV-kkel kapcsolatos kérdésekről View > See more
2014/937 el 01/08/2014 Guidelines and Recommendations Κατευθυντήριες γραμμές σχετικά με τα διαπραγματεύσιμα αμοιβαία κεφάλαια και άλλα θέματα που αφορούν τους ΟΣΕΚΑ View > See more
2014/937 de 01/08/2014 Guidelines and Recommendations Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen View > See more
2014/937 fr 01/08/2014 Guidelines and Recommendations Orientations sur les fonds cotés et autres questions liées aux OPCVM View > See more
2014/937 fi 01/08/2014 Guidelines and Recommendations Ohjeet ETF:stä ja muista UCITS-rahastoihin liittyvistä asioista View > See more
2014/937 et 01/08/2014 Guidelines and Recommendations Börsil kaubeldavate fondide ja muude eurofondide emissioone käsitlevad suunised View > See more
2014/937 nl 01/08/2014 Guidelines and Recommendations Richtsnoeren betreffende ETF's en andere kwesties in verband met icbe's View > See more
2014/937 da 01/08/2014 Guidelines and Recommendations Retningslinjer om børshandlede fonde (ETF'er) og andre forhold relateret til investeringsinstitutter (UCITS) View > See more
2014/937 cs 01/08/2014 Guidelines and Recommendations Obecné pokyny týkající se ETF a jiné problematiky SKIPCP View > See more
2014/937 hr 01/08/2014 Guidelines and Recommendations Smjernice o investicijskim fondovima čijim se dionicama trguje na burzi (ETF-ovima) i drugim pitanjima u vezi s UCITS fondovima (subjektima za zajednička ulaganja u prenosive vrijednosne papire) View > See more
2014/937 bg 01/08/2014 Guidelines and Recommendations Насоки относно борсово търгуваните фондове (ETF) и въпросите за ПКИПЦ View > See more
2014/937 01/08/2014 Guidelines and Recommendations Guidelines on ETFs and other UCITS issues View > See more
2014/876 22/07/2014 Consultation paper Discussion paper - Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations View > See more
2014/868 21/07/2014 Q&A Update - Questions and Answers (Q&A) on the application of the AIFMD View > See more
2014/714 27/06/2014 Q&A Questions and Answers Application of the AIFMD View > See more
2014/264 20/06/2014 Guidelines and Recommendations Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) View > See more
2014/619 10/06/2014 Speech Keynote Speech - Steven Maijoor, ESMA Chair, at IBA Conference on the Globalisation of Investment Funds, Paris View > See more
2014/607 05/06/2014 Speech Keynote Speech - Steven Maijoor, ESMA Chair at ICMA Annual Conference, Berlin View > See more
2014/312 27/03/2014 Final report Technical advice to the European Commission on the information that competent authorities should provide to ESMA pursuant to Article 67(3) of the AIFMD View > See more
2014/311 26/03/2014 Q&A Application of the EuSEF and EuVECA Regulations View > See more
2013/1358 25/03/2014 Other AIFMD reporting IT technical guidance (rev 3) [updated] View > See more
2013/1361 25/03/2014 Other AIFMD - Reporting - XML documents - V1.2 [updated] View > See more
2014/296 25/03/2014 Q&A Application of the AIFMD View > See more
2014/295 24/03/2014 Q&A Q&A on guidelines on ETFs and other UCITS issues View > See more
2014/294 24/03/2014 Guidelines and Recommendations Final Report on Revision of Guidelines ETFs and other UCITS issues View > See more
2014/161 20/02/2014 Final report Draft implementing technical standards on notification - EuSEF View > See more
2014/160 20/02/2014 Final report Draft implementing technical standards on notification - EuVECA View > See more
2013/1491 20/02/2014 MOU AIFMD MoUs signed by the EU authorities [updated] View > See more
2014/163 17/02/2014 Q&A Questions and Answers on application of the AIFMD View > See more
2013/232 HR 31/01/2014 Guidelines and Recommendations Guidelines on sound remuneration policies under the AIFMD View > See more
2013/1974 20/12/2013 Consultation paper Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues View > See more
2013/1950 19/12/2013 Q&A Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
2013/998 SV 29/11/2013 Reference document Riktlinjer för mall för samförståndsavtal om samråd, samarbete och informationsutbyte i samband med övervakning av enheter enligt AIFM-direktivet View > See more
2013/998 ES 29/11/2013 Reference document 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA View > See more
2013/998 SL 29/11/2013 Reference document Smernice o vzorcu memoranduma glede posvetovanja, sodelovanja in izmenjave informacij v zvezi z nadzorom subjektov iz direktive UAIS View > See more
2013/998 SK 29/11/2013 Reference document 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov View > See more
