Investment Management

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2012/197 28/03/2012 Guidelines and Recommendations Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS View > See more
2012/117 23/02/2012 Consultation paper Discussion paper on Key concepts of the Alternative Investment Fund Managers Directive and types of AIFM View > See more
2012/113 21/02/2012 Q&A Questions and Answers - A Common Definition of European Money Market Funds - updated February 2012 View > See more
2012/43 30/01/2012 Press release ESMA outlines future regulatory framework for ETFs and other UCITS issues View > See more
2012/44 30/01/2012 Consultation paper ESMA’s guidelines on ETFs and other UCITS issues View > See more
2011/379 16/11/2011 Final report Final report - ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive View > See more
2011/378 16/11/2011 Press release Press release - ESMA details future rules for alternative investment fund managers View > See more
2011/382 16/11/2011 Letter Letter to Michel Barnier - ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) View > See more
2011/383 16/11/2011 Letter Letter to Jonathan Faull - ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) View > See more
2011/384 16/11/2011 Letter Letter to Sharon Bowles - ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) View > See more
2011/342 13/10/2011 Opinion Opinion - Practical arrangements for the late transposition of the UCITS IV Directive View > See more
2011/280 05/09/2011 Agenda Agenda - Open Hearing on ESMA View > See more
2011/281 05/09/2011 Agenda Agenda - Open Hearing on ESMA View > See more
2011/273 26/08/2011 Q&A Questions and Answers - A Common Definition of European Money Market Funds View > See more
2011/270 23/08/2011 Consultation paper Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries View > See more
2011/271 23/08/2011 Press release Press release - ESMA consults on future rules for alternative investment fund managers and the treatment of third country entities View > See more
2011/240 02/08/2011 Agenda Agenda - Open Hearing on ESMA View > See more
2011/220 22/07/2011 Consultation paper Discussion paper - ESMA’s policy orientations on guidelines for UCITS Exchange-Traded Funds and Structured UCITS View > See more
2011/221 22/07/2011 Press release Press release - ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS View > See more
2011/209 13/07/2011 Consultation paper Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive View > See more
2011/214 13/07/2011 Press release Press release - ESMA seeks views on future rules for alternative investment fund managers View > See more
2011/123 15/04/2011 Press release Press release - ESMA seeks preliminary views on future rules for alternative investment fund managers View > See more
2011/121 15/04/2011 Consultation paper Discussion paper - ESMA’s policy orientations on possible implementing measures under Article 3 of the Alternative Investment Fund Managers Directive View > See more
2011/118 14/04/2011 Press release Press release - ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS View > See more
2011/112 14/04/2011 Final report Final report - Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS View > See more
EC 21-02-11 08/03/2011 Letter Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD View > See more
10-1318 20/12/2010 CESR Guideline Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS View > See more
10-1319 20/12/2010 CESR Guideline Guidelines - Transition from the Simplified Prospectus to the Key Investor Information document View > See more
10-1320 20/12/2010 CESR Guideline CESR’s guide to clear language and layout for the Key Investor Information document View > See more
CESR/10-1321 20/12/2010 CESR Guideline CESR’s template for the Key Investor Information document View > See more
10-1396 20/12/2010 Feedback statement Feedback statement - CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS View > See more
10-1397 20/12/2010 Feedback statement Feedback statement - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document View > See more
10-1398 20/12/2010 Feedback statement Feedback statement - A guide to clear language and layout for the Key Investor Information document (KII) View > See more
10-1399 20/12/2010 Feedback statement Feedback statement - CESR’s template for the Key Investor Information document View > See more
10-1610 20/12/2010 Agenda Agenda - Open Hearing on the mandate received by CESR for Technical Advice to the European Commission on possible Level 2 measures on AIFM Directive View > See more
10-1459 03/12/2010 Call for evidence Call for evidence - Implementing measures on the Alternative Investment Fund Managers Directive View > See more
10-1253 18/11/2010 Consultation paper Consultation Paper: CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure for certain types of structured UCITS View > See more
EU 583/2010 29/07/2010 Legislation Commission regulation on key investor information View > See more
10-788 28/07/2010 CESR Guideline Guidelines - Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
10-798 28/07/2010 Feedback statement Feedback statement - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
10-903 28/07/2010 Press release Press release - CESR sets out final guidelines on risk measurement and the calculation of global exposure and counterparty risk for UCITS View > See more
10-530 20/07/2010 Consultation paper Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS View > See more
