Corporate Finance

ESMA's work in the area of corporate finance covers two main fields, Transparency and Prospectus.


According to its obligations under the Omnibus Directive, ESMA makes available the following lists:

Investment Firms

Prospectuses and Supplements

Tied Agents

UCITS Management Companies

Ongoing consultation


There is currently an ongoing consultation in this area.  To see more and to respond, please go to the section Consultations