2013/998 RO 29/11/2013 Reference document 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA View > See more
2013/998 PT 29/11/2013 Reference document Orientações relativas ao modelo de MoU sobre consulta, cooperação e troca de informações relacionadas com a supervisão das entidades referidas na Diretiva AIFM View > See more
2013/998 PL 29/11/2013 Reference document Wytyczne dotyczące modelowego protokołu ustaleń w sprawie konsultacji, współpracy i wymiany informacji związanych z nadzorem nad podmiotami, których dotyczy dyrektywa w sprawie ZAFI View > See more
2013/998 MT 29/11/2013 Reference document Linji gwida dwar il-mudell tal-MtQ dwar konsultazzjoni, kooperazzjoni u l-iskambju ta’ informazzjoni relatati mas-superviżjoni ta’ entitajiet tal-AIFMD View > See more
2013/998 LT 29/11/2013 Reference document Gairės dėl pavyzdinio susitarimo memorandumo dėl konsultavimosi, bendradarbiavimo ir keitimosi informacija vykdant AIFV direktyvoje nustatytų subjektų priežiūrą View > See more
2013/998 LV 29/11/2013 Reference document Pamatnostādnes saprašanās paraugmemorandam par konsultācijām, sadarbību un informācijas apmaiņu saistībā ar alternatīvo ieguldījumu fondu pārvaldnieku (AIFP) struktūru View > See more
2013/998 IT 29/11/2013 Reference document Orientamenti sul modello di protocollo d’intesa in materia di consultazione, cooperazione e scambio di informazioni concernenti la vigilanza dei soggetti di cui alla direttiva GEFIA View > See more
2013/998 HU 29/11/2013 Reference document Iránymutatások az ABAK-irányelv hatálya alá tartozó jogalanyok felügyeletével kapcsolatos konzultációról, együttműködésről és információcseréről szóló egyetértési megállapodás mintájához View > See more
2013/998 EL 29/11/2013 Reference document Κατευθυντήριες γραμμές σχετικά με το υπόδειγμα ΜΣ για τη διαβούλευση, τη συνεργασία και την ανταλλαγή πληροφοριών όσον αφορά την εποπτεία των οντοτήτων της οδηγίας ΔΟΕΕ View > See more
2013/998 DE 29/11/2013 Reference document Leitlinien für das Muster-MoU über Konsultation und Kooperation sowie den Austausch von Informationen im Zusammenhang mit der Beaufsichtigung von AIFMD-Unternehmen View > See more
2013/998 FR 29/11/2013 Reference document Orientations sur le modèle de protocole d’accord concernant la consultation, la coopération et l’échange d’informations relatives à la surveillance des entités visées par la directive sur les gestionnaires de fonds d’investissement alternatifs View > See more
2013/998 FI 29/11/2013 Reference document Ohjeita yhteisymmärryspöytäkirjan laatimiseen AIFMD:n mukaisten yhteisöjen valvontaan liittyvästä kuulemisesta, yhteistyöstä ja tiedonvaihdosta View > See more
2013/998 ET 29/11/2013 Reference document Vastastikuse mõistmise memorandumi näidise suunised, milles käsitletakse alternatiivsete investeerimisfondide valitsejate direktiiviga hõlmatud üksuste järelevalvega seotud konsultatsioone, koostööd ja teabevahetust View > See more
2013/998 NL 29/11/2013 Reference document Richtsnoeren voor het model voor een MvO inzake de raadpleging, de samenwerking en de uitwisseling van informatie met betrekking tot het toezicht op AIFMD-entiteiten View > See more
2013/998 DA 29/11/2013 Reference document Retningslinjer for modellen til aftalememorandum om høring, samarbejde og informationsudveksling vedrørende tilsyn med AIFMD-enheder View > See more
2013/998 CS 29/11/2013 Reference document Obecné pokyny k modelu memoranda o porozumění týkajícího se konzultace, spolupráce a výměny informací souvisejících s dohledem nad subjekty stanovenými ve směrnici o správcích alternativních investičních fondů View > See more
2013/998 HR 29/11/2013 Reference document Smjernice o modelu Sporazuma o razumijevanju (u daljnjem tekstu MoU) koje se tiču savjetovanja, suradnje i razmjene informacija u svezi s nadzorom subjekata iz Direktive AIFMD View > See more
2013/998 BG 29/11/2013 Reference document Насоки за образеца на МзР относно консултирането, сътрудничеството и обмена на информация, свързани с надзора на субекти по Директива ЛУАИФ View > See more
2013/1547 27/11/2013 Q&A ESMA’s Guidelines on ETFs and other UCITS issues View > See more
2013/1586 15/11/2013 Other AIFMD Reporting - Annex 2 -Tables 1-7 View > See more
2013/1360 15/11/2013 Other Tables 8-9-10 of Annex 2 of ESMA guidelines on AIFMD reporting obligation (revised) View > See more
2013/1359 15/11/2013 Other Consolidated AIFMD reporting template (revised) View > See more