10-672 20/07/2010 Consultation paper Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document View > See more
10-532 20/07/2010 Consultation paper Consultation paper - A guide to clear language and layout for the Key Investor Information document View > See more
10-794 20/07/2010 Consultation paper Consultation paper - Template for the Key Investor Information document View > See more
10-673 02/07/2010 CESR Guideline Guidelines - Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document View > See more
10-674 02/07/2010 CESR Guideline Guidelines - Methodology for calculation of the ongoing charges figure in the Key Investor Information Document View > See more
10-049 19/05/2010 CESR Guideline Guidelines - Common definition of European money market funds View > See more
10-545 19/05/2010 Feedback statement Feedback statement - CESR’s Guidelines on a common definition of European money market funds View > See more
10-575 19/05/2010 Press release Press release - CESR sets out harmonised definition of European money market funds View > See more
09-1226 19/04/2010 Feedback statement Feedback statement - CESR’s technical advice on the level 2 measures related to mergers of UCITS, master- feeder structures and cross-border notification of UCITS View > See more
09-995 19/04/2010 Feedback statement Feedback statement - CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS View > See more
09-990 19/04/2010 Feedback statement Feedback statement - CESR’s technical advice on the level 2 measures related to the UCITS management company passport View > See more
10-108 19/04/2010 Consultation paper Consultation paper - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS View > See more
09-175 15/01/2010 Report Mapping of duties and liabilities of UCITS depositaries View > See more
09-1186 22/12/2009 Final report CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS View > See more
09-1028 22/12/2009 Final report Annex 2 to CESR’s technical advice to the European Commission on the level 2 measures related to the format and content of KID disclosures for UCITS - Methodology for calculation of the ongoing charges figure View > See more
09-1026 22/12/2009 Final report Annex to CESR’s technical advice on the level 2 measures related to the format and content of KID disclosures for UCITS: methodology for the calculation of the synthetic risk and reward indicator View > See more
09-1223 22/12/2009 Final report CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
D001842 22/12/2009 Mandate Mandate from Commissioner McCreevy to Eddy Wymeersch on implementing measures of UCITS IV Directive View > See more
09-1223a 22/12/2009 Final report CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive - Council View > See more
09-1223b 22/12/2009 Final report CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive - European Parliament View > See more
L 302/32 18/11/2009 Legislation Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to UCITS View > See more
09-1069 04/11/2009 Agenda Agenda for open hearing on CESR advice on Part III of the UCITS Directive View > See more
09-949 28/10/2009 Final report Final advice on the level 2 measures related to the format and content of Key Information Document disclosures for UCITS View > See more
09-963 28/10/2009 Consultation paper CESR’s advice on the level 2 measures related to the UCITS management company passport View > See more
09-1010 28/10/2009 Press release Press release - CESR proposes requirements for management company passport and improved investor disclosures for UCITS View > See more
09-985 28/10/2009 Letter CESR’s cover letter to the European Council on CESR's technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
09-985a 28/10/2009 Letter CESR’s cover letter to the European Parliament on CESR's technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
09-985b 28/10/2009 Letter CESR’s cover letter to the European Commission on CESR's technical advice on possible implementing measures concerning the future UCITS IV Directive View > See more
09-850 20/10/2009 Consultation paper Consultation paper - A common definition of European money market funds View > See more
09-845 28/09/2009 Letter Letter - CESR’s response to the European Commission’s consultation on the UCITS depositary function View > See more
09-781 28/09/2009 Final report CESR’s response to the European Commission’s consultation on the UCITS depositary function View > See more
09-785 17/09/2009 Consultation paper Consultation paper - CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS View > See more
09-716 04/08/2009 Consultation paper Consultation paper - Addendum to CESR’s consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552) View > See more
09-704 23/07/2009 Agenda Agenda for the open hearing on CESR's draft advice on the UCITS IV Directive View > See more
09-552 08/07/2009 Consultation paper Consultation paper - CESR’s technical advice at level 2 on the format and content of Key Information Document disclosures for UCITS View > See more
09-678 08/07/2009 Press release Press release - CESR moves forward its project to improve investor disclosures for UCITS View > See more
09-624 08/07/2009 Consultation paper Consultation paper - CESR’s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport View > See more
09-669 08/07/2009 Press release Press release - CESR consults on its advice regarding the new UCITS Directive View > See more
