Investor Protection and Intermediaries

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2013/267 SV 18/04/2013 Investor warning CFD-Kontrakt View > See more
2013/267 SL 18/04/2013 Investor warning Finančne pogodbe na razliko (CFD) View > See more
2013/267 SK 18/04/2013 Investor warning Zmluvy o rozdiele (CFD) View > See more
2013/267 RO 18/04/2013 Investor warning Contracte pentru diferentă (CFD-uri) View > See more
2013/267 PT 18/04/2013 Investor warning Contratos diferenciais (CFD) View > See more
2013/267 PL 18/04/2013 Investor warning Kontrakty różnic kursowych (CFD) View > See more
2013/267 NL 18/04/2013 Investor warning Contracts for difference (CFDs) View > See more
2013/267 MT 18/04/2013 Investor warning Kuntratti għad-differenza (CFDs) View > See more
2013/267 LV 18/04/2013 Investor warning Cenu starpības līgumiem (CFD) View > See more
2013/267 LT 18/04/2013 Investor warning Sandoriai dėl kainų skirtumo (CFD) View > See more
2013/267 IT 18/04/2013 Investor warning Contratti per differenza (CFD) View > See more
2013/267 HU 18/04/2013 Investor warning Különbözeten alapuló ügyletek (CFD-k) View > See more
2013/267 FR 18/04/2013 Investor warning Contrats sur différence (CFD) View > See more
2013/267 FI 18/04/2013 Investor warning Hinnanerosopimukset (CFD) View > See more
2013/267 ET 18/04/2013 Investor warning Hinnavahelepingud (CFD) View > See more
2013/267 ES 18/04/2013 Investor warning Contratos por Diferencias (CFD) View > See more
2013/267 EL 18/04/2013 Investor warning Συμβάσεις επί διαφορών (CFD) View > See more
2013/267 DE 18/04/2013 Investor warning Differenzgeschäfte (CFD) View > See more
2013/267 DA 18/04/2013 Investor warning Differencekontrakter (CFD'er) View > See more
2013/267 CS 18/04/2013 Investor warning Rozdílové smlouvy (CFD) View > See more
2013/267 BG 18/04/2013 Investor warning ДОГОВОРИТЕ ЗА РАЗЛИКИ (CFD) View > See more
2013/BS/45 10/04/2013 Terms of reference IPISC Terms of Reference View > See more
2013/266 28/02/2013 Press release ESMA and the EBA warn investors about contracts for difference View > See more
2013/267 28/02/2013 Investor warning Contracts for Difference (CFDs) View > See more
2012/682 SV 25/01/2013 Reference document Investeringsguide View > See more
2012/682 ES 25/01/2013 Reference document Guía de inversión View > See more
2012/682 SL 25/01/2013 Reference document Napotki za investiranje View > See more
2012/682 SK 25/01/2013 Reference document Sprievodca investovaním View > See more
2012/682 RO 25/01/2013 Reference document Ghid pentru a investi View > See more
2012/682 PT 25/01/2013 Reference document Guia de investimento View > See more
2012/682 PL 25/01/2013 Reference document Poradnik inwestycyjny View > See more
2012/682 MT 25/01/2013 Reference document Gwida għall-investimenti View > See more
2012/682 LT 25/01/2013 Reference document Investavimo vadovas View > See more
2012/682 LV 25/01/2013 Reference document Ieguldījumu ceļvedis View > See more
2012/682 IT 25/01/2013 Reference document Guida agli investimenti View > See more
2012/682 HU 25/01/2013 Reference document Befektetési útmutató View > See more
2012/682 EL 25/01/2013 Reference document Οδηγός επενδύσεων View > See more
2012/682 DE 25/01/2013 Reference document Leitlinien für Anleger View > See more
2012/682 FR 25/01/2013 Reference document Guide pour les investisseurs View > See more
2012/682 FI 25/01/2013 Reference document Sijoitusopas View > See more
2012/682 ET 25/01/2013 Reference document Juhend investorile View > See more
2012/682 NL 25/01/2013 Reference document Beleggersgids View > See more
2012/682 DA 25/01/2013 Reference document Investeringsvejledning View > See more
2012/682 CS 25/01/2013 Reference document Průvodce investováním View > See more
2012/682 BG 25/01/2013 Reference document Ръководство за инвестиране View > See more
2012/850 19/12/2012 Supervisory brief MiFID supervisory briefing - Suitability View > See more
2012/851 19/12/2012 Supervisory brief MiFID supervisory briefing - Appropriateness and execution-only View > See more
2012/818 12/12/2012 Speech Opening statement at the ESMA Investor Day, by Steven Maijoor, Chair of ESMA View > See more
2012/803 04/12/2012 Speech Rebuilding investors trust in EU capital markets - Steven Maijoor, ESMA Chair View > See more
2012/682 19/10/2012 Reference document Guide to investing View > See more
2012/388 SV 28/09/2012 Guidelines and Recommendations Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID View > See more