2013/1339 15/11/2013 Final report Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD (revised) View > See more
2013/1368 01/10/2013 Press release ESMA clarifies reporting requirements for alternative fund managers View > See more
2013/1340 01/10/2013 Opinion Collection of information for the effective monitoring of systemic risk under Article 24(5), first sub-paragraph, of the AIFMD View > See more
2013/1119 20/08/2013 Opinion Opinion on draft regulatory technical standards on types of AIFMs under Article 4(4) of Directive 2011/61/EU View > See more
2013/611 ES 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 SL 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 SK 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 RO 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 PT 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 PL 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 MT 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 LT 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 LV 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 IT 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 HU 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 EL 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 DE 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 FR 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 FI 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 ET 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 NL 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 DA 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 CS 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 BG 13/08/2013 Reference document Key concepts of the AIFMD View > See more
2013/611 13/08/2013 Guidelines and Recommendations Key concepts of the AIFMD View > See more
2013/1072 01/08/2013 Opinion Practical arrangements for the late transposition of the AIFMD View > See more
Ares(2013)2569526 18/07/2013 Letter European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive View > See more
2013/992 18/07/2013 Press release ESMA finalises supervisory co-operation agreements for alternative investment View > See more
2013/998 18/07/2013 Guidelines and Recommendations Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities View > See more
2013/927 11/07/2013 Q&A ESMA’s Guidelines on ETFs and other UCITS issues View > See more
2013/232 03/07/2013 Guidelines and Recommendations Guidelines on sound remuneration policies under the AIFMD View > See more
2013/604 30/05/2013 Agenda Open Hearing on ESMA’s guidelines on reporting obligations under Articles 3 and 24 of the AIFMD View > See more
2013/629 30/05/2013 Press release ESMA promotes global supervisory co-operation on alternative funds View > See more
2013/600 24/05/2013 Final report Guidelines on key concepts of the AIFMD View > See more
2013/592 24/05/2013 Consultation paper Consultation paper on ESMA’s guidelines on AIFMD reporting obligations under Articles 3 and 24 of the AIFMD View > See more
2013/599 24/05/2013 Consultation paper AIFM reporting XSD schema and samples View > See more
2013/413 02/04/2013 Final report Final Report - Draft regulatory technical standards on types of AIFMs View > See more
2013/314 15/03/2013 Q&A Q&A on ESMA's guidelines on ETFs and other UCITS issues View > See more
2013/201 11/02/2013 Guidelines and Recommendations Guidelines on sound remuneration policies under the AIFMD View > See more
2013/200 11/02/2013 Press release ESMA rules aim to curb excessive risk taking by alternative fund managers View > See more
2013/14 04/02/2013 Other Call for expressions of interest: Consultative Working Group for ESMA’s Investment Management Standing Committee View > See more
2012/848 19/12/2012 Press release ESMA clarifies rules for alternative investment funds and their managers View > See more
2012/845 19/12/2012 Consultation paper Guidelines on key concepts of the AIFMD View > See more
2012/844 19/12/2012 Consultation paper Draft regulatory technical standards on types of AIFMs View > See more
2012/832 18/12/2012 Guidelines and Recommendations Guidelines on ETFs and other UCITS issues View > See more
2012/801 04/12/2012 Press release ESMA finalises guidelines on repo arrangements for UCITS funds View > See more
2012/722 04/12/2012 Final report Guidelines on repurchase and reverse repurchase agreements View > See more
2012/798 03/12/2012 Press release EU and Swiss regulators to co-operate on cross-border supervision of alternative investment funds View > See more