09-489 15/06/2009 Consultation paper Consultation Paper - CESR’s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCITS’ global exposure View > See more
09-047 16/03/2009 Consultation paper Consultation paper - Technical issues relating to Key Information Document (KID) disclosures for UCITS View > See more
09-178 27/02/2009 CESR Guideline Guidelines - Risk management principles for UCITS View > See more
09-100 27/02/2009 Feedback statement Feedback statement - Risk management principles for UCITS View > See more
09-179 17/02/2009 Call for evidence Call for evidence - Possible implementing measures of the future UCITS directive View > See more
08-880 31/10/2008 Press release Press release - CESR delivers its response to the European Commission’s request for assistance on the UCITS management company passport View > See more
08-867 31/10/2008 Final report Final advice - CESR’s advice to the European Commission on the UCITS Management Company Passport View > See more
08-866 31/10/2008 Letter Letter to the European Commission - CESR’s advice on the UCITS Management Company Passport View > See more
07-044b 02/10/2008 CESR Guideline CESR's guidelines concerning eligible assets for investment by UCITS View > See more
EC 11/04/08 02/10/2008 Letter Letter from the European Commission - Physical short selling in the context of the UCITS Directive View > See more
08-748 30/09/2008 Consultation paper Consulation paper - UCITS Management Company Passport View > See more
08-669 23/09/2008 Agenda Agenda - Open hearing on CESR's advice to the European Commission on UCITS management company passport View > See more
08-616 19/08/2008 Consultation paper Consultation paper - Risk management principles for UCITS View > See more
08-572 17/07/2008 Call for evidence Call for evidence - Request for advice to CESR on the UCITS asset management company passport View > See more
08-088 15/02/2008 Press release Press release - CESR takes steps to improve retail investor information for UCITS products View > See more
08-087 15/02/2008 Final report CESR's advice to the European Commission on the content and form of Key Information Document disclosures for UCITS View > See more
08-035 15/02/2008 Feedback statement Feedback statement - CESR’s consultation on the content and form of Key Information Document disclosures for UCITS View > See more
07-753 20/11/2007 Report Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS View > See more
07-742 13/11/2007 Agenda Agenda - Open hearing on Key Investor Information for UCITS View > See more
07-688 16/10/2007 Press release Press release - CESR launches a consultation on key investor information for UCITS View > See more
07-669 16/10/2007 Consultation paper Consultation Paper - Content and form of Key Investor Information disclosures for UCITS View > See more
07-489 17/07/2007 Press release Press release - CESR adopts common supervisory approaches concerning the classification of hedge fund indices as financial indices for the purposes of the UCITS Directive View > See more
07-434 17/07/2007 CESR Guideline Guidelines - Level 3 guidelines on the classification of hedge fund indices as financial indice View > See more
07-433 17/07/2007 Feedback statement Feedback statement - Level 3 guidelines on the classification of hedge fund indices as financial indice View > See more
07-241 13/04/2007 Call for evidence Call for evidence - Key Investor Disclosures under UCITS View > See more
07-214 13/04/2007 Call for evidence Call for evidence - Questionnaire on Simplified Prospectus for retail investors View > See more
07-205 13/04/2007 Call for evidence Call for evidence - UCITS Distribution View > See more
2007/16/EC 04/04/2007 Legislation Commission directive on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions View > See more
07-179 19/03/2007 Press release Press release - CESR Members adopt common supervisory approaches for the new regime eligible assets for UCITS View > See more
07-044 19/03/2007 CESR Guideline CESR's guidelines concerning eligible assets for investment by UCITS View > See more
07-045 05/02/2007 Consultation paper Consultation paper - Clarification of the definitions concerning eligible assets for investment by UCITS: can hedge fund indices be classified as financial indices for the purpose of UCITS? View > See more
07-107 05/02/2007 Press release Press release - CESR launches a consultation on the possibility for hedge fund indices to be classified as financial indices for the purpose of UCITS View > See more
06-461d 09/11/2006 Report Position paper - CESR’s reaction to the Reports of the Commission Expert Groups on Market Efficiency and on Alternative Investment Funds. View > See more
06-570 26/10/2006 Press release Press release - CESR launches a consultation on the criteria of hedge fund indices to be classified as financial indices for the purpose of UCITS View > See more
06-530 26/10/2006 Consultation paper Consultation paper - Can hedge fund indices be classified as financial indices for the purpose of UCITS? View > See more
06-120b 29/06/2006 CESR Guideline CESR’s guidelines to simplify the notification procedure of UCITS View > See more
06-301 29/06/2006 Feedback statement Feedback statement - CESR’s guidelines to simplify the notification procedure of UCITS View > See more
06-307 29/06/2006 Press release Press release - CESR simplifies access to EU mutual funds: CESR publishes its final guidelines on simplification of the cross-border notification procedure of UCITS View > See more
