Investor Protection and Intermediaries

Reference Date Type Title Download More Info
2011/446 22/12/2011 Consultation paper Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements View > See more
2011/445 22/12/2011 Consultation paper Consultation paper on guidelines on certain aspects of the MiFID suitability requirements View > See more
2011/119 18/04/2011 Q&A MiFID Q&A in the area of investor protection and intermediaries View > See more
10-1415 19/11/2010 Other Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) View > See more
10-1045 22/10/2010 Feedback statement Feedback Statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation View > See more
10-1169 13/10/2010 Press release Press release - CESR completes its review of MiFID by issuing advice on OTC derivatives trading, post-trade transparency standards and client categorisation View > See more
10-1254 13/10/2010 Final report Responses to the Commission’s request for additional information in relation to the MiFID Review View > See more
10-1040 13/10/2010 Final report Final Advice - Client Categorisation View > See more
10-918 06/09/2010 Feedback statement Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries View > See more
10-859 29/07/2010 Final report CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor Protection and Intermediaries View > See more
10-860 29/07/2010 Final report CESR’s Responses to Questions 15-18 and 20-25 of the European Commission Request for Additional Information in Relation to the Review of MiFID View > See more
10-926 29/07/2010 Press release Press release - CESR proposes changes to MiFID to improve securities markets’ functioning, transparency and investor protection View > See more
10-831 12/07/2010 Consultation paper Consultation paper - CESR Technical Advice to the European Commission in the context of the MiFID Review – Client Categorisation View > See more
10-589 06/05/2010 Q&A Questions and answers on MiFID: Common positions agreed by CESR Members of the Investor Protection and Intermediaries Standing Committee View > See more
10-581 05/05/2010 Agenda Agenda for the open hearing on CESR’s consultation on MiFID Review – Investor Protection and Intermediaries View > See more
10-349 21/04/2010 Other Commission's response to CESR's letter regarding the MiFID review View > See more
10-296 19/04/2010 Feedback statement Feedback statement - Inducements: Good and poor practices View > See more
10-295 19/04/2010 Report Report - Inducements: good and poor practices View > See more
10-294 19/04/2010 Feedback statement Feedback statement - Understanding the definition of advice under MiFID View > See more
10-293 19/04/2010 Q&A Question and Answers - Understanding the definition of advice under MiFID View > See more
10-417 13/04/2010 Consultation paper Consultation paper - CESR technical advice in the context of the MiFID review –Investor Protection and Intermediaries View > See more