2012/721 20/11/2012 Opinion Opinion on Article 50(2)(a) of the UCITS Directive View > See more
2012/592 25/09/2012 Q&A Questions and Answers - Key Investor Information Document for UCITS View > See more
2012/475 25/07/2012 Press release ESMA publishes ETF guidelines and consults on repo arrangements View > See more
2012/474 25/07/2012 Final report Report and consultation paper on guidelines on ETFs and other UCITS issues View > See more
2012/469 23/07/2012 Agenda Open Hearing on ESMA’s consultation paper on guidelines on sound remuneration policies under the AIFMD View > See more
2012/429 09/07/2012 Q&A Questions and Answers - Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
2012/428 09/07/2012 Q&A Questions and Answers - Notification of UCITS and exchange of information between competent authorities View > See more
2012/441 28/06/2012 Press release ESMA proposes remuneration guidelines for alternative investment fund managers View > See more
2012/406 28/06/2012 Consultation paper Draft Guidelines on sound remuneration policies under the AIFMD View > See more
2012/197 28/03/2012 Guidelines and Recommendations Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS View > See more
2012/117 23/02/2012 Consultation paper Discussion paper on Key concepts of the Alternative Investment Fund Managers Directive and types of AIFM View > See more
2012/113 21/02/2012 Q&A Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 View > See more
2012/43 30/01/2012 Press release ESMA outlines future regulatory framework for ETFs and other UCITS issues View > See more
2012/44 30/01/2012 Consultation paper ESMA’s guidelines on ETFs and other UCITS issues View > See more
2011/379 16/11/2011 Final report Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive View > See more
2011/378 16/11/2011 Press release Press release - ESMA details future rules for alternative investment fund managers View > See more
2011/382 16/11/2011 Letter Letter to Michel Barnier - ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) View > See more
2011/383 16/11/2011 Letter Letter to Jonathan Faull - ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) View > See more
2011/384 16/11/2011 Letter Letter to Sharon Bowles - ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) View > See more
2011/342 13/10/2011 Opinion Opinion - Practical arrangements for the late transposition of the UCITS IV Directive View > See more
2011/280 05/09/2011 Agenda Agenda - Open Hearing on ESMA View > See more
2011/281 05/09/2011 Agenda Agenda - Open Hearing on ESMA View > See more
2011/273 26/08/2011 Q&A Questions and Answers - A Common Definition of European Money Market Funds View > See more
2011/270 23/08/2011 Consultation paper Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries View > See more
2011/271 23/08/2011 Press release Press release - ESMA consults on future rules for alternative investment fund managers and the treatment of third country entities View > See more
2011/240 02/08/2011 Agenda Agenda - Open Hearing on ESMA View > See more
2011/220 22/07/2011 Consultation paper Discussion paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS View > See more
2011/221 22/07/2011 Press release Press release - ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS View > See more
2011/209 13/07/2011 Consultation paper Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive View > See more
2011/214 13/07/2011 Press release Press release - ESMA seeks views on future rules for alternative investment fund managers View > See more
2011/123 15/04/2011 Press release Press release - ESMA seeks preliminary views on future rules for alternative investment fund managers View > See more
2011/121 15/04/2011 Consultation paper Discussion paper - ESMA’s policy orientations on possible implementing measures under Article 3 of the Alternative Investment Fund Managers Directive View > See more
2011/118 14/04/2011 Press release Press release - ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS View > See more
2011/112 14/04/2011 Final report Final report - Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS View > See more
EC 21-02-11 08/03/2011 Letter Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD View > See more
10-1318 20/12/2010 CESR Guideline Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS View > See more
10-1319 20/12/2010 CESR Guideline Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document View > See more
10-1320 20/12/2010 CESR Guideline CESR’s guide to clear language and layout for the Key Investor Information document View > See more