06-205 11/05/2006 Agenda Agenda - Open hearing on CESR’s draft guidelines regarding the notification procedure of UCITS 2nd Consultation Paper View > See more
06-120 05/05/2006 Consultation paper Consultation paper - CESR’s guidelines to simplify the notification procedure of UCITS - 2nd Consultation Paper View > See more
06-196 05/05/2006 Press release Press release - CESR launches a second consultation on simplification of the cross-border notification procedure of UCITS View > See more
06-005 26/01/2006 Final report CESR’s Advice to the European Commission on Clarification of Definitions concerning Eligible Assets for Investments of UCITS View > See more
06-012 26/01/2006 Press release Press release - CESR publishes its final advice to the European Commission on the eligible assets of UCITS View > See more
06-013 26/01/2006 Feedback statement Feedback statement - CESR’s Advice to the European Commission on Clarification of Definitions concerning Eligible Assets for Investments of UCITS View > See more
05-645 16/11/2005 Agenda Agenda for the Open Hearing on CESR’s draft guidelines regarding the notification procedure of UCITS View > See more
05-484 27/10/2005 CESR Guideline CESR’s guidelines for supervisors regarding the notification procedure according to Section VIII of the UCITS Directive View > See more
05-620 27/10/2005 Press release Press release - CESR launches a consultation on simplification of the cross-border notification procedure of UCITS View > See more
05-490b 20/10/2005 Consultation paper CESR’s Draft Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS - 2nd Consultation Paper View > See more
05-619 20/10/2005 Press release Press release - CESR launches a second consultation on its draft advice to the European Commission on the eligible assets of UCITS View > See more
05-637 20/10/2005 Agenda Agenda for the Open Hearing on CESR's second consultation on its draft advice to the European Commission on the eligible assets of UCITS View > See more
05-498 26/07/2005 Press release Press release - The European Commission extends the deadline for CESR’s technical advice concerning eligible assets for UCITS View > See more
05-302b 07/07/2005 Final report Implementation of the European Commission’s Recommendations on UCITS - Report of the review conducted by CESR. The full responses for each Member State can be viewed under the section Review Panel Assessments. View > See more
05-435 06/07/2005 Press release Press Release - Implementation of the European Commission’s Recommendations on UCITS - Report of the review conducted by CESR View > See more
05-186b 29/03/2005 Agenda Agenda for Open Hearing on Clarificatin of definitions concerning eligible assets for investments of UCITS View > See more
05-064b 18/03/2005 Consultation paper CESR’s Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS View > See more
05-172 18/03/2005 Press release Press release - CESR launches a consultation on its draft advice to the European Commission on the eligible assets of UCITS View > See more
05-058 03/02/2005 Press release Press release - CESR publishes final guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives View > See more
04-701 03/02/2005 Feedback statement Feedback statement - CESR consultation on draft guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) View > See more
04-434b 03/02/2005 CESR Guideline CESR’s guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) View > See more
04-593 04/11/2004 Press release Press release - CESR publishes the results of investigations of mis-practises in the European investment fund industry View > See more
04-407 04/11/2004 Report Investigation of Mispractices in the European Fund Industry View > See more
04-586 28/10/2004 Mandate Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS View > See more
04-579 28/10/2004 Press release Press release - CESR launches a Call for Evidence on possible modifications of the UCITS Directive View > See more
04-434 21/10/2004 CESR Guideline CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) View > See more
04-541 21/10/2004 Press release Press release - CESR launches a consultation on guidelines for supervisors implementing the transitional provisions of the amending UCITS Directives View > See more
04-566 21/10/2004 Agenda Agenda for the Open Hearing on UCITS, 18 November 2004 View > See more
04-267b 09/06/2004 Press release Press release - CESR starts work on its agenda for Investment Management View > See more
04-160 09/06/2004 Mandate Mandate for the Expert Group on Investment Management View > See more
383/2004/EC 07/06/2004 Legislation Corrigendum to Commission Recommendation of 27 April 2004 on the use of financial derivative instruments for undertakings for collective investment in transferable securities (UCITS) View > See more
384/2004/EC 07/06/2004 Legislation Corrigendum to Commission Recommendation of 27 April on some contents of the simplified prospectus as provided for in Schedule C of Annex 1 to Council Directive 85/611/EEC View > See more
03-499 24/12/2003 Report Results of CESR’s public consultation on “The role of CESR in the regulation and supervision of UCITS and asset management in the EU” View > See more
03-441 05/11/2003 Agenda Open Hearing on The role of CESR in the regulation and supervision of UCITS and Asset Management activities in the EU View > See more
03-378b 30/10/2003 Founding document The role of CESR in the regulation and supervision of UCITS and asset management in the EU View > See more