2012/388 ES 28/09/2012 Guidelines and Recommendations Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID View > See more
2012/388 SL 28/09/2012 Guidelines and Recommendations Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID View > See more
2012/388 SK 28/09/2012 Guidelines and Recommendations Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) View > See more
2012/388 RO 28/09/2012 Guidelines and Recommendations Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii View > See more
2012/388 PT 28/09/2012 Guidelines and Recommendations Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF View > See more
2012/388 PL 28/09/2012 Guidelines and Recommendations Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem View > See more
2012/388 MT 28/09/2012 Guidelines and Recommendations Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID View > See more
2012/388 LT 28/09/2012 Guidelines and Recommendations Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų View > See more
2012/388 LV 28/09/2012 Guidelines and Recommendations Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību View > See more
2012/388 FI 28/09/2012 Guidelines and Recommendations Ohjeet compliance - toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin View > See more
2012/388 IT 28/09/2012 Guidelines and Recommendations Orientamenti - su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID View > See more
2012/388 HU 28/09/2012 Guidelines and Recommendations Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól View > See more
2012/388 EL 28/09/2012 Guidelines and Recommendations Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID View > See more
2012/388 DE 28/09/2012 Guidelines and Recommendations Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion View > See more
2012/388 FR 28/09/2012 Guidelines and Recommendations Orientations concernant certains aspects de la directive MIF relatifs aux exigences de la fonction de vérification de la conformité View > See more
2012/388 ET 28/09/2012 Guidelines and Recommendations Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta View > See more
2012/388 NL 28/09/2012 Guidelines and Recommendations Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie View > See more
2012/388 DA 28/09/2012 Guidelines and Recommendations Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID View > See more
2012/388 CZ 28/09/2012 Guidelines and Recommendations Obecné pokyny k určitým aspektům požadavků směrnice MiFID na funkci compliance View > See more
2012/388 BG 28/09/2012 Guidelines and Recommendations Насоки относно определени аспекти на изискванията на MiFID за годност View > See more
2012/581 17/09/2012 Press release ESMA proposes remuneration guidelines for firms providing investment services View > See more
2012/570 17/09/2012 Consultation paper Guidelines on remuneration policies and practices (MiFID) View > See more
2012/387 SV 21/08/2012 Guidelines and Recommendations Riktlinjer om vissa aspekter av lämplighetskraven i MiFID View > See more
2012/387 ES 21/08/2012 Guidelines and Recommendations Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID View > See more
2012/387 SL 21/08/2012 Guidelines and Recommendations Smernice o nekaterih vidikih zahtev glede primernosti iz direktive MiFID View > See more
2012/387 SK 21/08/2012 Guidelines and Recommendations Usmernenia o určitých aspektoch požiadaviek vhodnosti podľa MiFID View > See more
2012/387 RO 21/08/2012 Guidelines and Recommendations Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind adecvarea View > See more
2012/387 PT 21/08/2012 Guidelines and Recommendations Orientações relativas a determinados aspetos dos requisitos da DMIF em matéria de adequação View > See more
2012/387 PL 21/08/2012 Guidelines and Recommendations Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości View > See more
2012/387 MT 21/08/2012 Guidelines and Recommendations Linji gwida dwar ċerti aspetti tal-valutazzjoni tal-adegwatezza tal-MiFID View > See more
2012/387 LT 21/08/2012 Guidelines and Recommendations Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų View > See more
2012/387 LV 21/08/2012 Guidelines and Recommendations Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem View > See more
2012/387 IT 21/08/2012 Guidelines and Recommendations Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID View > See more