CESR/10-1321 20/12/2010 CESR Guideline CESR’s template for the Key Investor Information document View > See more
10-1396 20/12/2010 Feedback statement Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS View > See more
10-1397 20/12/2010 Feedback statement Feedback statement - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document View > See more
10-1398 20/12/2010 Feedback statement Feedback statement - A guide to clear language and layout for the Key Investor Information document (KII) View > See more
10-1399 20/12/2010 Feedback statement Feedback statement - CESR’s template for the Key Investor Information document View > See more
10-1610 20/12/2010 Agenda Agenda - Open Hearing on the mandate received by CESR for Technical Advice to the European Commission on possible Level 2 measures on AIFM Directive View > See more
10-1459 03/12/2010 Call for evidence Call for evidence - Implementing measures on the Alternative Investment Fund Managers Directive View > See more
10-1253 18/11/2010 Consultation paper Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS View > See more
EU 583/2010 29/07/2010 Legislation Commission regulation on key investor information View > See more
10-788 28/07/2010 CESR Guideline Guidelines - Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
10-798 28/07/2010 Feedback statement Feedback statement - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
10-903 28/07/2010 Press release Press release - CESR sets out final guidelines on risk measurement and the calculation of global exposure and counterparty risk for UCITS View > See more
10-530 20/07/2010 Consultation paper Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS View > See more
10-672 20/07/2010 Consultation paper Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document View > See more
10-532 20/07/2010 Consultation paper Consultation paper - A guide to clear language and layout for the Key Investor Information document View > See more
10-794 20/07/2010 Consultation paper Consultation paper - Template for the Key Investor Information document View > See more
10-673 02/07/2010 CESR Guideline Guidelines - Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document View > See more
10-674 02/07/2010 CESR Guideline Guidelines - Methodology for calculation of the ongoing charges figure in the Key Investor Information Document View > See more
10-049 19/05/2010 CESR Guideline Guidelines - Common definition of European money market funds View > See more
10-545 19/05/2010 Feedback statement Feedback statement - CESR’s Guidelines on a common definition of European money market funds View > See more
10-575 19/05/2010 Press release Press release - CESR sets out harmonised definition of European money market funds View > See more
09-1226 19/04/2010 Feedback statement Feedback statement - CESR’s technical advice on the level 2 measures related to mergers of UCITS, master- feeder structures and cross-border notification of UCITS View > See more
09-995 19/04/2010 Feedback statement Feedback statement - CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS View > See more
09-990 19/04/2010 Feedback statement Feedback statement - CESR’s technical advice on the level 2 measures related to the UCITS management company passport View > See more
10-108 19/04/2010 Consultation paper Consultation paper - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
09-175 15/01/2010 Report Mapping of duties and liabilities of UCITS depositaries View > See more
09-1186 22/12/2009 Final report CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS View > See more
09-1028 22/12/2009 Final report Annex 2 to CESR’s technical advice to the European Commission on the level 2 measures related to the format and content of KID disclosures for UCITS - Methodology for calculation of the ongoing charges figure View > See more
09-1026 22/12/2009 Final report Annex to CESR’s technical advice on the level 2 measures related to the format and content of KID disclosures for UCITS: methodology for the calculation of the synthetic risk and reward indicator View > See more
09-1223 22/12/2009 Final report CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
D001842 22/12/2009 Mandate Mandate from Commissioner McCreevy to Eddy Wymeersch on implementing measures of UCITS IV Directive View > See more
09-1223a 22/12/2009 Final report CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive - Council View > See more
09-1223b 22/12/2009 Final report CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive - European Parliament View > See more
L 302/32 18/11/2009 Legislation Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to UCITS View > See more
09-1069 04/11/2009 Agenda Agenda for open hearing on CESR advice on Part III of the UCITS Directive View > See more
09-949 28/10/2009 Final report Final advice on the level 2 measures related to the format and content of Key Information Document disclosures for UCITS View > See more
09-963 28/10/2009 Consultation paper CESR’s advice on the level 2 measures related to the UCITS management company passport View > See more
09-1010 28/10/2009 Press release Press release - CESR proposes requirements for management company passport and improved investor disclosures for UCITS View > See more
09-985 28/10/2009 Letter CESR’s cover letter to the European Council on CESR's technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
09-985a 28/10/2009 Letter CESR’s cover letter to the European Parliament on CESR's technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
09-985b 28/10/2009 Letter CESR’s cover letter to the European Commission on CESR's technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
09-850 20/10/2009 Consultation paper Consultation paper - A common definition of European money market funds View > See more
09-845 28/09/2009 Letter Letter - CESR’s response to the European Commission’s consultation on the UCITS depositary function View > See more
09-781 28/09/2009 Final report CESR’s response to the European Commission’s consultation on the UCITS depositary function View > See more
09-785 17/09/2009 Consultation paper Consultation paper - CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS View > See more
09-716 04/08/2009 Consultation paper Consultation paper - Addendum to CESR’s consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552) View > See more
09-704 23/07/2009 Agenda Agenda for the open hearing on CESR's draft advice on the UCITS IV Directive View > See more
09-552 08/07/2009 Consultation paper Consultation paper - CESR’s technical advice at level 2 on the format and content of Key Information Document disclosures for UCITS View > See more
09-678 08/07/2009 Press release Press release - CESR moves forward its project to improve investor disclosures for UCITS View > See more
09-624 08/07/2009 Consultation paper Consultation paper - CESR’s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport View > See more
09-669 08/07/2009 Press release Press release - CESR consults on its advice regarding the new UCITS Directive View > See more
09-489 15/06/2009 Consultation paper Consultation Paper - CESR’s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCITS’ global exposure View > See more
09-047 16/03/2009 Consultation paper Consultation paper - Technical issues relating to Key Information Document (KID) disclosures for UCITS View > See more
09-178 27/02/2009 CESR Guideline Guidelines - Risk management principles for UCITS View > See more
09-100 27/02/2009 Feedback statement Feedback statement - Risk management principles for UCITS View > See more
09-179 17/02/2009 Call for evidence Call for evidence - Possible implementing measures of the future UCITS directive View > See more
08-880 31/10/2008 Press release Press release - CESR delivers its response to the European Commission’s request for assistance on the UCITS management company passport View > See more
08-867 31/10/2008 Final report Final advice - CESR’s advice to the European Commission on the UCITS Management Company Passport View > See more
08-866 31/10/2008 Letter Letter to the European Commission - CESR’s advice on the UCITS Management Company Passport View > See more
07-044b 02/10/2008 CESR Guideline CESR's guidelines concerning eligible assets for investment by UCITS View > See more
EC 11/04/08 02/10/2008 Letter Letter from the European Commission - Physical short selling in the context of the UCITS Directive View > See more
08-748 30/09/2008 Consultation paper Consulation paper - UCITS Management Company Passport View > See more
08-669 23/09/2008 Agenda Agenda - Open hearing on CESR's advice to the European Commission on UCITS management company passport View > See more
08-616 19/08/2008 Consultation paper Consultation paper - Risk management principles for UCITS View > See more
08-572 17/07/2008 Call for evidence Call for evidence - Request for advice to CESR on the UCITS asset management company passport View > See more
08-088 15/02/2008 Press release Press release - CESR takes steps to improve retail investor information for UCITS products View > See more