2012/387 HU 21/08/2012 Guidelines and Recommendations Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól View > See more
2012/387 EL 21/08/2012 Guidelines and Recommendations Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID View > See more
2012/387 DE 21/08/2012 Guidelines and Recommendations Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung View > See more
2012/387 FR 21/08/2012 Guidelines and Recommendations Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF View > See more
2012/387 FI 21/08/2012 Guidelines and Recommendations Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista View > See more
2012/387 ET 21/08/2012 Guidelines and Recommendations Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised View > See more
2012/387 NL 21/08/2012 Guidelines and Recommendations Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen View > See more
2012/387 DA 21/08/2012 Guidelines and Recommendations Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID View > See more
2012/387 CS 21/08/2012 Guidelines and Recommendations Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti View > See more
2012/387 BG 21/08/2012 Guidelines and Recommendations Насоки относно определени аспекти на изискванията на MiFID за годност View > See more
ESMA/2012/IPISC 01/08/2012 Other Application form - call for expressions of interest: ESMA's Consultative Working Group on Investor Protection and Intermediaries View > See more
2012/490 01/08/2012 Other Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee View > See more
2012/424 06/07/2012 Press release ESMA publishes MiFID guidelines to enhance investor protection View > See more
2012/388 06/07/2012 Guidelines and Recommendations Guidelines on certain aspects of the MiFID compliance function requirements View > See more
2012/387 06/07/2012 Guidelines and Recommendations Guidelines on certain aspects of the MiFID suitability requirements View > See more
2012/382 22/06/2012 Q&A MiFID Q&A in the area of investor protection and intermediaries View > See more
2011/446 22/12/2011 Consultation paper Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements View > See more
2011/445 22/12/2011 Consultation paper Consultation paper on guidelines on certain aspects of the MiFID suitability requirements View > See more
2011/119 18/04/2011 Q&A MiFID Q&A in the area of investor protection and intermediaries View > See more
10-1415 19/11/2010 Other Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) View > See more
10-1045 22/10/2010 Feedback statement Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation View > See more
10-1169 13/10/2010 Press release Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation View > See more
10-1254 13/10/2010 Final report Responses to the Commission’s request for additional information in relation to the MiFID Review View > See more
10-1040 13/10/2010 Final report Final Advice - Client Categorisation View > See more
10-918 06/09/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries View > See more
10-859 29/07/2010 Final report CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries View > See more
10-860 29/07/2010 Final report CESR’s Responses to Questions 15-18 and 20-25 of the European Commission Request for Additional Information in Relation to the Review of MiFID View > See more
10-926 29/07/2010 Press release Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection View > See more
10-831 12/07/2010 Consultation paper Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation View > See more
10-589 06/05/2010 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members of the Investor Protection and Intermediaries Standing Committee View > See more
10-581 05/05/2010 Agenda Agenda for the open hearing on CESR’s consultation on MiFID Review – Investor Protection and Intermediaries View > See more
10-349 21/04/2010 Other Commission's response to CESR's letter regarding the MiFID review View > See more
10-296 19/04/2010 Feedback statement Feedback statement - Inducements: Good and poor practices View > See more
10-295 19/04/2010 Report Report - Inducements: good and poor practices View > See more
10-294 19/04/2010 Feedback statement Feedback statement - Understanding the definition of advice under MiFID View > See more
10-293 19/04/2010 Q&A Question and Answers - Understanding the definition of advice under MiFID View > See more
10-417 13/04/2010 Consultation paper Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries View > See more