08-087 15/02/2008 Final report CESR's advice to the European Commission on the content and form of Key Information Document disclosures for UCITS View > See more
08-035 15/02/2008 Feedback statement Feedback statement - CESR’s consultation on the content and form of Key Information Document disclosures for UCITS View > See more
07-753 20/11/2007 Report Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS View > See more
07-742 13/11/2007 Agenda Agenda - Open hearing on Key Investor Information for UCITS View > See more
07-688 16/10/2007 Press release Press release - CESR launches a consultation on key investor information for UCITS View > See more
07-669 16/10/2007 Consultation paper Consultation Paper - Content and form of Key Investor Information disclosures for UCITS View > See more
07-489 17/07/2007 Press release Press release - CESR adopts common supervisory approaches concerning the classification of hedge fund indices as financial indices for the purposes of the UCITS Directive View > See more
07-434 17/07/2007 CESR Guideline Guidelines - Level 3 guidelines on the classification of hedge fund indices as financial indice View > See more
07-433 17/07/2007 Feedback statement Feedback statement - Level 3 guidelines on the classification of hedge fund indices as financial indice View > See more
07-241 13/04/2007 Call for evidence Call for evidence - Key Investor Disclosures under UCITS View > See more
07-214 13/04/2007 Call for evidence Call for evidence - Questionnaire on Simplified Prospectus for retail investors View > See more
07-205 13/04/2007 Call for evidence Call for evidence - UCITS Distribution View > See more
2007/16/EC 04/04/2007 Legislation Commission directive on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions View > See more
07-179 19/03/2007 Press release Press release - CESR Members adopt common supervisory approaches for the new regime eligible assets for UCITS View > See more
07-044 19/03/2007 CESR Guideline CESR's guidelines concerning eligible assets for investment by UCITS View > See more
07-045 05/02/2007 Consultation paper Consultation paper - Clarification of the definitions concerning eligible assets for investment by UCITS: can hedge fund indices be classified as financial indices for the purpose of UCITS? View > See more
07-107 05/02/2007 Press release Press release - CESR launches a consultation on the possibility for hedge fund indices to be classified as financial indices for the purpose of UCITS View > See more
06-461d 09/11/2006 Report Position paper - CESR’s reaction to the Reports of the Commission Expert Groups on Market Efficiency and on Alternative Investment Funds. View > See more
06-570 26/10/2006 Press release Press release - CESR launches a consultation on the criteria of hedge fund indices to be classified as financial indices for the purpose of UCITS View > See more
06-530 26/10/2006 Consultation paper Consultation paper - Can hedge fund indices be classified as financial indices for the purpose of UCITS? View > See more
06-120b 29/06/2006 CESR Guideline CESR’s guidelines to simplify the notification procedure of UCITS View > See more
06-301 29/06/2006 Feedback statement Feedback statement - CESR’s guidelines to simplify the notification procedure of UCITS View > See more
06-307 29/06/2006 Press release Press release - CESR simplifies access to EU mutual funds: CESR publishes its final guidelines on simplification of the cross-border notification procedure of UCITS View > See more
06-205 11/05/2006 Agenda Agenda - Open hearing on CESR’s draft guidelines regarding the notification procedure of UCITS 2nd Consultation Paper View > See more
06-120 05/05/2006 Consultation paper Consultation paper - CESR’s guidelines to simplify the notification procedure of UCITS - 2nd Consultation Paper View > See more
06-196 05/05/2006 Press release Press release - CESR launches a second consultation on simplification of the cross-border notification procedure of UCITS View > See more
06-005 26/01/2006 Final report CESR’s Advice to the European Commission on Clarification of Definitions concerning Eligible Assets for Investments of UCITS View > See more
06-012 26/01/2006 Press release Press release - CESR publishes its final advice to the European Commission on the eligible assets of UCITS View > See more
06-013 26/01/2006 Feedback statement Feedback statement - CESR’s Advice to the European Commission on Clarification of Definitions concerning Eligible Assets for Investments of UCITS View > See more
05-645 16/11/2005 Agenda Agenda for the Open Hearing on CESR’s draft guidelines regarding the notification procedure of UCITS View > See more
05-484 27/10/2005 CESR Guideline CESR’s guidelines for supervisors regarding the notification procedure according to Section VIII of the UCITS Directive View > See more
05-620 27/10/2005 Press release Press release - CESR launches a consultation on simplification of the cross-border notification procedure of UCITS View > See more
05-490b 20/10/2005 Consultation paper CESR’s Draft Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS - 2nd Consultation Paper View > See more
05-619 20/10/2005 Press release Press release - CESR launches a second consultation on its draft advice to the European Commission on the eligible assets of UCITS View > See more
05-637 20/10/2005 Agenda Agenda for the Open Hearing on CESR's second consultation on its draft advice to the European Commission on the eligible assets of UCITS View > See more
05-498 26/07/2005 Press release Press release - The European Commission extends the deadline for CESR’s technical advice concerning eligible assets for UCITS View > See more
05-302b 07/07/2005 Final report Implementation of the European Commission’s Recommendations on UCITS - Report of the review conducted by CESR. The full responses for each Member State can be viewed under the section Review Panel Assessments. View > See more
05-435 06/07/2005 Press release Press Release - Implementation of the European Commission’s Recommendations on UCITS - Report of the review conducted by CESR View > See more
05-186b 29/03/2005 Agenda Agenda for Open Hearing on Clarificatin of definitions concerning eligible assets for investments of UCITS View > See more
05-064b 18/03/2005 Consultation paper CESR’s Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS View > See more
05-172 18/03/2005 Press release Press release - CESR launches a consultation on its draft advice to the European Commission on the eligible assets of UCITS View > See more
05-058 03/02/2005 Press release Press release - CESR publishes final guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives View > See more
04-701 03/02/2005 Feedback statement Feedback statement - CESR consultation on draft guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) View > See more
04-434b 03/02/2005 CESR Guideline CESR’s guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) View > See more
04-593 04/11/2004 Press release Press release - CESR publishes the results of investigations of mis-practises in the European investment fund industry View > See more
04-407 04/11/2004 Report Investigation of Mispractices in the European Fund Industry View > See more
04-586 28/10/2004 Mandate Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS View > See more
04-579 28/10/2004 Press release Press release - CESR launches a Call for Evidence on possible modifications of the UCITS Directive View > See more
04-434 21/10/2004 CESR Guideline CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) View > See more
04-541 21/10/2004 Press release Press release - CESR launches a consultation on guidelines for supervisors implementing the transitional provisions of the amending UCITS Directives View > See more
04-566 21/10/2004 Agenda Agenda for the Open Hearing on UCITS, 18 November 2004 View > See more
04-267b 09/06/2004 Press release Press release - CESR starts work on its agenda for Investment Management View > See more
04-160 09/06/2004 Mandate Mandate for the Expert Group on Investment Management View > See more
383/2004/EC 07/06/2004 Legislation Corrigendum to Commission Recommendation of 27 April 2004 on the use of financial derivative instruments for undertakings for collective investment in transferable securities (UCITS) View > See more
384/2004/EC 07/06/2004 Legislation Corrigendum to Commission Recommendation of 27 April on some contents of the simplified prospectus as provided for in Schedule C of Annex 1 to Council Directive 85/611/EEC View > See more
03-499 24/12/2003 Report Results of CESR’s public consultation on “The role of CESR in the regulation and supervision of UCITS and asset management in the EU” View > See more
03-441 05/11/2003 Agenda Open Hearing on The role of CESR in the regulation and supervision of UCITS and Asset Management activities in the EU View > See more
03-378b 30/10/2003 Founding document The role of CESR in the regulation and supervision of UCITS and asset management in the EU View > See more